Integralism in Three Sentences

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Catholic Integralism is a tradition of thought that, rejecting the liberal separation of politics from concern with the end of human life, holds that political rule must order man to his final goal. Since, however, man has both a temporal and an eternal end, integralism holds that there are two powers that rule him: a temporal power and a spiritual power. And since man’s temporal end is subordinated to his eternal end, the temporal power must be subordinated to the spiritual power.

Conference on the Common Good at the University of Notre Dame

We would like to draw the attention of our readers to the following conference on the common good at the University of Notre Dame. The theme is clearly closely related to our concerns here at The Josias, and some of our authors will be presenting papers. 


CONFERENCE: THE COMMON GOOD AS A COMMON PROJECT

March 26-28, 2017

The Common Good as a Common Project is a graduate student conference sponsored by the Nanovic Institute for European Studies, part of the Keough School of Global Affairs at the University of Notre Dame.

Continue reading “Conference on the Common Good at the University of Notre Dame”

Integralism and Gelasian Dyarchy

(A printable version can be found here).

1. Introduction: Three Theories

Political philosophy or politics, according to Aristotle, has an architectonic role in the practical order because it is concerned with the highest good.[2] All other practical sciences and arts are ordered to it, because their goals are sought for the sake of the goal of politics, but the goal of politics is sought only for its own sake. Politics is concerned with the final end, and hence it is the final judge of good and bad, of what is to be sought and of what is to be shunned. It is politics that judges something to be good without qualification, and not only in some respect.[3]

Aristotle sees this as following from the very notion of the good as a final cause. In order to desire anything at all, one must see it as tending toward one’s end, one’s perfection. Most goods are desired for the sake of something else; food, for example, is desired for the sake of preserving life, and the preservation of life is desired for the sake of other activities such as festivity and philosophy. But such a chain of ends cannot go on forever. There must be some final end that is desired for its own sake. If there were no such final end nothing could be desired at all; human desire would make no sense. Nor can there be more than one final end, since in that case there would be no rational way of choosing between different goods—the human will would be radically split and turned against itself.[4]

And this final end, which Aristotle calls eudaimonia (blessedness), is not only the goal of man merely considered as an individual, but even more his goal as a part of political society: “For even if the end is the same for a single man and for a state, that of the state seems at all events something greater and more complete.”[5] That is to say, the final end of man is a common good, a good that is shared in by all without being divided or diminished.[6] And Aristotle sees this common good as being the good of the city-state, which he thinks of as a “perfect society” (to borrow a later term): a society whose end is man’s complete good, and which includes all other societies (such as the family, the village, and voluntary associations) as its parts. Thus politics has the role of ordering and integrating all of human life, both individual and corporate, by guiding it toward its final goal. Politics is not a violent imposition of power, but a legitimate and binding authority that aids human persons in the achievement of their true end.

Aristotle’s marvelously simple account of politics and the good seems to be challenged, or at least complicated, by Christianity. “Duo… sunt:” there are two by which the world is chiefly ruled, Pope St. Gelasius wrote in his classic letter to the Emperor Anastasius, which was to be endlessly cited and interpreted by subsequent popes:

There are two, august Emperor, by which this world is chiefly ruled, namely, the sacred authority (auctoritas sacrata) of the priests and the royal power (regalis potestas). Of these, that of the priests is weightier, since they have to render an account for even the kings of men in the divine judgment. You are also aware, most clement son, that while you are permitted honorably to rule over human kind, yet in divine matters you bend your neck devotedly to the bishops and await from them the means of your salvation. In the reception and proper disposition of the heavenly sacraments you recognize that you should be subordinate rather than superior to the religious order, and that in these things you depend on their judgment rather than wish to bend them to your will. If the ministers of religion, recognizing the supremacy granted you from heaven in matters affecting the public order, obey your laws, lest otherwise they might obstruct the course of secular affairs by irrelevant considerations, with what readiness should you not yield them obedience to whom is assigned the dispensing of the sacred mysteries of religion?[8]

The so-called “Gelasian dyarchy” of pontifical authority and imperial power, of spiritual and temporal power, was deeply rooted in Scripture and tradition.[9] From the beginning Christianity did not deny the legitimacy of the existing political order, it recognized therein an authority founded in God’s creation and granted by His providence. But like any part of creation it saw the political as wounded by sin and in need of healing in the present, and in the eschatological future of elevation, fulfillment, and transcendence by a higher form of communal life. The order of creation was seen as a good, but temporary and preliminary order—a sign of a yet better order to come. The Lord’s famous dictum according to which one must render unto Caesar the things that are Caesar’s, but unto God the things that are God’s (Mt 22:21) did not at all conform to expectations about the Messiah. The Messiah was expected to end Roman rule and re-establish the rule of God. But our Lord does not immediately destroy the existing order; instead He plants the Kingdom of God as a seed that is to grow in the midst of that existing order. Only at His triumphant return at the end of time will He replace earthly powers with the New Jerusalem.

There are many different ways of understanding the Gelasian dyarchy. I will discuss only three of them: Augustinian radicalism, integralism, and Whig Thomism. My main focus will be on what I term integralism, which I will argue is the only adequate understanding of Gelasian dyarchy. Integralism reads Gelasius in the light of the unfolding of his teaching in the magisterium of the popes of the High Middle Ages—from St. Gregory VII to Boniface VIII— and in the light of the opposition to modern liberalism in the popes of the 19th and 20th centuries. Integralism sees the two distinct powers as being harmonized by the explicit subordination of the temporal to the spiritual.

Integralism has fallen out of fashion since the teaching Church ostensibly abandoned it at Vatican II, and opinion is now divided among various alternative positions. I shall argue, however, that Vatican II did not and could not abandon the essence of integralism. Nevertheless, I shall unfold chiefly by considering two of the many alternate understandings of dyarchy. The two that I consider are not necessarily the most important, but I consider them because they formulate clarifying objections to integralism, and because they contain important insights that have to be integrated into integralism.

What (for lack of a better term) I call Augustinian radicalism comes close to abandoning the idea of dyarchy altogether. It takes a highly pessimistic view of earthly power, which it associates with Augustine’s city of man, it emphasizes the temporal, passing nature of such power, and sees a quasi-inevitable conflict between it and the Church. The Church on this account should reject the coercive means used by earthly power, and by already living in an anticipatory fashion the peace of the heavenly Jerusalem, serve as a sign of contradiction to the powers that are passing away. This position comes in many forms and degrees. The writers of whom I am thinking in particular are Stanley Hauerwas, Michael Baxter, John Milbank, and William T. Cavanaugh as well as Dorothy Day, whose practical example serves as an inspiration to many of the others.

Whig Thomism on the other hand, takes a much more positive view of temporal power. The Whig Thomists emphasize the distinction between the two powers. Welcoming a certain form of the separation of Church and state, they reject any juridical subordination of the state to the Church, and hold that the influence of the Church on the state should come only through the Church’s influence on the consciences of individual citizens. By far the most eloquent and insightful expositor of Whig Thomism was John Courtney Murray, S.J.

The question of the relation of spiritual to temporal power is intimately connected to the question of the relation nature and grace. Christianity is able to distinguish between the two powers, because it is a religion of grace, which does not destroy the order of nature, but presupposes, elevates, and perfects it. I shall argue that Augustinian radicalism tends to exaggerate towards a monism of grace, in which the natural loses all standing. Whig Thomism, on the other hand, tends to exaggerate the distinction, not sufficiently understanding that nature is for the sake of grace. Only integralism fits well with a fully satisfactory account of the elevation and perfection of natural teleology in grace.

The question of dyarchy is not, however, reducible to the problem of nature and grace. Insofar the relation of the two powers is a political question, it depends on an account of the common good. Augustinian radicalism’s theology of grace leads to an inability to see the transcendence of the natural common good of political life, and thus to a misunderstanding of what it means for political authority to be derived from God. Hence its excessively negative judgment on all coercive power, a judgment that is ultimately irreconcilable with magisterial teaching on political authority. Whig Thomism adopts a “personalist” account of the good, reducing the common good to a mere instrumental/useful good, and adopting a liberal misunderstanding of the role of political authority. This misunderstanding is at the root of the Whig Thomists’ erroneous notion that the indirect influence of the Church on the temporal order through the consciences of individual citizens is enough to fulfill the demands of the Social Kingship of Christ.

2. Augustinian Radicalism

2.1 The Two Cities

The establishment by Christianity of an authority distinct from earthly power without the immediate destruction of earthly power can be seen as necessarily causing a violent conflict.[10] I have called the position that tends in that direction “Augustinian radicalism.” The term “radicalism” is meant to suggest that it sees Christianity as challenging the roots of earthly power, and as having revolutionary social implications. “Radicalism” is also meant to suggest affinities with certain “radical” secular political movements such as anarcho-syndicalism, with which Augustinian radicalism often shares an approach to concrete social problems, but Augustinian radicalism is itself thoroughly anti-secular.

A figure often held up as an example by Augustinian radicals is the founder of the Catholic Worker movement, Dorothy Day. Michael Baxter, describes Day’s movement as follows:

The ethos of the Catholic Worker may be summed up as a commitment to embodying the lesson in the parable of the last judgment. In that parable, the Son of man is identified as a king and the virtuous enter eternal life by putting into practice the works enumerated by the king: feeding the hungry, clothing the naked, visiting the sick, and caring for prisoners. Thus, performing these practices is what it means to live under the Kingship of Christ. […] Thus the concrete embodiment of this christologically-formed politics has ranged widely over the years: fighting for housing rights for the poor; supporting labor, such as striking sailors and farm workers; setting up work camps for conscientious objectors during World War II; protesting against nuclear weapons; organizing resistance to the draft and the Vietnam War; harboring Central American refugees; and so on. […] [T]he Catholic Worker takes Rerum Novarum and Quadragesimo Anno in a distributist or decentralist direction, which results in a “localist politics” that provides an alternative to the depersonalizing bureaucracy of the modern liberal nation-state.[11]

Dorothy Day was deeply mistrustful of the nation-state. She often quoted St. Hilary as saying “the less you have of Caesar’s the less you have to give him.”[12] That is, she wanted to accept as little as possible from the state so as not to be in a relation of dependence on it. If one accepts coins from Caesar, one must render taxes to Caesar, but if one makes no use of money, then one is not bound to pay taxes. Day wanted to begin living another kind of society within the “shell” of the old society: a new kind of cooperative society that would live entirely without coercion, applying the teachings of the Sermon on the Mount as literally as possible. The hope was that this new society would slowly begin to replace the old, violent, coercive, acquisitive society. As she put it:

But, and I cannot stress this enough, we must never forget our objective, which is to build that kind of society “where it is easier for people to be good.” […] We must keep in mind the fact that we are active pacifists and anarchists. Or peacemaker personalists. Or libertarians, pluralists, decentralists – whatever you want to call it. It certainly needs to be presented in many lights, this teaching of revolution, non-violent social change. We begin now within the shell of the old to rebuild society.[13]

The new society that is growing within the old is a sort of anticipation of the eternal city; the old is passing away. It is not clear whether the old society will pass away entirely before the Second Coming. Baxter and the Protestant theologian Stanley Hauerwas, in a notable paper that the co-authored, write that the old society will to some extent endure till the ἔσχατον, and that therefore the tension between the societies will societies will remain. Significantly, Baxter and Hauerwas identify the new society with the Church herself, which they describe as a form of political life. Therefore, they can describe the enduring tension as a tension between Church and state:

Christians are called first and foremost not to resolve the tension between church and state, but to acknowledge the Kingship of Christ in their lives, which means leaving church–state relations profoundly unresolved, until the day when He comes again in glory.[14]

I have called Augustinian radicalism “Augustinian” because its proponents often use St. Augustine’s City of God to describe the relation between the old and the new. The “shell of the old society” is identified with the city of man, while the new society that is being built by the practice of the Gospel is identified with the City of God. Thus the Anglican Augustinian radical John Milbank writes:

In Augustine, there is, disconcertingly, nothing recognizable as a ‘theory of Church and State’, no delineation of their respective natural spheres of operation. The civitas terrena is not regarded by him as a ‘state’ in the modern sense of a sphere of sovereignty, preoccupied with the business of government. Instead this civitas, as Augustine finds it in the present, is the vestigial remains of an entire pagan mode of practice, stretching back to Babylon. There is no set of positive objectives that are its own peculiar business, and the city of God makes a usus of exactly the same range of finite goods, although for different ends[.][15]

It is hard to see how such a reading that identifies earthly power as such with the civitas terrena, and thus sets up an inevitably antagonistic relation between the Church and earthly power is reconcilable with the Gelasian duo sunt. Of course, as an Anglican, Milbank need not scruple at rejecting the Gelasian teaching. Catholic Augustinian radicals, however, ought to do so. Surprisingly, however, Catholic theologian William T. Cavanaugh seems to argue that there is an opposition between the Augustinian and Gelasian positions, and that the Augustinian position is the correct one:

The problem can be seen in considering the difference between Augustine’s “Two cities have been formed by two loves” and Pope Gelasius I’s famous and influential dictum “Two there are…by which this world is ruled.” For Augustine church and coercive government represent two cities, two distinct societies which represent two distinct moments of salvation history. There is not one society in which there is a division of labour. In Gelasius’ words half a century later, there is one city with two rulers, “the consecrated authority of priests and the royal power.” The eschatological reference is not absent; for Gelasius, the distribution of power between priest and king is a sign that Christ’s coming has put a check on human pride. Nevertheless, the element of time has been flattened out into space. The one city is now divided into “spheres,” and, as Gelasius says, “each sphere has a specially qualified and trained profession.”[16]

There is an important element of truth in what Cavanaugh is saying, as well as a subtle misreading of Gelasius (to both of which I will return), but first it is important to note his identification of “coercive government” with the city of man.

Although there are many differences between different proponents of Augustinian radicalism, they all share a profoundly negative view of coercion. Stanley Hauerwas is of course a pacifist. Following the Mennonite theologian John Howard Yoder, he claims that Christian theological justifications of coercive power are all betrayals of the Gospel aimed at making Christianity acceptable to rulers.[17] John Milbank’s view is more subtle. He notes that St. Augustine sees coercion as an effect of the fall, but that St. Augustine also teaches that the City of God makes “use” of the peace established by earthly coercion, ordering that superficial peace to the peace of the Heavenly City, and that she can even make a “pastoral” use of coercion herself.[18] But Milbank sees this position as the “most problematic” element of Augustine’s social thought.[19] Milbank argues that given Augustine’s own principles even a “pastoral” use of coercion cannot escape the taint of sin:

The revolutionary aspect of [Augustine’s] social thought was to deny any ontological purchase to dominium, or power for its own sake: absolute imperium, absolute property rights, market exchange purely for profit, are all seen by him a sinful and violent, which means as privations of Being. But his account of a legitimate, non-sinful, ‘pedagogic’ coercion partially violates this ontology, insofar as it makes some punishment positive, and ascribes it to the action of divine will. This is inconsistent, because in any act of coercion, however mild and benignly motivated, there is still present a moment of ‘pure’ violence, externally and arbitrarily related to the end one has in mind, just as the school-master’s beating with canes has no intrinsic connection with the lesson he seeks to teach. […] Because punishment must, by definition, inflict some harm, however temporary, it has an inherently negative, privative relationship to Being, and cannot therefore, by Augustine’s own lights, escape the taint of sin.[20]

The position that we see emerging from the Augustinian radicals is of an insoluble conflict between the City of God and any coercive earthly authority. All earthly powers belong to a tragic drama of sin that is passing away. The role of the City of God is to enact on the same stage a comic drama, through a practice of entirely non-coercive social life generously giving without expectation of repayment, and suffering evil without murmur or retaliation. In an evocative and amusing comparison, Cavanaugh compares the city of man to Ariadne in Richard Strauss’s opera Ariadne auf Naxos, and the city of God to Zerbinetta, disrupting Ariadne’s opera seria with an improvised opera buffa.[21]

2.2 An Integralist Critique of Augustinian Radicalism

There is much truth in Augustinian radicalism. It is quite right to emphasize that there is no third city between the City of God and the city of man.[22] I can even agree with Milbank’s words: “insofar as imperium lies outside ecclesia, it is an essentially tragic reality.”[23] Augustinian radicalism is right to resist an exaggerated distinction between nature and grace (as the discussion of Whig Thomism below will demonstrate). Its own account of the relation of nature and grace, however, goes too far in the opposite direction. In following Henri de Lubac’s teaching on natural desire for the supernatural, Augustinian radicals tend to evacuate the theonomic structure of natural teleology. Grace elevates and perfects nature, but does not replace it. Divine charity does not invalidate the demands of natural justice. The supernatural end of the City of God is indeed the absolutely final end to which all other ends must be in some way subordinate; but it does not do-away with a common good of temporal life that is final in its own order. And crucially, it does not do away with the coercive methods of natural political authority, even while it subordinates them (in some sense) to a higher authority.

The coercive authority of temporal rule derives from the primacy of the common good, from the fact that the common good is more divine than any good of an individual as an individual. Human persons are not parts of a community the way that parts of a body are parts. Nevertheless, they do relate to the common good in a way similar to the way parts relate to a whole. The participate (share in a partial way) in that good, as a good which is for them better than any private good of their own. The common good is really the good of the citizens (they are the subjects who attain to it), but it is not ordered to them as its end. Rather they are ordered to it as their end. Created perfection is a participation in the perfection of God, who is the most universal common good. That is, a creature’s own good is found more in God than in itself, and all creatures by nature (not only by grace) tend more toward God than toward themselves. But God is not the only common good. In the order of nature, God’s perfection is participated in most fully by the universe as a whole. Thus the order of the universe is for any creature a better good than its own private good, a better good for which it can give up any private good. And, again in the natural order, the highest created common good attainable by human action is the common good of a perfect human society, which is a microcosm of the common good of the universe, and a higher good than any good belonging to individual men as individuals.[25] Thus Hauerwas is completely wrong to suppose that the Catholic tradition’s acceptance of political uses of coercion (including capital punishment) is a watering down of Christian ethics to make them acceptable to rulers. Rather that tradition is a recognition of the fact that even the temporal common good transcends all individual goods. The use of the sword by temporal rulers is therefore not violence done by one individual against another, but rather the exercise of an authority granted by God (cf. Rom 13) through the common good, which is “more divine” than any private good. Similarly, Milbank is wrong to suggest that any punishment must be sinful, since its violence is only extrinsically related to the good to which it is trying to lead the sinner. In view of the common good, the authoritative use of the sword is really like a surgeon cutting the body for the sake of health—the violence, though a physical evil, is a moral good because it is intrinsically demanded by justice.

Cavanaugh writes: “the Church is not a merely particular association, but participates in the life of the triune God, who is the only good that can be common to all.”[26] This amounts to saying that God as directly attained to by grace (“life of the triune God”) is the only common good. This is an unacceptable monism of grace, totally un-reconcilable with the Catholic tradition (as re-iterated for instance in Gaudium et Spes[27]). Nevertheless, Cavanaugh’s position has a certain plausibility derived from his critique of the modern, liberal state, which he argues is not really ordered to any common good, and does not see itself as so ordered.[28] Cavanaugh’s portrait of the modern, liberal nation state is highly persuasive, and it raises serious questions about the legitimacy of the political authority exercised by such states. Questions similar to those raised by Augustine in his critique of the Roman Empire as being ordered to a false illusion of justice. To the extent that political authorities do not subordinate the temporal common good to the eternal common good they almost inevitably are sucked into the sinful dynamic of the city of man. All of earthly reality must be subjected to the Kingship of Christ.

But how does such subordination take place? Not by replacing natural coercive power with a Christian anarcho-syndicalism, but rather with a (moderate version) of what Henri-Xavier Arquillière controversially called “political Augustinianism.”[29] Political Augustinianism differs from Augustinian radicalism in that it recognizes the legitimacy of coercive political power, but sees the need of integrating that power into the Church. Political authority thus integrated is not a separate city opposed to the City of God, but rather a particular order within that city, one in which the laity rather than the clergy exercise authority, an authority that they receive through the natural law and the temporal common good (at least on the moderate interpretation of the theory[30]), but which they must exercise to serve the eternal common good that is under the authority of the clergy. But that, simply put, is integralism. And it is the interpretation that the Church has always given to the dyarchy of powers.

3. The Integralist Reading of Gelasian Dyarchy

Catholic integralism (not to be confused with secular movements such as integral nationalism) was a name first applied in the 19th and early 20th centuries to Catholics who defended the anti-liberal and anti-modernist teachings of the popes.[31] Particularly integralism came to be associated with a defense of pontifical teachings against the separation of Church and state, and the claim that Social Kingship of Christ demands an explicit subordination of all areas of human social and political life to God through His Church.[32] But the roots of the Catholic Social teaching that integralism defends reach much further back than the anti-liberal teachings of the 19th century popes. They reach back to the counter-reformation political theology to which those popes appealed, and even further to the development of Gelasian dyarchy in the teaching of the medieval popes.

In his classic study of the relation of lay and clerical power in the Middle Ages, Walter Ullmann argues that the medieval papacy’s claims to authority show “a unity of themes and a consistency of principles” that were detectable even in late antiquity, before the name “pope” began to be used.[33] And the most fundamental theme of these claims was the theme of the Church.[34] The Church was understood not as a purely invisible, spiritual community, but as a visible society:

The Church designates the corporate union of all believers in Christ, as it was so manifestly made clear in Pauline doctrine. But this doctrine also makes it clear that this body, the unum corpus, is not merely a pneumatic or sacramental or spiritual body, but also an organic, concrete and earthy society. This dual nature of the corpus Christi is of fundamental importance: the element, however, which brings this concrete body into existence, which makes the union a corporate entity, is the spiritual element of the Christian faith: this element alone gives this body its complexion. As a body the corpus Christi is in need of direction and orientation: although the many constitute this unum corpus, not all have the same functions within it. There are gradations of functions within this body[.][35]

Given this account of the visible Church, Papal authority had political arguments, and Ullmann shows the arguments for Papal authority can be understood as political arguments along the following lines:

In the realm of government the teleological principle upon which any society must needs rest, operates through the principle of functional qualification. For society and its government are two complementary concepts. The latter directs the former in accordance with its underlying purpose or aim, its “finis” or “telos,” Only those who are qualified, claim to be entitled to govern; and the qualification depends upon the nature and purpose of society. The function of rulership presupposes the fulfilment of certain qualifications. He who is qualified to translate the purpose for which society exists, into concrete terms and measures, acts in the capacity of a ruler: he functions as a ruler, because he is appropriately qualified. This principle of functional qualification is operative in any society. The form of rulership or government, whether monarchic or oligarchic or aristocratic and so forth, may vary, but this does not affect the general principle.[36]

Membership in the Church was conferred by baptism, but membership did not of itself grant the necessary qualification for governing the Church:

Another element, namely ordination, was needed to secure, according to Papal views, the right to direct the Church. The distinction between ordained and unordained members of the Church, between clerics and laymen, was the distinction which was not only to give medieval society its peculiar imprint, but also to make the problems of this society, that is, of Latin Christendom, accessible to understanding. The distinction—not between Church and State, but between clergy and laity as parts of one and the same unit—is a thread that runs throughout the medieval period.[37]

The one qualified to rule the whole Church on earth was the bishop of Rome, as was already clearly expressed by Leo the Great:

When Pope Leo I spoke of himself as functioning on behalf of St Peter—“cuius vice fungimur”—he succinctly expressed the principle of functional qualification in monarchic form. By virtue of succeeding to the chair of St Peter, Leo claimed that he alone was functionally qualified to rule the universal Church, that is, to rule it on the monarchic principle. This designation by Leo of the Pope as “Vicar of St Peter” was new; the idea which it embodied was not. The formula chosen by Leo was the dress in which the idea of the principatus of the Roman Church was clothed. The idea embodied in the term principatus belongs to the realm of government. And government concerned the direction and orientation of the body of Christians, that is, of the universal Church.[38]

The conception of the Church that Ullmann lays out here seems to be monarchical rather than dyarchical; it seems to be a Christian, universalist version of the Aristotelian theory of the polis. And yet, Ullmann sees the basic lines of this theory as being already taught by St. Gelasius in the very locus classicus of dyarchy:

Since the Pope alone has the principatus over the Christian body, the emperor, according to Gelasius, must be directed by the sacerdotium. The secular power has not only no right to issue decrees fixing the faith, since the emperor is no bishop, but he also must carry out his government according to the directions given to him by the priesthood. […] Again, considering the nature and character of [the] Christian corpus, Gelasius’s claim that the priesthood must direct royal power, is self-evident[…] Consequently, in this Christian world, in the “mundus,” the secular power has a mere “potestas,” whilst the principatus of the pope expresses itself in the Pontifical auctoritas. And this auctoritas being divinely conferred for the purpose of governing the Christian body corporate, is logically enough sacrata, whilst the emperor’s power is a simple “regalis potestas”. This is a thoroughly juristic terminology employed by Gelasius. Auctoritas is the faculty of shaping things creatively and in a binding manner, whilst potestas is the power to execute what the auctoritas has laid down. The Roman senate had auctoritas, the Roman magistrate had potestas. […] Whilst, however, this fundamental difference between the pontifical auctoritas and the imperial potestas was clear to anyone versed in Roman juristic terminology and ideology, Gelasius superimposed a typical Christian argument upon it: in a Roman-Christian world, the sacred Pontifical auctoritas is all the greater, as it has to render an account even for the doings of the kings themselves on the Day of Judgment. […] And since rulership comes from God […] God’s priests are particularly concerned with the emperor’s exercise of the (divinely conferred) rulership: and since in a Christian society, of which the emperor through baptism is a member, every human action has a definite purpose and in so far has an essential religious ingredient, the emperors should submit their governmental actions to the ecclesiastical superiors and should not order the latter about, since they alone know what is, and what is not, divine and therefore Christian: they alone have auctoritas within a Christian body corporate.[39]

Ullmann’s reading of the auctoritas – potestas distinction has been criticized from an historical-critical perspective, with critics arguing that he anachronistically reads Gelasius in the light of the popes of the High Middle Ages.[40] I think that Ullmann makes a fairly strong case for his reading even on historical-critical grounds. But, in any case, a theological reading of a magisterial text has to go beyond mere historical criticism and interpret the teaching in the light of other Church teachings.

In his interpretation of another important Gelasian text, Tractate IV, Ullmann gives a reading of the task of the imperial power that makes it seem similar to the to the task given to the deacons in Acts 6:[41]

According to Gelasius, Christian emperorship originates in Christ Himself. Christ was the last Rex et Pontifex, the last Melchisedek, and by “a marvellous dispensation” He had discerned between the functions of the royal and of the sacerdotal power. Since the time of Christ no emperor had arrogated to himself the title of a Pontiff and no pontiff had claimed the height of royal power, although the pontiffs were actually, through Christ’s generosity and in a very special sense, both royal and priestly. But Christ, “mindful of human fragility” had discerned between the functions of each power: “discrevit officia potestatis utriusque.” His reason for so doing was two fold. On the one hand, it is written that no one warring for God should be entangled with secular things. The raison d’être of the royal power was to relieve the clerics of the burden of having to care for their carnal and material wants. For the temporal necessities the pontiffs indeed need the emperors, so that they can devote themselves to their functions properly and are not distracted by the pursuit of these carnal matters, but the emperors, Christian as they are, need the pontiffs for the achievement of eternal salvation. On the other hand, Gelasius introduces the very important and fruitful principle of functional order operating within society. To each part of an organic whole is assigned a special function and each member should adhere to the scope of functions allotted to him: then there will be order, or as Gelasius put it, human haughtiness—humana superbia—will be prevented from coming into its own again. This principle of functional order is a principle which is necessitated by the manifold functions which a body has to perform in order to be an integrated whole: it is a principle which will play a major part in the fully developed hierocratic ideology.[42]

An important point that emerges from Tractate IV is that the functional dyarchy of powers arises from “human pride,” that is from sin. Without the effects of sin, temporal matters would not be a distraction from sacred matters, and there would be no need to distinguish them. Because, however, we live in a fallen world, it is necessary for the spiritual power to be freed of care for earthly matters. This “diaconal” or “ministerial” understanding of the temporal power was to be taught very explicitly by Gregory the Great. In a letter to the Byzantine Emperor Maurice, Gregory writes: “Power over all people has been conceded from on high to the one who governs, such that the earthly kingdom would be a service which subordinates itself to the heavenly kingdom.”[43] Gregory was certainly influenced by Augustine in this (Cf. eg. Civ. Dei V,24 and XIX,17), and, like Augustine, he sees the necessity of temporal power particularly for curbing sin. As Arquillière puts it:

[Gregory the Great] speaks of the pontiff who, with the help of princes, is concentrated on the restriction of the reign of sin and the promotion of the action of grace. The mission of the religious king had, by its very nature, become paramount in a Christianized society. It captures, from the beginning, the confusion of powers which would mark the Middle Ages, the essentially spiritual character of pontifical intervention. […] [By] inculcating the duty of kings with the discipline of the Church, Gregory opened an unlimited opening for the interventions of the Holy See.[44]

Arquillière’s reference to “confusion of powers” points to his main thesis: that the political Augustinianism of the medieval popes absorbed the temporal order too much into the spiritual order, thus destroying the legitimate autonomy of earthly authority. Douglas Kries, commenting on Arquillière’s thesis, claims that Augustine’s “obfuscation of the boundary between the natural and the supernatural” did provide the premises for the strictly monarchical view of spiritual power developed by consistent medieval hierocrats.[45] This is very similar to my critique of Augustinian radicalism above. But the tradition political theory of the medieval popes is not quite so simplistic.

In Ullmann’s portrayal, the medieval papal theory seems monarchical, not dyarchical. There is one body of Christians ordered to the end of eternal life. The ruler of this body is the pope. Temporal rulers are ministers of the pope with care of mundane matters. And yet the dyarchical element, derived from Gelasius, was always preserved: on account of human pride, God has established two powers. At times, the medieval popes seem to deny the Gelasian teaching by saying that the temporal power is derived not immediately from God, but rather mediately through the spiritual power. A careful reading, however, shows that this is not the case. The temporal power is derived from God, however, it can only have legitimacy if it submits itself to the spiritual power, which has care of the final end. That is, the temporal power inevitably serves the city of man if it is detached the spiritual power, but if it is subordinates itself to the spiritual power it can play a helpful role in the city of God.

Innocent III in one text compares spiritual and temporal power to the sun and moon:

Just as God, founder of the universe, has constituted two large luminaries in the firmament of Heaven, a major one to dominate the day and a minor one to dominate the night, so he has established in the firmament of the Universal Church, which is signified by the name of Heaven, two great dignities, a major one to preside—so to speak—over the days of the souls, and a minor one to preside over the nights of the bodies. They are the Pontifical authority and the royal power. Thus, as the moon receives its light from the sun and for this very reason is minor both in quantity and in quality, in its size and in its effect, so the royal power derives from the Pontifical authority the splendour of its dignity, the more of which is inherent in it, the less is the light with which it is adorned, whereas the more it is distant from its reach, the more it benefits in splendour.[46]

At first sight this text would seem to be in tension with the Gelasian dyarchy; if the temporal power “derives from the Pontifical authority” than how will the “human pride” of pontiffs be curbed? But at second glance one sees that the tension is indeed maintained. It is indeed God who has “constituted two large luminaries.” And therefore Innocent, in another text, teaches that the spiritual power only intervenes in earthly affairs “ratione peccati,” by reason of sin. Thus he writes:

No one, therefore, may suppose that we intend to disturb or diminish the jurisdiction or power of the illustrious king of the French just as he himself does not want to and should not impede our jurisdiction and power; as we are insufficient to discharge all our jurisdiction, why should we wish to usurp that of someone else? […] For we do not intend to render justice in feudal matters, in which the jurisdiction belongs to him, unless something may be detracted from the common law by some special privilege or contrary custom, but we want to decide in the matter of sins, of which the censure undoubtedly pertains to us and we can and must exercise it against any one. In this, indeed, we do not lean on human constitutions, but much more on Divine law, because our power is not from man but from God: any one who has a sound mind knows that it belongs to our office to draw away any Christian from any mortal sin and, if he despises the correction, to coerce him with ecclesiastical penalties.[47]

Similarly, Pope Boniface VIII, in a speech to French ambassadors, defended himself against the accusation of contradicting the Gelasian teaching, he said:

We have been learned in the law for forty years, and we know very well that the powers established by God are two. How should or can anyone suppose that anything so foolish or stupid [as the contrary] is or has been in our head? We declare that we do not wish to usurp the jurisdiction of the king in any way… But the king cannot deny that he is subject to us ratione peccati … Our predecessors deposed three kings of France… And although we are not worthy to walk in the footsteps of our predecessors, if the king committed the same crimes as those kings committed, or greater ones, we should, with great grief and sadness, dismiss him like a servant.[48]

One could read Boniface as merely paying lip service to the dyarchy, while interpreting the power ratione peccati so broadly as to effectively make the pope a universal monarch. But this is not how the Catholic tradition developed the teachings of Boniface and his predecessors.

The key to understanding the dyarchy comes from the elaboration of the hierarchy of ends in scholastic theology. An important point is the distinction between two different kinds of happiness to which man can attain, one in the natural order, and one in the supernatural. St. Thomas Aquinas writes:

Now man’s happiness is twofold, as was also stated above. One is proportionate to human nature, a happiness, to wit, which man can obtain by means of his natural principles. The other is a happiness surpassing man’s nature, and which man can obtain by the power of God alone, by a kind of participation of the Godhead, about which it is written that by Christ we are made “partakers of the Divine nature.” And because such happiness surpasses the capacity of human nature, man’s natural principles which enable him to act well according to his capacity, do not suffice to direct man to this same happiness.[49]

Now, there is clearly an order between these two kinds of happiness. Natural happiness is ordered to supernatural happiness, as St. Thomas teaches in the De Regno:

Through virtuous living man is further ordained to a higher end, which consists in the enjoyment of God, as we have said above. Consequently, since society must have the same end as the individual man, it is not the ultimate end of an assembled multitude to live virtuously, but through virtuous living to attain to the possession of God.[50]

If supernatural final end could be attained by the power of human natural activity, then the temporal rulers would have the care of it. But since it cannot, the final end is under the care of the spiritual power. The powers are distinct, but the lower is ordered to the superior:

Thus, in order that spiritual things might be distinguished from earthly things, the ministry of this kingdom has been entrusted not to earthly kings but to priests, and most of all to the chief priest, the successor of St. Peter, the Vicar of Christ, the Roman Pontiff. To him all the kings of the Christian People are to be subject as to our Lord Jesus Christ Himself. For those to whom pertains the care of intermediate ends should be subject to him to whom pertains the care of the ultimate end, and be directed by his rule..[51]

The temporal is, however, not entirely swallowed up in the spiritual. It does receive its authority from God (through the natural law), not from the spiritual authority. As the young Thomas taught in the Commentary on the Sentences:

There are two ways in which a higher power and a lower can be related. In one way, the lower power may be completely derived from the higher, and the whole power of the lower will then be founded upon the power of the higher; in which case we should obey the higher power before the lower simply and in all things [. . .] In this way […] is the power of the emperor related to that of the proconsul. […] In another way, a higher and lower power can be such that each arises from some supreme power which arranges them in relation to each other as it wishes. In this case, the one will not be subject to the other save in respect of those things in which it has been subjected to the other by the supreme power; and only in such things are we to obey the higher power before the lower. […] Spiritual and secular power are both derived from the Divine power, and so secular power is subject to spiritual power insofar as this is ordered by God: that is, in those things which pertain to the salvation of the soul. In such matters, then, the spiritual power is to be obeyed before the secular. But in those things which pertain to the civil good, the secular power should be obeyed before the spiritual, according to Matthew 22:21: ‘Render to Caesar the things that are Caesar’s.’[52]

On the high-medieval view that I have elaborated, therefore, both powers are within the City of God. The temporal power must be subordinate to the spiritual power, or else it will become mere violence, and yet it does not derive its authority from the spiritual power: it derives its authority from God through the natural law. Nature is not destroyed by grace, and yet nature must be subordinated to grace.

This medieval view was, however, to become partially obscured in the context of the post-Reformation “confessional state.” Baroque scholasticism tended to treat the question not as a question of two powers within the one City of God, but rather as question of the relation of two (relatively) perfect societies: the Church and the state. There was a tendency here to slightly exaggerate the distinction between nature and grace, and not to see the extent to which nature is for the sake of grace.[53]

One can see the slight exaggeration of the autonomy of the natural in later scholastic manuals. In his 20th century manual, the great neo-Thomist philosopher Henri Grenier argues that temporal happiness is not strictly speaking a means to the end of eternal happiness, because no natural operation can be a direct means to the supernatural end:

The end of civil society, i.e., of the State, is the temporal happiness of this life. But the temporal happiness of this life is a complete good in its own order: for it is not a part of eternal happiness, nor is it of its nature a means of directly attaining eternal happiness, for there can be no natural proportion between natural good and supernatural good.[54]

Now it is true that there is no proportion between natural good and supernatural good, but the acts in which temporal happiness consists must themselves be elevated by grace to become such means.

Grenier concludes from his position that the Church is not one all-encompassing perfect society. That there are two societies, one ordered to the temporal good, one to the eternal: the Church and the polity. And that neither of these societies is absolutely speaking a perfect society:

Neither the Church nor the State [i.e. the political community], from the point of view of the moral order, may be called a perfect society, as we have already seen. For a perfect society is a society whose end is man’s complete good, and which embraces all other societies as its parts. But the Church does not embrace all other societies as its parts—civil society is not a part of the Church; and its end is not man’s complete good, but rather his highest good.[55]

Grenier does, however, hold that both Church and state are “juridically perfect,” that is, that each has everything necessary to attain its goal, and that the goal of each is supreme in its own order.[56]

Now, in one sense Grenier is right. If by “the Church” he means the hierarchy of the spiritual power, then indeed it does not embrace the temporal order as a part. But a more proper meaning of “the Church” is simply the City of God, and in this sense the Church includes both the temporal and the spiritual powers as its parts. The City of God is indeed an all-embracing community, ruled by Christ the King.

While the reasons that Grenier gives are not quite right, his practical conclusions tend to match those of the medieval popes: the temporal power is subject to the spiritual power ratione peccati. Later, however, the neo-scholastic framing of the question in terms of Church and state as juridically perfect societies, with only indirect subordination of one to the other, lent itself to erroneous interpretations. Thus Grenier’s fellow Laval School Thomist Charles de Koninck was to write:

[T]he distinction between State and Church is radical. The ends that define these societies are different; and these societies can be called perfect to the extent that they are sufficient unto themselves. […] I do not believe that it is henceforth permitted to maintain that the State can again consent to be the secular arm of a religious society. […] To be the secular arm of the Church appears to me to be contrary to the nature of the State as complete society, sovereign and autonomous.[57]

Such misunderstandings could have been avoided by a more careful reading of the teachings of Pope Leo XIII, who gave a very full account of the relation of the two powers. In Immortale Dei Pope Leo writes:

The Almighty, therefore, has given the charge of the human race to two powers, the ecclesiastical and the civil, the one being set over divine, and the other over human, things. Each in its kind is supreme, each has fixed limits within which it is contained, limits which are defined by the nature and special object of the province of each, so that there is, we may say, an orbit traced out within which the action of each is brought into play by its own native right. But, inasmuch as each of these two powers has authority over the same subjects, and as it might come to pass that one and the same thing related differently, but still remaining one and the same thing might belong to the jurisdiction and determination of both, therefore God, who foresees all things, and who is the author of these two powers, has marked out the course of each in right correlation to the other. ‘For the powers that are, are ordained of God.’ […] There must, accordingly, exist between these two powers a certain orderly connection, which may be compared to the union of the soul and body in man. The nature and scope of that connection can be determined only, as We have laid down, by having regard to the nature of each power, and by taking account of the relative excellence and nobleness of their purpose. One of the two has for its proximate and chief object the well-being of this mortal life; the other, the everlasting joys of heaven. Whatever, therefore in things human is of a sacred character, whatever belongs either of its own nature or by reason of the end to which it is referred, to the salvation of souls, or to the worship of God, is subject to the power and judgment of the Church. Whatever is to be ranged under the civil and political order is rightly subject to the civil authority.[58]

Like his medieval predecessors, Leo frames the question as a question of the relation of two powers. Each of the two powers is instituted by God, and each has a certain legitimate sphere. But the temporal power can only live properly if it is subordinated to the spiritual power, which is like its soul.

Leo XIII’s position is that such integration should have juridical form. That is, that the earthly power should explicitly and officially recognize the authority of the Church, and form its laws in accordance with Church law. But we now turn to another theory of how the primacy of the spiritual should be realized: Whig Thomism.

4. Whig Thomism

The term Whig Thomism refers to various writers who agree with Lord Acton that the first Whig was St. Thomas. That is, they try to show that there is harmony between the Whig strand of Enlightenment liberalism and the political philosophy of St Thomas.[59] Notable examples are Michael Novak, George Weigel, and Richard John Neuhaus, all of whom have been deeply influenced by Fr. John Courtney Murray, S.J.[60]

Unlike some of his later followers, John Courtney Murray was careful to try to avoid contradicting any element of authoritative Catholic Social Teaching. He did not, however, succeed. In an important essay, written over a decade before Vatican II, he proposed that the American model of Church-state relation escaped the condemnation since it is able to preserve the primacy of the spiritual:

What the First Amendment fundamentally declares, as the constitutional will of the American people, is the ‘lay’ character of the state, its non-competence in the field of religion, the restriction of its competence to the secular and temporal. There is here a unique historical realization of the ‘lay’ state—unique because this lay state is not laicized or laicizing, on the Continental model. This lay state does not pretend to be The Whole—an absolutely autonomous, all-embracing religio-political magnitude with its own quasi-religious content—such, for instance, as the Third Republic was in the minds of the small knot of men who shaped it. On the contrary, there is in the First Amendment a recognition of the primacy of the spiritual—a recognition that is again unique, in that it is a recognition of the primacy of the spiritual life of the human person, as a value supreme over any values incorporated in the state. There is too an implicit recognition that this region of man’s spiritual life is the source from which the state itself receives its ethical content, its moral purpose, and the higher norm that governs the operation of its political processes.[61]

For Murray, the primacy of the spiritual power is thus realized not by an official recognition of the authority of the Church, but rather by a recognition on the part of the state of the authority of the individual consciences of its citizens, who are to form the state according to the dictates of those consciences through democratic processes. Thus, according to Murray, the Catholic citizens of such a state can subordinate its end to the final end, by making sure that its laws are in accord with the law of God.

Murray argues that this amounts to a new application of the Gelasian teaching on dyarchy:

Its premise is the Christian dualist concept of man; and it recognizes that a dyarchy therefore governs the life of man and of society. However, this dyarchy has not the form that prevailed in the Middle Ages—the dualism of auctoritas sacrata pontificum and regalis potestas (with its oscillations between caesaropapism and hierocratism). Nor is it the dyarchy constituted in the so-called confessional state of post-Reformation times—the juridically established co-partnership in society of state and Church (Catholic or Protestant—the Protestant form being the ‘Church-state’ of Erastian tendency, and the Catholic form being the ‘state-Church’ with boundaries of jurisdiction laid down chiefly by concordat). The terms of the dyarchy visible in the First Amendment are not state and Church (that manner of dyarchy is constitutionally excluded by the provision against ‘establishment of religion’), but state and human person, civis idem et christianus (to adopt Leo XIII’s phrase).[62]

The reference to Leo XIII’s Immortale Dei is crucial to Murray. He puts much weight on Leo XIII’s teaching that spiritual and temporal power come into contact because they rule over the same persons. Seventeen years later he was to claim that Vatican II’s Dignitatis Humanae adopted a “personalist” account of society that supported his thesis:

[T]he Declaration embraces the political doctrine of Pius XII on the juridical state (as it is called in Continental idiom), that is, on government as constitutional and as limited in function—its primary function being juridical, namely, the protection and promotion of the rights of man and the facilitation of the performance of man’s native duties. The primacy of this function is based on Pius XII’s personalist conception of society—on the premise that the ‘human person is the foundation, the goal, and the bearer of the whole social process,’ including the processes of government.[63]

The main problem that I have with Murray’s position is with his understanding of the “personalist” conception of society (supposedly) taught by Vatican II and Pope Pius XII.

In a previous essay, I unfolded David Schindler’s profound critique of Murray’s teaching on religious liberty. Schindler argues that the sort of separation of Church and state found in the First Amendment to the American Constitution actually involves an implicit theory of religion:

The human act in its basic structure, for purposes of the constitutional ordering of society, is understood to be silent about God (cf. “articles of peace”). But this means that, when theists go on to fill this silence with speech, they must now do so precisely by way of addition and in their capacity as private members of society.[65]

In my previous essay I discussed how Schindler shows that Murray separates nature and grace too much, taking insufficient account of the way in which nature is ordered to grace. But here I want to attend to Murray’s problematic account of the common good to which Schindler’s critique also alludes. Note Schindler’s emphasis on the private nature of the influence of the spiritual power on society through the consciences of its citizens in Murray’s account.

Murray’s “personalist” understanding of human society is “personalist” in the precise sense of that term so ably attacked by Charles de Koninck in On the Primacy of the Common Good: Against the Personalists.[66] On Murray’s account the political community is ordered not to the greatest temporal good of man, but simply to “the protection and promotion of the rights of man and the facilitation of the performance of man’s native duties.”[67] But this is to fundamentally misunderstand that man’s chief temporal good is the common good of natural happiness. And since the primacy of the common good is based on the fact that even in the natural order it is greater participation in the divine good than any merely private good, it is necessary that those who have charge of the common good order it explicitly to God. As de Koninck argues:

When those in whose charge the common good lies do not order it explicitly to God, is society not corrupted at its very root? […] If, in truth, the politician must possess all the moral virtues and prudence, is this not because he is at the head and must judge and order all things towards the common good of political society, and the latter to God?[68]

This is true even on the natural level. But, according to the consistent magisterium of the popes from Gelasius I to Leo XIII, the coming of Christ means that the ordering of the temporal common good to God must be achieved by the one who has care for it submitting to the auctoritas sacrata of the Church.[69] Thus Leo XIII writes in Immortale Dei:

Men living together in society are under the power of God no less than individuals are, and society, no less than individuals, owes gratitude to God who gave it being and maintains it and whose ever-bounteous goodness enriches it with countless blessings. Since, then, no one is allowed to be remiss in the service due to God, and since the chief duty of all men is to cling to religion in both its teaching and practice—not such religion as they may have a preference for, but the religion which God enjoins, and which certain and most clear marks show to be the only one true religion—it is a public crime to act as though there were no God. So, too, is it a sin for the State not to have care for religion as a something beyond its scope, or as of no practical benefit; or out of many forms of religion to adopt that one which chimes in with the fancy; for we are bound absolutely to worship God in that way which He has shown to be His will.[70]

The consistency of this teaching with Dignitatis Humanae has been amply demonstrated by Thomas Pink.[71] As a matter of policy, the Church does not currently make use of the state as an instrument for coercing her members, but this does not affect the duty of the state to recognize the true religion. As Dignitatis Humanae itself declares: “Religious freedom […] leaves untouched traditional Catholic doctrine on the moral duty of men and societies toward the true religion and toward the one Church of Christ.”[72]

In 1951, Fr. F.J. Connell criticized Murray for not leaving traditional Catholic doctrine on the duty of societies toward the true religion untouched.[73] Connell gave the usual account of Church-state relations found in neo-Scholastic manuals of the day. But Murray lashed back in an angry reply, in which he accused Connell of being a “crypto-monarchist,”[74] and argued that Connell’s position on the duties of the temporal power would only make sense in the most extremely paternalistic form of absolute monarchy:

Perhaps Fr. Connell is not a conceptualist in his political philosophy. Perhaps when he speaks of “the state” he may actually, if unwittingly, mean the unlimited monarch, the king in the tradition of the French classical monarchy, who was also “Father of the People,” possessed of the total ius politiae, and therefore the single source of law and governmental decision. […] Clearly, if the term, “the state,” really means a regimen regale in the technical sense, a monarchic state governed singly from the top down, with unlimited power centered in the hands of “the civil ruler,” the king, it might become possible to make sense out of Fr. Connell’s theory of the obligations of “the state.” The obligation to investigate the claims of the Church and to permit her to preach could be exactly located—in the king; for nothing that concerns the state lies outside his official duty, and there are no limits to his functions. […] This leads to an important conclusion. In the logic of Fr. Connell’s theories there is inherent a denial of the transcendence of the Church to political forms—the principle that occupied so central a place in the doctrine of Leo XIII.[75]

Now, I am by no means a crypto-monarchist (having always been quite open in my monarchism), but the question of monarchism is entirely irrelevant, and is raised by Murray merely to throw dust in his readers’ eyes. Nothing prevents a political community with a democratic, republican, or mixed form of government from fulfilling its obligations toward the true religion in the manner described by Connell.

The reason why it would be difficult for the United States of America to fulfill those obligations is not because they form a republic, but because (at least as Murray understands them) they have enshrined a liberal conception of political life in their constitution.[76] The American Republic (at least by Murray’s time) does not see itself as ordering itself to the common good of earthly happiness, but rather to securing the God-given rights of its citizens. And that is precisely the problem. Murray’s reference to Leo XIII’s teaching on the Church’s official indifference to different political forms is stunningly inapposite. Because Leo explicitly teaches that all such forms can be legitimate on the condition that they serve the common good. And, in fact, Leo concludes from that principle that any society must have some (whether one or many) who have charge of the common good, and order the whole society to it:

A society can neither exist nor be conceived in which there is no one to govern the wills of individuals, in such a way as to make, as it were, one will out of many, and to impel them rightly and orderly to the common good; therefore, God has willed that in a civil society there should be some to rule the multitude.[77]

The reason why Murray’s Whig Thomism fails, is that by taking an overly personalistic view of political community, he does not understand the transcendence of the temporal common good, and therefore cannot understand how that good is to be ordered to the eternal good.

5. Conclusion: A Practical Synthesis

One reason why in our day Augustinian radicalism and Whig Thomism seem more plausible to many than integralism is that the first two seem to offer much clearer guidance on what practical steps to take in our current historical situation. There is no country on earth today where an integralist program is likely to have any immediate success. But the Christian anarcho-syndicalist projects of Augustinian radicalism can be started at anytime. And nothing prevents one from making the Whig-Thomist attempt at influencing the laws of one’s country through democratic procedure. What is an integralist to do?

In part I think that an integralist will do both what Augustinian radicals do and what Whig-Thomists do, but he will do them in a way formed by integralism. In the wasteland of late-capitalist society there is certainly a great need for the sort of alternative communities advocated by Augustinian-radicals. Communities in which virtues can be fostered and common goods achieved. Integralists form such communities too. But they form them knowing that they cannot attain to the most complete common good of the natural order, the common good that can only be achieved by a societas perfecta. Moreover, they form them in a way that takes a more realistic attitude toward coercion. Integralists are often to be found in Benedictine monasteries (especially in the Congregation of Solesmes), but Benedictine monasteries include coercive punishments in their way of life—at least the sort of punishments that are possible for a voluntary community. Contrast the strict rule of Benedictine life with the following description of events in a community founded by Dorothy Day:

William Gauchat who headed the house of hospitality, furnished an apartment for single women in need, and a married couple arriving first, were sheltered there. But when Bill wanted to put a few single women into the empty bedrooms, the couple announced that they had possession and refused to allow them entrance. Our guests know that we will not call upon the police to evict them, that we are trying to follow the dear Lord’s teachings, “If anyone take your coat, let go your cloak also to him. . . .” When another family came to Maryfarm, we explained that we were trying to open a retreat house and that we did not have room for them. It was the family of one of our own willful leaders who “loved God and did as he pleased.” He did not wish to remain on a farm belonging to his father, where he was forced to work too hard. He and his wife refused to listen and unpacked their things to stay with us. First they took over the lower farmhouse. After a few conflicts due to their possessing themselves of retreat house goods (as common goods) they moved to the upper farm to join Victor. For the following year they continued their guerrilla tactics from the upper farm, coming down to make raids on the retreat house food and furnishings, explaining to retreatants that they were true Catholic Workers and that the retreat house was a perversion of the movement.[78]

Now, I mean no disrespect to Dorothy Day (who was certainly a great saint), but a well-ordered community needs authority with the power to enforce rules, and integralists recognize that fact.

And of course, integralists can participate in democratic politics, trying as much as possible to shape the laws according to the natural law. This was the whole point of Pope Leo XIII’s policy of ralliement. Critics of raillement argue that this policy leads to its practitioners being corrupted by liberalism.[79] But this can be avoided, as Leo XIII intended, by keeping hold of a thoroughly anti-liberal political philosophy, and never forgetting that the current liberal order of political life is profoundly disordered.


[1] My thanks especially to Alan Fimister, for his critique of my account of potestas indirecta. I would also like to thank James Bogle, the Rev. Hugh Barbour, O.Praem., and John Milbank for their comments.

[2] Nicomachean Ethics, 1094a-b.

[3] Cf. Nichomachean Ethics, 1152b.

[4] Cf. James Chastek, “Christ’s Pluralism,” Just Thomism (blog), April 22, 2012: https://thomism.wordpress.com/2012/04/22/christs-pluralism/ (accessed February 22, 2016): “Aristotle no doubt thought [this opinion] was logically necessary: if we lack one single court of final appeal, how will we avoid chaos and anarchy? If one person or body is not ultimately in charge, how is anyone in charge? Admitting two ‘final judges’ means that some disputes are unresolvable even in principle—unless we are so polyannic as to assume that they will never come into conflict.”

[5] Nichomachean Ethics, 1094b.

[6] Cf. Henri Grenier, “The Dignity of Politics and the End of the Polity,” in: The Josias, June 17, 2015: https://thejosias.com/2015/06/17/the-dignity-of-politics-and-the-end-of-the-polity/ (accessed February 22, 2016); Edmund Waldstein, O.Cist., “The Good, the Highest Good, and the Common Good,” in: The Josias, February 3, 2015: https://thejosias.com/2015/02/03/the-good-the-highest-good-and-the-common-good/ (accessed February 22, 2016).

[8] Pope St. Gelasius I, Famuli vestrae pietatis [also known as Duo sunt], in: Andreas Thiel (ed.), Epistolae Romanorum Pontificum, Vol. 1 (Braunsberg: Eduard Peter, 1868), pp. 349-358, at p. 350-351; trans. John S. Ott: http://www.web.pdx.edu/~ott/Gelasius/ (accessed February 22, 2016).

[9] The rest of this paragraph is taken from the essay “Religious Liberty and Tradition,” Part III, in: The Josias, January 2, 2015: https://thejosias.com/2015/01/02/religious-liberty-and-tradition-iii/ (accessed February 22, 2016).

[10] The Thomist blogger James Chastek once put the problem as follows: “Admitting two “final judges” means that some disputes are unresolvable even in principle—unless we are so polyannic as to assume that they will never come into conflict. And yet this crazy pluralism is exactly what strikes Christians as necessary and reasonable since we recognize the necessity of civil society while at the same time having no religious civil code, even while we claim to make final and definitive pronouncements affecting the civil order. I have usually read Christ’s claim that he “brought not peace, but a sword” as simply another way of his restating that he is a “sign of contradiction”, but I wonder now if there is not a more radical sense to it: Christ insisted in the integrity and even autonomy of civil power and his Church, even though he knew that one need not wait long to hit upon some point upon which they disagree. […] Christ describes the world (before his return) as a “house divided”. This strikes a very ominous note, given that Christ is very clear that such a house cannot stand since it is set in fundamental contradiction with itself.” Chastek, “Christ’s Pluralism.”

[11] Michael Baxter, “‘Overall, the First Amendment Has Been Very Good for Christianity’ — Not!: A Response to Dyson’s Rebuke,” in: DePaul Law Review 43.2 (1994), pp.425-448, at pp.444-445.

[12] Dorothy Day, “Sanctuary,” in: The Catholic Worker, February 1969: http://www.catholicworker.org/dorothyday/articles/895.html (accessed February 23, 2016).

[13] Day, “Sanctuary.”

[14] Stanley Hauerwas and Michael Baxter, “The Kingship of Christ: Why Freedom of ‘Belief’ Is Not Enough,” in: DePaul Law Review 42.1 (1992), p.126.

[15] John Milbank, Theology and Social Theory, 2nd ed. (Oxford: Blackwell, 2006 [1996]), p. 410.

[16] William T. Cavanaugh, “From One City to Two: Christian Reimagining of Political Space,” in: Political Theology 7.3 (2006), pp. 299-321, at p. 309.

[17] See for example: Stanley Hauerwas, “A Christian Critique of Christian America,” in: The Hauerwas Reader, ed. John Berkman and Michael Cartwright (Durham: Duke University Press, 2001), pp. 459-480.

[18] Milbank, Theology and Social Theory, pp. 410-411.

[19] Milbank, Theology and Social Theory, p. 411.

[20] Milbank, Theology and Social Theory, p. 426.

[21] Cavanaugh, “From One City to Two,” pp. 315-318.

[22] See: Tracey Rowland, “Augustinian and Thomist Engagements with the World,” in: American Catholic Philosophical Quarterly, 83.3 (2009), pp. 441-459.

[23] Milbank, Theology and Social Theory, p. 425. It is not clear whether this is actually Milbank’s own position, since he is merely trying to tease out the implications of Augustine’s position in the text cited. But in any case, my analysis has shown that this is the direction in which Augustinian radicalism tends.

[25] See: Waldstein, “The Good, the Highest Good, and the Common Good.”

[26] William T. Cavanaugh, “Killing for the Telephone Company: Why the Nation-State is Not the Keeper of the Common Good,” in: Modern Theology 20.2 (2004): pp. 243-274, at p. 274.

[27] “Now many of our contemporaries seem to fear that a closer bond between human activity and religion will work against the independence of men, of societies, or of the sciences. If by the autonomy of earthly affairs we mean that created things and societies themselves enjoy their own laws and values which must be gradually deciphered, put to use, and regulated by men, then it is entirely right to demand that autonomy. Such is not merely required by modern man, but harmonizes also with the will of the Creator. For by the very circumstance of their having been created, all things are endowed with their own stability, truth, goodness, proper laws and order.” GS §36.

[28] Cavanaugh, “Killing for the Telephone Company,” passim.

[29] Arquillière’s book L’augustinisme politique: Essai sur la formation des théories politiques du Moyen Âge (Paris: Vrin, 1955) argued that the hierocratic political theory of the High Middle Ages was a development out of premises found in Augustine. This notion was vigorously disputed by other writers, who argued that the hierocratic theory is totally irreconcilable with Augustine himself. See: Michael Bruno, Political Augustinianism: Modern Interpretations of Augustine’s Political Thought (Minneapolis: Fortress, 2014), ch. 1.

[30] The extreme version of the theory sees temporal power as being delegated by the spiritual power. We will show the problems with such a theory below.

[31] For the history of the term in a Catholic context see: Christopher van der Krogt, “Catholic Fundamentalism or Catholic Integralism?” in: To Strive and Not to Yield: Essays in Honour of Colin Brown, ed. James Veitch (Wellington: Victoria University, 1992), pp. 123-35.

[32] See: Gabriel Sanchez, “Illiberal Catholicism One Year On,” in: The Front Porch Republic, January 26, 2015: http://www.frontporchrepublic.com/2015/01/illiberal-catholicism-one-year/(accessed March 1, 2016); idem, “Catholic Integralism and the Social Kingship of Christ,” in: The Josias, January 23, 2015: https://thejosias.com/2015/01/23/catholic-integralism-and-the-social-kingship-of-christ/(accessed March 1, 2016). Note that “integralism” is used in by some authors in quite a different sense. John Milbank, for instance, uses “integralism” to refer to the nouvelle theologie’s integration of nature and grace, and uses the term “integrism” for what we will be calling integralism. See: Milbank, Theology and Social Theory, pp. 206-207.

[33] Walter Ullmann, The Growth of Papal Government in the Middle Ages: A Study in the Ideological Relation of Clerical to Lay Power, 2nd ed. (London: Methuen, 1962), p. 1.

[34] Ullmann, The Growth of Papal Government, p. 1.

[35] Ullmann, The Growth of Papal Government, pp. 2-3.

[36] Ullmann, The Growth of Papal Government, p. 2.

[37] Ullmann, The Growth of Papal Government, pp. 1-2.

[38] Ullmann, The Growth of Papal Government, p. 2.

[39] Ullmann, The Growth of Papal Government, pp. 20-22.

[40] See, for example: Alan Cotrell, “Auctoritas and Potestas: A Reevaluation of the Correspondence of Gelasius I on Papal-Imperial Relations,” in: Medieval Studies 55 (1993), pp. 95-109.

[41] Fittingly the Holy Roman Emperor would later serve as a deacon or a subdeacon in certain liturgical celebrations. See: Marc Bloch, The Royal Touch: Sacred Monarchy and Scrofula in England and France, trans. J.E. Anderson (Abingdon: Routledge, 2015 [1971) p.117.

[42] Ullmann, The Growth of Papal Government, pp. 24-25. The key passage of Tractate IV that Ullmann is interpreting runs as follows: “For Christ, mindful of human frailty, regulated with an excellent disposition what pertained to the salvation of his people. Thus he distinguished between the offices of both powers according to their own proper activities and separate dignities, wanting his people to be saved by healthful humility and not carried away again by human pride, so that Christian emperors would need priests for attaining eternal life, and priests would avail themselves of imperial regulations in the conduct of temporal affairs. In this fashion spiritual activity would be set apart from worldly encroachments and the ‘soldier of God’ (2 Tim 2:4) would not be involved in secular affairs, while on the other hand he who was involved in secular affairs would not seem to preside over divine matters. Thus the humility of each order would be preserved, neither being exalted by the subservience of the other, and each profession would be especially fitted for its appropriate functions.” Trans. in: Hugo Rahner, S.J., Church and State in Early Christianity, trans. Leo Donald Davis, S.J., Kindle e-book (San Francisco: Ignatius Press, 2006 [1992]).

[43] Epist. III,65; translated in: Martin Rhonheimer, The Common Good of Constitutional Democracy: Essays in Political Philosophy and on Catholic Social Teaching, ed. William F. Murphy (Washington: The Catholic University of America Press), p. 7.

[44] Arquillière, L’augustinisme politique, p.40; citation and translation: Bruno, Political Augustinianism, p. 37.

[45] Douglas Kries, “Political Augustinianism,” in: Augustine Through the Ages: An Encyclopedia, ed. Allan D. Fritzgerald, (Grand Rapids: Eerdmans, 2009), p. 657, cited in: Bruno, Political Augustinianism, p. 39.

[46] Innocent III, Sicut universitatis conditor, November 3, 1198, in: Sidney Z. Ehler and John B. Morrall (ed. and trans.), Church and State Through the Centuries: A Collection of Historic Documents with Commentaries (London: Burns and Oats, 1954), p. 73.

[47] Innocent III, Novit ille, 1204: in: Ehler and Morrall, Church and State Through the Centuries, pp. 69-70.

[48] Boniface VIII, Licet haec verba, 1302, translation in: Giles of Rome’s on Ecclesiastical Power: A Medieval Theory of World Government, ed. and trans. R.W. Dyson (New York: Columbia University Press, 2004), p. xv-xvi.

[49] S. Th. IaIIae Q.62, A.1, c.

[50] De Regno ad Regem Cypri, I,15.

[51] De Regno, I,15.

[52] Sent. II, Dist. 44, Q. 3, A 4; trans. in: R.W. Dyson (ed. and trans.), Aquinas: Political Writings, Cambridge Texts in the History of Political Thought (Cambridge: Cambridge University Press, 2002), pp. 277-278. Thomas makes an exception, however, for the Pope, whom he sees as has supreme temporal as well as supreme spiritual authority: “Unless perhaps the spiritual and secular powers are conjoined, as in the pope, who holds the summit of both powers: that is, the spiritual and the secular, through the disposition of Him Who is both priest and king.” (Ibid.) But that exception is not necessarily demanded by the popes’ own teachings, as we have already seen. The pope can be seen as holding the summit of the spiritual power only, and having authority over the temporal only insofar as the temporal is subordinated to the spiritual. Even Boniface VIII’s Unam Sanctam, the most extensive claim of authority on the part of the pope is consistent with this view. Boniface writes: “Both, therefore, are in the power of the Church, that is to say, the spiritual and the material sword, but the former is to be administered for the Church but the latter by the Church; the former in the hands of the priest; the latter by the hands of kings and soldiers, but at the will and sufferance of the priest.” (Translation: http://www.americancatholictruthsociety.com/docs/unamsanctum.htm (accessed March 6, 2016). That is, the temporal sword is in the power of the pope, but not in the sense that the pope himself wields that sword.

[53] I am grateful to Alan Fimister for correcting an earlier version of this essay with regard to this point, as well as with regard to the discussion of Grenier below.

[54] Henri Grenier, Thomistic Philosophy, vol. III, Moral Philosophy, trans. J.P.E. O’Hanley (Charlottetown: St. Dunstan’s University, 1949), p. 474.

[55] Grenier, Moral Philosophy, p. 471.

[56] Moral Philosophy, pp. 472-474.

[57] Charles de Koninck, “What is Caesar’s,” trans. David Quackenbush: https://www.scribd.com/doc/200567591/What-is-Caesar-s (accessed March 2, 2016).

[58] Leo XIII, Immortale Dei §§13-14; Cf. Thomas Pink, “Opening Adress,” Pink-Rhonheimer debate on the interpretation of Dignitatis Humanae, University of Notre Dame, November 20, 2015: https://www.academia.edu/19136187/Pink-Rhonheimer_debate_at_Notre_Dame_on_the_interpretation_of_Dignitatis_Humanae_-_opening_address (accessed March 2, 2016), pp. 2-5.

[59] See: Michael Novak, “The Return of the Catholic Whig,” in: First Things, March 1990: http://www.firstthings.com/article/1990/03/006-the-return-of-the-catholic-whig(accessed March 2, 2016).

[60] See: Tracey Rowland, Culture and the Thomist Tradition: After Vatican II (London: Routledge, 2003), p. 16.

[61] John Courtney Murray, S.J., “Contemporary Orientations of Catholic Thought on Church and State in the Light of History,” in: Theological Studies 10 (1949): pp. 177–234, at pp. 188-189.

[62] Murray, “Contemporary Orientations,” p. 189.

[63] John Courtney Murray, S.J., “The Issue of Church and State at Vatican Council II,” in: Religious Liberty: Catholic Struggles with Pluralism, ed. J. Leon Hooper (Louisville: Westminster/John Knox Press, 1993): http://www.library.georgetown.edu/woodstock/murray/1966h.

[65] David Schindler, “Religious Freedom, Truth & American Liberalism: Another Look at John Courtney Murray,” in: Communio 21.4 (1994): pp. 696-741, at p. 722.

[66] Charles de Koninck, On the Primacy of the Common Good: Against the Personalists, trans. Sean Collins, in: Aquinas Review (1997), pp. 10-71: http://www.thomasaquinas.edu/pdfs/aquinas-review/1997/1997-dekoninck-common-good.pdf (accessed March 2, 2016).

[67] My account of Murray here is admittedly somewhat simplistic. A fuller account would have to show that Murray’s distinction of civil society and the state is finally incoherent, and thus cannot be the means of allowing him to escape the errors of personalism.

[68] De Koninck, On the Primacy of the Common Good, p. 69.

[69] Sadly, de Koninck does not seem to have quite understood this further point. Hence his denial of the right of the Church to use the state as a secular arm. See: De Koninck, “What is Caesar’s.”

[70] Immortale Dei, §6.

[71] See my discussion of Pink in: HHG, “Religious Liberty and Tradition,” part II: https://thejosias.com/2015/01/01/vatican-ii-and-religious-liberty-ii/ (accessed March 2, 2016).

[72] Dignitatis Humanae, §1.

[73] F.J. Connell, “The Theory of the ‘Lay State’,” in: The American Ecclesiastical Review 125.1 (1951), pp. 7-18.

[74] John Courtney Murray, “For the Freedom and Transcendence of the Church,” in: The American Ecclesiastical Review 126.3 (1952), pp. 28–48, at p. 43.

[75] Murray, “For the Freedom and Transcendence of the Church,” pp. 37-38.

[76] One can question whether all of the American founders would have accepted Murray’s liberal reading of the constitution. There was certainly a liberal element in the founding, but there was also an older, classical republican element with a robust account of the common good. See: Felix de St. Vincent, “‘In Dread of Modernity’: Republican Liberty and the Common Good in the American Tradition,” in: The Josias, May 18, 2015: https://thejosias.com/2015/05/18/in-dread-of-modernity-republican-liberty-and-the-common-good-in-the-american-tradition/ (accessed March 3, 2016).

[77] Diuturnum Illud, §11.

[78] Dorothy Day, The Long Loneliness (San Francisco: Harper, 1997 [1952]), pp. 261-262.

[79] See: HHG, “Catholic Action and Ralliement,” in: The Josias, February 13, 2016: https://thejosias.com/2016/02/13/catholic-action-and-ralliement/ (accessed March 2, 2016).

Catholic Action and Ralliement


In a recent postPetrus Hispanus criticized what he called the “strategy” of Catholic Action, as a form of Catholic political and social engagement  that concedes too much to liberal institutions, and is thus quasi inevitably corrupted by their spirit. Gabriel Sanchez responded at Opus Publicum, arguing that Catholic Action is a core principle of the Church’s social magisterium, and that it is nothing other than social action of Catholics aimed at restoring the sovereignty of Christ in social life. Hispanus then responded to Sanchez, doubling down on his condemnation of Catholic Action. He argues that it was a strategy of using liberal institutions against liberalism, favored by some popes for prudential reasons, but that Catholic’s are not bound to find those reasons actually prudent, and that the results have indeed shown them to be imprudent. The debate is somewhat confused by equivocation on the term “Catholic Action,” but it nevertheless raises an important question. The question could be re-formulated as a question about Pope Leo XIII policy of ralliement— encouraging French Catholics to abandon loyalty to the Ancien Régime, and take part in republican politics, in order to Christianize the Republic. Was ralliement a prudent strategy? There is no agreement about the answer to this question among serious proponents of Catholic Social Teaching, and yet the answer must have far-reaching consequences. I think that both Hispanus and Sanchez would fall on the side of those who argue that it was not prudent, and to some extent I am inclined to agree with them. Continue reading “Catholic Action and Ralliement”

The Corruption of the Papal Court and the Roots of Modern Liberalism

by Ludwig von Pastor


Ludwig von Pastor’s History of the Popes from the Close of the Middle Ages is a great gem of recent Catholic scholarship.  Spanning forty volumes and five centuries, Pastor’s history traces the Papacy from the Babylonian Captivity at Avignon, through the Conciliarist crises of the mid 15th century, the Reformation, the Counter-Reformation, and beyond, up to the outbreak of the French Revolution.  For his work, Pastor was given free use of the Vatican Secret Archives, and was commended by both Leo XIII and Pius XI.

The excerpt below is taken from the first volume of the series, which discusses the Avignon Popes and the Great Schism.  Our readers will find it interesting for the light it throws on the relationship between the Franciscan Order of Friars Minor, the corruption of the Papal Court at Avignon, and the emergence of a school of political and religious thought identical in essence to the liberalism which still plagues the Church today.


Financial Difficulties at Avignon

The financial difficulties from which the Popes had suffered in the thirteenth century became much more serious after they had taken up their abode on French soil. On the one hand, the income they had drawn from Italy failed; and on the other, the tributary powers became much more irregular in the fulfillment of their obligations, because they feared that the greater part of the subsidies they paid would fall into the hands of France.

The Papal financiers adopted most questionable means of covering deficits. From the time of John XXII. especially, the hurtful system of Annates, Reservations, and Expectancies, came into play, and a multitude of abuses were its consequence. Alvaro Pelayo, the most devoted, perhaps even over-zealous, defender of the Papal power in the fourteenth century, justly considers the employment of this system, liable to excite the cupidity of the clergy, as one of the wounds which then afflicted the Church. His testimony is all the more worthy of consideration, because, as an official of many years’ standing in the Court, he describes the state of things at Avignon from his own most intimate knowledge. In his celebrated book, On the Lamentation of the Church, he says : “Whenever I entered the chambers of the ecclesiastics of the Papal Court, I found brokers and clergy, engaged in weighing and reckoning the money which lay in heaps before them.”

This system of taxation and its consequent abuses soon aroused passionate resentment. Dante, “consumed with zeal for the House of God,” expressed, in burning words, his deep indignation against the cupidity and nepotism of the Popes, always, however, carefully distinguishing between Pope and Papacy, person and office.

Conflict between the Empire and the Church

It was not long, however, before an opposition arose which made no such distinctions, and attacked not only the abuses which had crept in, but the Ecclesiastical authority Itself. The Avignon system of finance, which contributed more than has been generally supposed to the undermining of the Papal authority, greatly facilitated the attacks of this party.

From what has been said it will be clearly seen that the long-continued sojourn of the Popes in France, occasioned as it was by the confusion of Italian affairs, was an important turning-point in the history of the Papacy and of the Church. The course of development which had been going on for many centuries, was thereby almost abruptly interrupted, and a completely new state of things substituted for it. No one who has any idea of the nature and the necessity of historical continuity, can fail to perceive the danger of this transference of the centre of ecclesiastical unity to southern France. The Papal power and the general interests of the Church, which at that time required quiet progress and in many ways thorough reform, must inevitably in the long run be severely shaken.

To make matters worse, the conflict between the Empire and the Church now broke out with unexpected violence. The most prominent antagonists of the Papacy, both ecclesiastical and political, gathered around Louis of Bavaria, offering him their assistance against John XXII. At the head of the ecclesiastical opposition appeared the popular and influential order of the Friars Minor [the Franciscans], who at this very moment were at daggers drawn with the Pope.

The Friars Minor and John XXII.

The special occasion of this quarrel was a difference between them and him, regarding the meaning of evangelical poverty; and the great popularity of the Order made their hostility all the more formidable. The Minorites, who were irritated to the utmost against the Pope, succeeded in gaining great influence over Louis of Bavaria, an influence which is clearly traceable in the appeal published by him in 1324, at Sachenhausen, near Frankfort.

In this remarkable document, amongst the many serious charges brought against “John XXII., who calls himself Pope,” is that of heresy, and it is asserted that he exalts himself against the evangelical doctrines of perfect poverty, and thus against Christ, the Blessed Virgin, and the company of the Apostles, who all approved it by their lives. After a passionate dogmatic exposition of the poverty of Christ and a shower of reproaches, comes the appeal to the Council, to a future legitimate Pope, to Holy Mother Church, to the Apostolic See, and to everyone in general to whom an appeal could be made.

This document, in which political and religious questions were mingled together, was sedulously disseminated in Germany and Italy. It must have greatly embittered the whole contest. A religious conflict was now added to the political one. Louis, a simple soldier, was unable to measure its consequences and powerless to control its progress. It grew more and more passionate and violent. The Minorites no longer confined themselves to the province of theology, in which the conflict between them and the Pope had at first arisen, but also took part in the political question. Led on by their theological antagonism, they proceeded to build up a political system resting on theories which threatened to disturb all existing ideas of law, and to shake the position of the Papacy to its verv foundations.

Subversive Doctrines of Occam, Marsiglio, and Jean de Jandun

The special importance of the action of the Minorites consists in the assertion and maintenance of these principles, which indeed did not at once come prominently forward, for the writings of the Englishman, William Occam, in which they are chiefly propounded, collectively date from a period subsequent to the Diet of Rhense. There can, however, be no doubt that the views which Occam afterwards expressed in his principal work, the Dialogus, had already at an earlier period exercised great influence.

According to the theory of Occam, who was deeply imbued with the political ideas of the ancients, the Emperor has a right to depose the Pope should he fall into heresy. Both General Councils and Popes may err, Holy Scripture and the beliefs held by the Church at all times and in all places, can alone be taken as the unalterable rule of Faith and Morals. The Primacy and Hierarchical Institutions in general are not necessary or essential to the subsistence of the Church; and the forms of the ecclesiastical, as of the political, constitution ought to vary with the varying needs of the time.

With the Minorites two other men soon came to the front, who may be considered as the spokesmen of the definite political opposition to the Papacy. It was probably in the summer of the year 1326 that the Professors of the University of Paris, Marsiglio of Padua and Jean de Jandun, made their appearance at the Royal Court of Nuremberg. The “Defender of Peace” (Defensor Pacis), the celebrated joint work of these two most important literary antagonists of the Popes of their day, is of so remarkable a character that we must not omit to give a further account of its subversive propositions. This work, which is full of violent invectives against John XXII., “the great dragon and the old serpent,” asserts the unconditional sovereignty of the people. The legislative power which is exercised through their elected representatives, belongs to them, also the appointment of the executive through their delegates. The ruler is merely the instrument of the legislature. He is subject to the law, from which no individual is exempt. If the ruler exceeds his authority, the people are justified in depriving him of his power, and deposing him. The jurisdiction of the civil power extends even to the determination of the number of men to be employed in every trade or profession. Individual liberty has no more place in Marsiglio’s state than it had in Sparta.

Still more radical, if possible, are the views regarding the doctrine and government of the Church put forth in this work. The sole foundation of faith and of the Church is Holy Scripture, which does not derive its authority from, her, but, on the contrary, confers on her that which she possesses. The only true interpretation of Scripture is not that of the Church, but that of the most intelligent people, so that the University of Paris may very well be superior to the Court of Rome. Questions concerning faith are to be decided, not by the Pope, but by a General Council.

This General Council is supreme over the whole Church, and is to be summoned by the State. It is to be composed not only of the clergy, but also of laymen elected by the people. As regards their office, all priests are equal; according to Divine right, no one of them is higher than another. The whole question of Church government is one of expediency, not of the faith necessary to salvation. The Primacy of the Pope is not founded on Scripture, nor on Divine right. His authority therefore can only, according to Marsiglio, be derived from a General Council and from the legislature of the State; and for the election of a Pope the authority of the Council requires confirmation from the State.

The office of the Pope is, with the College appointed for him by the Council or by the State, to signify to the State authority the necessity of summoning a Council, to preside at the Council, to draw up its decisions, to impart them to the different Churches, and to provide for their execution. The Pope represents the executive power, while the legislative power in its widest extent appertains to the Council. But a far higher and more influential position belongs to the Emperor in Marsiglio’s Church; the convocation and direction of the Council is his affair; he can punish priests and bishops, and even the Pope.

Ecclesiastics are subject to the temporal tribunals for transgressions of the law, the Pope himself is not exempt from penal justice, far less can he be permitted to judge his ecclesiastics, for this is the concern of the State. The property of the Church enjoys no immunity from taxation; the number of ecclesiastics in a country is to be limited by the pleasure of the State; the patronage of all benefices belongs to the State, and may be exercised either by Princes, or by the majority of the members of the parish to which an ecclesiastic is to be appointed. The parish has not only the right of election and appointment, but also the control of the official duties of the priest, and the ultimate power of dismissal. Exclusion from the Christian community, in so far as temporal and worldly interests are connected with it, requires its consent.

Like Calvin in later days, Marsiglio regards all the judicial and legislative power of the Church as inherent in the people, and delegated by them to the clergy. The community and the State are everything; the Church is put completely in the back-ground ; she has no legislature, no judicial power, and no property.

The goods of the Church belong to the individuals who have devoted them to ecclesiastical uses, and then to the State. The State is to decide regarding sale and purchase, and to consider whether these goods are sufficient to provide for the needs of the clergy and of the poor. The State has also power, should it be necessary for the public good, to deprive the Church of her superfluities and limit her to what is necessary, and the State has the right to effect this secularization, notwithstanding the opposition of the Priests.

But never, Marsiglio teaches, is power over temporal goods to be conceded to the Roman Bishop, because experience has shown that he uses it in a manner dangerous to the public peace Like Valla and Macchiavelli, in later times, Marsiglio assumes the air of an Italian patriot, when he attributes all the troubles of Italy to the Popes. This is a palpable sophistry, for that reproach was in no way applicable to Marsiglio’s days. Italy was then under the sway of her most distinguished monarch, King Robert of Anjou, whom the Popes had protected to the best of their power, and Louis of Bavaria’s expedition to Rome was certainly neither their wish nor their work. On the contrary, at a later period, Pope John XXII. issued a Bull with the object of separating Italy from Germany, and thereby destroying the influence of the ” Ultramontanes,” or non-Italians in Italy.

In face of these outrageous attacks and this blank denial of the Divine institution of the Primacy and the Hierarchy, there were never wanting brave champions of the Apostolic See and of the doctrine of the Church. Most of them, unfortunately, were led by excess of zeal to formulate absurd and preposterous propositions. Agostino Trionfo, an Italian, and Alvaro Pelayo, a Spaniard, have, in this matter, gained a melancholy renown. As one extreme leads to another, in their opposition to the Caesaro-papacy of Marsiglio, they exalted the Pope into a kind of demigod, with absolute authority over the whole world. Evidently, exaggerations of this kind were not calculated to counteract the attacks of political skepticism in regard to the authority of the Holy See.

Envenomed Struggle between Church and State

The theory put forward in the Defensor Pacis, regarding the omnipotence of the State and the consequent annihilation of all individual and ecclesiastical liberty, far surpassed all preceding attacks on the position and constitution of the Church in audacity, novelty, and acrimony. Practically this doctrine, which was copied from the ancients, meant the overthrow of all existing institutions and the separation of Church and State. Many passages of the work go far beyond the subsequent utterances of Wyclif and Huss, or even those of Luther and Calvin, whose forerunner Marsiglio may be considered. The great French Revolution was a partial realization of his schemes, and, in these days, a powerful party is working for the accomplishment of the rest. Huss has been styled “the Precursor” of the Revolution, but the author of the Defensor Pacis might yet more justly claim the title.

Louis of Bavaria accepted the dedication of the book which brought these doctrines before the world and promulgated political principles of so questionable a character, but a still greater triumph was in store for Marsiglio. In union with the anti-papal Minorites and the Italian Ghibellines, he succeeded in inducing Louis to go to Rome and to engage in the Revolutionary proceedings of the year 1328. The collation of the Imperial Crown by the Roman people, their deposition of the Pope and election of an anti-Pope in the person of the Minorite, Pietro da Corvara, were the practical results of the teaching of the Defensor Pacis.

Some of the Emperors of the House of Hohenstaufen had been men of stronger characters than Louis was, yet none had ever gone to such extremes. He appealed to doctrines whose application to ecclesiastical matters was equivalent to revolution, and whose re-action on the sphere of politics after their triumph over the Church would have been rapid and incalculable. For a century and a half the Church had been free from schism; by his action he let loose this terrible evil upon her. His culpable rashness gave a revolutionary and democratic turn to the struggle between the Empire and the Papacy. He repudiated all the canonical decisions regarding the Supremacy of the Pope which the Emperors of the House of Hapsburg had accepted, degraded the Empire to a mere Investiture from the Capitol, and despoiled the Crown of Charles the Great, in the eyes of all who believed in the ancient imperial hierarchy, of the last ray of its majesty. It is strange that under Louis the Roman Empire should actually have been thus desecrated and degraded, so soon after Dante’s idealization had crowned it with a halo of glory.

It is impossible in the present retrospect to describe all the vicissitudes of Church and State during the struggle which was so disastrous to both. Envenomed by the dependence of the Popes on France, the exasperation on both sides was intense. The ecclesiastical power was implacable, lost to all sense of moderation, dignity, or charity. The secular power, cowardly but defiant, shrank from no extreme, sought the aid of the lowest demagogues, and by its vacillations frustrated each favourable chance that arose. The long and obstinate warfare, so little honourable to either party, could have no result save the equal humiliation of both and the complete ruin of social order in Church and State. John XXII., restless and active to the last, died at a great age on the 4th December, 1334.

War in the Hobbesian State – Sovereignty’s Justification and Limit

by Jeffrey Bond


If we wish to investigate the heart of Thomas Hobbes’ political teaching in the Leviathan, there is no better place to look than Hobbes’ conception of war.  After all, although Hobbes denies that there is any summum bonum, a greatest good toward which all our pursuits and actions are hierarchically ordered by nature (p. 70),[1] he does posit a greatest evil, namely, the war of all against all which characterizes the state of nature (p. 231).[2]  Thus Hobbes justifies the need for an absolute sovereign because the solitary, poor, nasty, brutish and short life in the state of nature is the one thing above all else to be avoided:  “And though of so unlimited a Power, men may fancy many evill consequences, yet the consequences of the want of it, which is perpetuall warre of every man against his neighbor, are much worse” (pp. 144-145).  For Hobbes, the peace established by the political art is not, as it was for the ancients and the medievals, the end toward which men are directed by nature which is necessary for the fulfillment and perfection of their being; rather, peace is to be sought because it is the absence of war,[3] which absence allows men to pursue their relentless quest for gratification of one desire after another (p. 70).

Continue reading “War in the Hobbesian State – Sovereignty’s Justification and Limit”

On the Utility and Necessity of Prohibiting Harmful Books

St. Alphonsus Liguori


To protect the faithful from pernicious ideas, Pope Paul IV established the Index of Prohibited Books, which remained in use as a safeguard for the protection of public morals from 1559 A.D. until the reorganization of the Holy Office under Bl. Pope Paul VI in 1966 A.D. The Index came under attack during the time of St. Alphonsus Liguori, and he chose to include a treatise defending it in an Appendix to the first book of his great Theologia Moralis. St. Alphonsus was named a Doctor of the Church by Bl. Pope Pius IX in 1871 A.D. 

Alphonsus’s magisterial moral manual, which was praised by Pope Benedict XIV as being “of great profit for the salvation of souls”, has never yet been translated into English. Here we are pleased to present a translation of one chapter of Alphonsus’s Treatise on the Just Prohibition and Destruction of Dangerous Books, for the first time in English. The original text can be found here. —The Editors


 

Continue reading “On the Utility and Necessity of Prohibiting Harmful Books”

The Lake Garda Statement: On the Ecclesial and Civilizational Crisis

The 23rd Summer Symposium of The Roman Forum in Gardone, Italy, issued the following statement. We are pleased to publish it here on The Josias, as we share both its analysis of the current crisis, and its conviction that the our response must lie in an integral proclamation of the Catholic Faith, and a vigorous promotion of the Social Kingship of Christ.


Preamble

Among the Catholic faithful the conviction grows that the ongoing crisis in the Church and the drastic moral decline of our civilization have entered a critical new phase which represents a turning point in the history of the world. Continue reading “The Lake Garda Statement: On the Ecclesial and Civilizational Crisis”

Logos and Leviathan: Leonine Perspectives on Democracy

Must the political order be derived from a cosmic model (or, at any rate, from an external, transcendent reference point), or are there valid and effective substitutes? Can unaided humanity, through the mobilization of its faculties, create a sacred, or at least a myth, powerful enough to convey a model? If the answer to these questions is no, we must ask then: Can a community exist without the sacred component, by the mere power of rational decisions and intellectual discourse?

            –Thomas Molnar, Twin Powers: Politics and the Sacred

INTRODUCTION

In the ancient world, legitimate political forms ranged across a wide spectrum in which “rule of the people” was only one of many political forms conducive to the common good—and a very unfavorable one at that. But today, “democracy has become almost a synonym for legitimate government, for the rule of law.”[1] Pundits declaim that democracy ensures freedom and fair government, while a new colonialism seeks to spread “democratic values” to every corner of the world. If we are clued in to the reductive tendencies of modern thought, we should be wary of such absolute claims. In fact, with a little digging, we discover that the democratic ideology of modernity is built upon a novel philosophy and cosmology. Early moderns like Hobbes, Locke, and Rousseau sought to replace the worldview of Christian religion with their own, and in the process created new philosophies and myths that still legitimize modern political forms. A democracy bedizened with the false hopes of Enlightenment scripture becomes a Leviathan irreconcilable with church teachings; if it is disengaged from this unfruitful union, however, and defended under the aegis of Catholic Logos theology, it may be the political form most well adapted for securing the common good of modern nations.

We will first explain the nature of government according to the classical and Catholic understanding. Then, we will trace the discarding of this image in the early modern period. Finally, we will suggest how democracy might be disengaged from its current anti-Logos framework and put to good use in a Catholic political order.

I. THE DISCARDED IMAGE: A Logos-Oriented Politics

A. The Classical Cosmos

Edmund Waldstein succinctly explains the classical understanding of law, that discarded image of the cosmos upon which the Catholic Church has largely built its social teaching. Classical Greek thought, as found in Plato and Aristotle, presupposes that there is an “objective good that is knowable by human reason.”[2] Today the term “objective good” seems to denote a rather vague notion of reason, but it was rather more colorful for the Greeks. In broad terms, it meant nothing less than the total harmonious order of the universe. They saw the “cosmos” as a marvelous hierarchy of things each tending towards the perfection of a unique principle called nature. Nature is the essence of a thing, its ordering principle, the plan or purpose of its birth, unfolding, and consummation. Nature uses its powers to perfect itself in fruitful interaction with other natures. A horse, for example, is born from its mother, grows to maturity by eating grass, propagates its species, and dies: it has fulfilled its nature in the grand scheme of the cosmos.

Man too has a nature struggling to work itself out, and it is a rational nature. Man’s unique identity consists in his ability to know his own objective good and also comprehend something of the order of the cosmos. But there is a problem:

The problem is that there are different powers in the human soul; there are the senses (touch, taste and so one) and then there is reason. The senses know a limited kind of goodness, and from this kind of knowledge come certain passions such as hunger and thirst and lust. Only reason knows the complete good, wherein happiness really lies, and understands it as good.[3]

In other words, there are competing powers within man, and it is reason’s job to order those powers to man’s true good: man must be educated. Reason must “train the human soul…to help produce a harmony among its different parts….This harmony is called virtue.”[4]

But Greek virtue was not “moral” in the Kantian sense, a self-actualizing quest for self-mastery. Rather, it presupposed a real participation in the order of the cosmos, an order that not only gives man a static model from which to work out his own perfection. Plato’s world of forms did serve that exemplary function, but in a much more religious sense, the forms were the real source of perfective power. There was a “givenness” about Greek virtue, a sense of being drawn up into a mysterious cosmic dance. As Waldstein explains:

The order of the whole universe is what Charles De Koninck calls “the good of the universe” and “God’s manifestation outside Himself.” Man as the micro-cosmos can reflect this order in his own person through virtue. This is why virtue can be identified with happiness—because virtue is a participation in that order which is the greatest image of the divine beauty and goodness.[5]

Seen in this light, communion among men is a crucial part of this great order. Since personal virtue is not really individual, but a participation in a cosmic pageant, a virtuous community shows an even greater participation in the cosmic order. This is how Aristotle argues the point:

Even if the end is the same for a single man and for a state, that of the state seems at all events something greater and more complete whether to attain or to preserve; though it is worth while to attain the end merely for one man, it is finer and more godlike to attain it for a nation or for city-states.[6]

St. Thomas Aquinas took up the insights of Plato and Aristotle, and fashioned a Christian notion of the common good. He argued that:

order is what God principally intends in creation: every individual creature reflects some aspect of God’s glory, but it is the order, the harmony, the beauty of their unity, that most perfectly reflects the creator.[7]

Something in the sum total of perfected beings is also god-like. Waldstein continues:

It is good for man to realize the order of the universe in his own soul but it is more godlike for him to realize it in the state…the community of men reflects God more than an individual man, just as the universe reflects Him more perfectly than any one creature.[8]

We are finally ready to discuss the role of law. Since the goal of community is to manifest the divine order, law has the principal function of “producing this unity of order, both in the individual soul, and more especially in the community.”[9] In other words, all law aims at the perfection of man’s nature within the context of a community. It is illegitimate otherwise: “legitimacy on this view does not depend on the ‘consent of the governed’ given through democratic rituals, but rather it depends on the objective good.”[10]

B. Authority in the Catholic State According to Leo XIII

The discussion must inevitably pass to practical matters, to the forms of government in which this harmonious order can be instantiated. Pope Leo XIII’s social encyclicals provide a coherent Catholic teaching about the nature and forms of political authority, its relation to religious authority, as well as the proper relationship of the citizen to this authority.

It is first to be remarked that Leo is not opposed to any benign form of government in principle:

Catholics, like all other citizens, are free to prefer one form of government to another precisely because no one of these social forms is, in itself, opposed to the principles of sound reason nor to the maxims of Christian doctrine.[11]

In fact, Leo is largely indifferent to the form or the means by which authority is constituted, so long as the source of authority be rightly conceived:

There is no reason why the Church should not approve of the chief power being held by one man or by more, provided only it be just, and that it tend to the common advantage. Wherefore, so long as justice be respected, the people are not hindered from choosing for themselves that form of government which suits best either their own disposition, or the institutions and customs of their ancestors.[12]

Leo immediately goes on to explain this right conception of authority:

But, as regards political power, the Church rightly teaches that it comes from God, for it finds this clearly testified in the sacred Scriptures and in the monuments of antiquity; besides, no other doctrine can be conceived which is more agreeable to reason or more in accord with the safety of both princes and peoples.[13]

The pope does not go on to suggest some sort of divine right of political leadership; rather, he makes a metaphysical argument about the nature of political authority: Man cannot find perfection except in society; thus society is part of nature and willed by God. But every association of man needs a ruling authority, or else there will be mere anarchy. No man has in himself the authority to constrain the will of others; that power resides only in God. Thus, all political power comes from heaven, and “it is necessary that those who exercise it should do it as having received it from God.”[14] In other words, society is one of the instruments God has ordained for the perfection of man’s nature; over and above individual reason, God constitutes social authority as a necessary means for man’s perfection. Authority, in this view, most emphatically does not arise from the will of the people, even if they are the efficient cause of its peculiar shape. Rather, it is from God and for Him.

From this metaphysical principle, it follows that the social organism must acknowledge its source by offering public worship to the true God:

For men living together in society are under the power of God no less than individuals are, and society, no less than individuals, owes gratitude to God who gave it being and maintains it and whose ever-bounteous goodness enriches it with countless blessings.[15]

In fact, Leo calls it a “public crime to act as though there were no God”; it is “one of [government’s] chief duties to favor religion, to protect it, to shield it under the credit and sanction of the laws.”[16]

Any wholly natural and metaphysically consistent society, therefore, must acknowledge its dependence on God and explicitly enforce the laws of the Church. To do otherwise is to undermine the very nature of human society. In fact, Leo argues that unless the state acknowledges God, its authority will lack any sure stability.[17] The doctrine of social contract is bound to lead to contempt for authority and an incessant revolutionary spirit. On the contrary, the Catholic doctrine will cause citizens to love and obey their rulers, and rulers to love and serve their citizens.

To summarize traditional Catholic teaching on the nature of political authority: society is the normal means ordained by God for the perfection of men’s souls, and its right ordering puts it in consonance with the rest of the cosmic order. Thus, authority takes its legitimacy from its place in this divine plan. Legitimate authority acknowledges this dependence on God, and orders the state according to the laws of the true religion.

II. LEVIATHAN: Liberty and Authority in Modern Political Thought

What we have described is the Logos-oriented politics of the classical and Catholic tradition. Government is the art of moving men and communities toward their final end in God, who has instituted governments for this very purpose. For government to work, laws must be drawn in accordance with the objective good, citizens must respect legitimate authority, and the true religion must be enshrined.

Now we must consider modern political philosophy. Modernity prides itself on being objective, practical and this-worldly, but as we examine its roots in the early modern period, we will find that it too rests on hidden, theocratic foundations. Its cosmology is, of course, not so rich as the antique, but it nevertheless exists as an a priori, mythological backdrop to modern political thought. The modern predilection for democracy must be understood as the necessary corollary of an erroneous cosmology that divinizes man.

Continuing trends of late medieval nominalism and humanism, the early moderns developed a novel conception of human freedom that, as Waldstein argues, was “disengaged from the good.” This development had several aspects. The first was philosophical. Late medieval nominalists scorned the delicate synthesis by which Thomas and the ancients had knitted nature to the divine, and offered a radically simplified cosmic image: Essences became disconnected from ends, the symphonic cosmos a mundane world of individual objects moved by the arbitrary will of God. Humanism ushered in the next stage when, poring over rediscovered treasures of pagan literature, they imbibed the classical sensibility to the glories of human accomplishment. They began to exalt what they perceived to be the infinite indeterminacy of the human will, its capacity to achieve nearly anything.[18]

But if humanism retained some affinity with the old virtue tradition, early moderns who followed the Reformation radicalized the concept of freedom, stripping from it any connection to the good. In the emerging view, man’s dignity consists above all in being unimpeded. Freedom is no longer what is accomplished, but the condition of accomplishment: a radical autonomy, the absence of any restraint on the will.

Another aspect was political. As post-reformation nations were raked with internecine religious conflict, it became convenient to argue

that the objective good for man is too hard to know, too difficult to agree about, that in order to avoid the bloodshed of religious wars, it is necessary to limit politics to the care of a bare minimum of peace necessary to allow for the non-violent coexistence of persons with different views of what the true good is.[19]

This is the thrust of Locke’s Letter Concerning Toleration. [20] Whatever theoretical consensus remained to Europeans concerning some common objective good was destroyed in this final political development. From then on, politics decided not to concern itself with religion or any sort of claims about the objective good. Or so it thought. As Michael Hanby has argued in a recent article for First Things, the liberal state makes an implicit metaphysical claim: by denying God any role in the polity, it posits “that a thing’s relation to God, being a creature, makes no difference to its nature or intelligibility. Those are tacked on extrinsically through the free act of the agent.”[21] In this denial, modernity effects the apotheosis of man in a new mythology.

This apotheosis has a long history, including those steps discussed above, but took a great leap in the Scientific Revolution. Encouraged by pioneers like Francis Bacon and Galileo, early modern thinkers discarded Aristotelian conceptions of the universe for more empirical methods. Most importantly, they redefined motion, the concept underlying all classical cosmology. In classical physics, motion was a interior, teleological phenomenon directing natures toward their final ends; in modern physics, motion becomes a mere external happening, the blind action of material forces whirling objects around per inane quietum. This divorce from final causes leads to a new way of seeing and relating to the natural world. If the old world functioned organically, as a sort of garden of natures growing in participatory being towards fruition in God, the new world is a machine, a collection of empirical objects jostled here and there in space according to fixed laws of nature.[22] Man is no exception. His natural activity, deprived of a final end in God, becomes the autonomous working of his own nature. Thus, man “attains his end,” or in the new metaphor “functions most efficiently,” when he enjoys that power most characteristic to him, the law of reason.

On this basis of mechanistic physics, early moderns built an edifice of mechanistic politics. Throwing out the organic metaphors, early moderns conceived the state in terms of a vast mechanism of forces checked and balanced against one another. For example, Hobbes’s systematic political treatise Leviathan takes as its theoretical foundation a mechanistic epistemology. In his account, man is not even really free, but like a floundering ship, is carried this way and that by his passions, which are in turn merely determined responses to external stimuli. Like atoms in the void, men bump into each other constantly in a state of incessant war. The only way to peace is for an absolute sovereign to be invested with all power of coercion. Hobbes’ sovereign stands like a lid on a kettle, tasked with keeping the effervescent passions of his people from boiling over into civil war.

Locke’s views are more pertinent to the discussion of democracy. Like Hobbes, he begins by considering a state of nature. Before society, however, man is also in a state of war, (though endowed with a more respectable rational faculty than Hobbes allows). Society is joined not for moral improvement, but for physical protection against predatory raids, and a guarantee of more economic prosperity than was attainable in the state of nature. Locke’s ethos is that of a very reasonable gentleman, and he often seems to invoke some sort of natural law; but he too ultimately deploys mechanist metaphors to explain the working of his system. Explaining the necessity of majority rule, he quite bluntly appeals to the physical principle of inertia according to which the greater force must always yield to the lesser.[23] Locke’s state too is an engine, and human beings its cogs. And like an engine in a factory, its end is only the production of material prosperity.[24]

If Locke and Hobbes gave to modern political thought its theoretical matter, Rousseau composed modernity’s mythological form. Surprisingly, underlying the new rationalist philosophy about man’s nature, there stands a veritable myth: the state of nature. This myth, in its various forms, underlies and legitimizes the political project of each of these thinkers.[25]

According to Rousseau, men were born into a paradisical state of absolute self-sufficiency and contentment. Far from needing the help of other men, he wandered through warm forests eating plentiful food, hardly meeting other men. He was entirely sustained in a tranquil, dispassionate state by what Rousseau calls pity. This pity prevented him from harming other creatures or his fellow man. Only later, by a series of witless concessions of freedom, did mankind form families, cities, and states. Each step towards civilization further enslaved mankind.

But this makes of man a God, casting him in the form of entirely self-sufficient and undetermined rational agent. As James Kalb observes:

To refuse to talk about the transcendent, and view it as wholly out of our reach, seems very cautious and humble. In practice, however, it puts our own thoughts and desires at the center of things, and so puts man in the place of God. If you say we cannot know anything about God, but only our own experience, you will soon say that there is no God, at least for practical purposes, and that we are the ones who give order and meaning to the world. In short, you will say that we are God.[26]

In Pierre Manent’s analysis, this is the dark myth lurking behind the progress of the democratic spirit: yearning for the pseudo-divine state of our ancestors.

What would sum up in the same or a like way our society and its extraordinary or paradoxical character of dis-society? It would be the notion of the state of nature . . . . How can we be interested in the individual in the state of nature as Rousseau describes, eating acorns and quenching his thirst at the first stream? The animal nonetheless interests us since ultimately this individual is each one of us: he is what we want to be. To put it in a nutshell, the state of nature is defined as a state of independence, liberty, and equality. We want to live independent, free, and equal. In this sense, the state of nature forms our horizon.[27]

By seeking the ordering principle of society in the beginning, rather than in the end, the state of nature hypothesis inverts the traditional political order. For classical politics, it was not so much where man came from, or how he existed in an indeterminate past, but how he ought to be, and what he could be that mattered. Politics concerned itself about perfecting man’s nature by bringing it to some end. Under the new mythology of autonomous mechanism, man springs forth fully formed from the womb of nature, in need of nothing but safety and fuel to keep his machine going. Since man is born perfect, but unfortunately enslaved in society, modern politics strives to attain as much as possible for its citizens this original Edenic state of total autonomy. As a colleague put it, “Democracy is just the story of people trying to get as far away from each other as possible.”

In light of this analysis, it is clear that modernity, for all its vaunted idealism and its supposed autonomy from history or tradition, is built on hidden theocratic foundations; it merely proposes a new mythology in place of an old one. In Thaddeus Kozinski’s words:

It is not that modern liberal democracy has successfully desacralized politics, but rather has changed the locus of sacralization from cosmic order, divine law, and the Church, to the human person, the sacred freedom of individuals to choose their own sacred allegiances.[28]

Catholics believe a story: the story about man’s original justice and original sin. The first moderns too believe a story: a new narrative of original justice, this time without original sin. In fact, the sin, in many cases, is precisely the entrance into society. Society itself becomes man’s original sin, the act that separates man from a mythical primeval state of innocence and integrity. For Catholics, man can be saved from his enslavement to sin, but only in the next life, and only if he follows the rule of divine and natural law. Modern politics too has a salvation narrative, but it is this-worldly: man can find “salvation” in the free satisfaction of all his (non-predatory) desires in the democratic state. Modern politics tries to guarantee its citizens as large a share of Original Autonomy as circumstances allow, with the ultimate goal of freeing men as entirely as possible.

In this new mythological account, democracy becomes an indispensible tool for the modern religion. All other forms of government in some way deprive individuals of autonomy, by privileging one class over another, or cleaving to accidental historical arrangements. This is why the first moderns worked hard to eradicate all obstacles to the ascent of democratic forms of government. In the French Revolution, for example, the monarchy, aristocracy, guilds, monasteries, in short all the traditional threads of the fabric of society were rent to make way for the novus ordo.

But the paradox of modern liberty is that man is not deified: he feels himself subsumed into a Leviathan. Since his own autonomous choice is his only claim to self-worth, he is faced with a paradox: either consent to association and lose autonomy, or refuse to consent to anything. As Manent argues:

The dilemma of modern liberty—the dilemma of modern liberty as experienced by the modern individual—could then be roughly formulated in the following way: Either I enter into a community, association, membership, and I transform myself into a part of a whole and lose my liberty, or I do not enter . . . and I do not exercise my freedom. In brief, this is the dilemma of modern liberty: either I am not free, or I am not free.[29]

Man in modern democracy feels himself swallowed in the unrestrained motion of a majority devoid of a rational end. Government looms as the ambivalent referee of an orgy of blind desires, over a nation “swept with confused alarms of struggle and flight, where ignorant armies clash by night.”[30]

III. TAMING LEVIATHAN: Logos-oriented Democracy

If subsumed into such an anti-Logos modern religion, democracy cannot be reconciled in any way with the Catholic religion. Nevertheless, once these hidden religious foundations are exposed and repudiated, a Catholic is free to weigh democracy as one legitimate form among many others. The encyclicals of Pope Leo XIII clearly teach the conditions in which democracy is a possible form of government for the modern world.

Leo expressly affirms that democracy is a legitimate form of government: “Again, it is not of itself wrong to prefer a democratic form of government, if only the Catholic doctrine be maintained as to the origin and exercise of power.”[31] Under what conditions, then, would democracy be advantageous? I would argue that democracy is a form uniquely suited to the modern world, as long as it is not pure, and avoids the typical attitudes contrary to Catholic teaching. Leo suggests as much here:

Neither is it blameworthy in itself, in any manner, for the people to have a share, greater or less, in the government: for at certain times, and under certain laws, such participation may not only be of benefit to the citizens, but may even be of obligation.[32]

To see how this might be so, we must turn to Tocqueville. In the introduction to his Democracy in America, Tocqueville argues convincingly that the tendency toward democracy is “the most continuous, the oldest, and the most permanent fact known in history.”[33] As civilization increases prosperity,

all processes discovered, all needs that arise, all desires that demand satisfaction bring progress toward universal leveling . . . . When one runs through the pages of our history, one finds so to speak no great events in seven hundred years that have not turned to the profit of equality.[34]

In light of this “providential fact,”[35] the duty of those who direct modern society is “to instruct democracy,”[36] not to oppose it. Unfortunately, because traditional society resisted democratic tendencies, democracy erupted by revolution,[37] rather than after careful circumspection. I agree with this account, and believe that his trenchant comparison of aristocratic and democratic societies sheds light on several advantages of a democratic polity.

First, democratic society “will be less brilliant, less glorious, less strong, perhaps; but the majority of its citizens will enjoy a more prosperous lot.”[38] Democracy does not have the glorious potential of aristocracy, but it does improve the lot of the common man.

Second, democracy can enliven the individual citizen by giving him political obligations. In his description of American townships, Tocqueville marvels at the energy of townsmen working for the common good together[39] while remarking that the citizens of aristocratic countries often feels like a colonist in his own land, “indifferent to the destiny of the place that he inhabits.”[40]

Nevertheless, while bringing democracy into a Catholic state, several dangers must be avoided. Tocqueville envisions a future society that:

regarding the law as their work, would love and submit to it without trouble; in which the authority of government is respected as necessary, not divine and the love one would bear for a head of state would not be a passion, but a reasoned and tranquil sentiment.[41]

These observations point to the first difficulty in implementing democracy: the tendency it has to erode respect for authority. Frequent elections, for example, make people think authority does in fact reside in the general will, and does not make for stability and permanence in the legislative body. But this obstacle is not insurmountable, if it is balanced by a strong affirmation of the nature of authority: if the democratic state is ruled by a strong constitution that affirms authority’s origin in God, if it submits itself to the laws of his Church, provides for God’s public worship, and establishes the natural law as the foundation of all law.[42] Oaths of office must include similar elements. Under such a system of laws, there need be no difficulty in assigning a large share of self-government to the people. Instructed by their laws and the virtuous examples of their leaders, they will seek to build up the kingdom of God by the exercise of their rights. Also, reverence that in aristocracy is attributed to the aristocrat and his family can be transferred to the offices and assemblies themselves. A House or an Executive authority, through a solid history of illustrious leaders, can still command the sort of reverence proper for a God-given authority.

Another difficulty endemic to democracy, even if it establishes respect for its ruling political authority, is the maintenance of the authority of tradition. Care must be taken that the whims of the people do not destroy the religious and cultural foundations of society. There is a democracy of the dead, whose will must be taken into account in elections. Monuments of culture, traditional practices and lore, must not be allowed to be neglected. Of course, there are democratic ways to protect these things: guilds, cultural societies, churches, all can work to maintain tradition as democracy is implemented. In answer to Molnar’s open question, we must affirm with Leo XIII that no society can remain robust without traditional religious foundations.

CONCLUSION

We have shown how democracy, as it exists within the ideological framework given to it by early modern thinkers, cannot be reconciled with Catholic principles. The classical and Catholic worldview holds that no social fabric can be woven without respecting the divine origin of authority and public profession of the true religion. Disengaged from a mechanistic mythology, democracy can be seen in its true light, as a form offering many benefits not found in more aristocratic regimes. Nevertheless, it is prone to self-will, improvidence, and contempt for authority, which must be combated with strong legal and cultural supports to tradition and religion. In the final analysis, the Leonine perspective on democracy can save modern man from the Leviathan, and help him return to the Logos.


NOTES

[1] Edmund Waldstein, “The Politics of Nostalgia,” Lecture at the Bratislavske Hanusove Dni, Pistori Palace, Bratislava, 25th April, 2014, 1.

[2] Ibid., 3.

[3] Ibid., 3.

[4] Ibid., 3.

[5] Ibid., 4.

[6] Nichomachean Ethics 1094b, emphasis added.

[7] Waldstein, 4.

[8] Ibid., 4.

[9] Ibid., 5.

[10] Ibid., 5.

[11] Leo XIII, Encyclical Letter Au Milieu des Sollicitudes (1892), 14.

[12] Leo XIII, Encyclical Letter Diuturnum Illud (1881), 7.

[13] Ibid., 8

[14] Ibid., 11.

[15] Ibid., 6.

[16] Leo XII, Immortale Dei (1885), 6.

[17] See, for example, Immortale Dei, 32: “A State from which religion is banished can never be well regulated.”

[18] Concerning humanism, it is important to note that it began as a deeply Catholic movement. Its unofficial manifesto, Mirandola’s De Hominis Dignitate could seem an idolization of human will. But for Pico, man’s perfection is still deeply connected with God and grace.

[19] Waldstein, 7-8.

[20] For more on Locke, see “Lock’s Doctrine of Toleration: A Contract with Nothingness” on this site.

[21] Michael Hanby, “The Civic Project of American Christianity,” on First Things, Feb. 2015. http://www.firstthings.com/article/2015/02/the-civic-project-of-american-christianity

[22] It is also ripe for exploitation. Man is no longer the steward of the nature-garden, but a reaper whose powers give him unrestricted domination over the other machines.

[23] E.g., “For when any number of men have, by the consent of every individual, made a community, they have thereby made that community one body, with a power to act as one body, which is only by the will and determination of the majority. For that which acts any being only the consent of the individuals of it, and it begin necessary to that which is one body to more one way, it is necessary the body should move that way whither the greater force carries it, which is the consent of the majority; or else it is impossible it should act or continue one body…” (John Locke, The Second Treatise on Government, ed. Tom Crawford [New York: Dover Publications, 2002], 44.)

[24] Of course he gives lip service to the natural and divine laws, but just as he invokes these laws he limits them explicitly to practical measures ensuring preservation.

[25] There is no difficulty in the myth coming to light after its philosophical and political expressions. Some orthodox Biblical scholars explain the composition of the Genesis myth by later Hebrew prophets as a process of self-reflection projected back in history: “Because the human author was contemplating an object designed to reflect creation, and because he had a supernatural gift of insight into this object, he was able to offer an account of creation based on his reflections about Israel’s history—he gazed into Israel’s institutions and history and there saw mankind’s beginnings.”(Jeremy Holmes, Genesis 1-11 and Science, in SCI 402 Reading Packet, 84) We imagine Rousseau did the same for modernity.

[26] James Kalb, quoted in Thaddeus Kozinski, The Political Problem of Religious Pluralism: And Why Philosophers Can’t Solve It (Lanham, Maryland: Lexington Books, 2013), 229.

[27] Pierre Manent, A World Beyond Politics?: A Defense of the Nation State (New Haven: Princeton University Press, 2006), 137.

[28] Private manuscript

[29] Manent, 119.

[30] From Matthew Arnold’s “Dover Beach.”

[31] Libertas Praestantissimum, 44

[32] Immortale Dei, 36.

[33] Alexis de Tocqueville, Democracy in America, ed. Harvey C. Mansfield and Delba Winthrop, (Chicago: University of Chicago Press, 2000), 3.

[34] Ibid., 5.

[35] Ibid., 6.

[36] “To instruct democracy, if possible to reanimate its beliefs, to purify its mores, to regulate its movements, to substitute little by little the science of affairs for its inexperience, and knowledge of its true interests for its blind instincts; to adapt its government to time and place; to modify it according to circumstances and men: such is the first duty imposed on those who direct society in our day.” (7)

[37] “Democracy has therefore been abandoned to its savage instincts; it has grown up like those children who, deprived of paternal care, rear themselves in the streets of our towns and know only society’s vices and miseries.” (7)

[38] Ibid., 9.

[39] “The inhabitant applies himself to each of the interests of his country as to his very own. He is glorified in the glory of the nation; in the success that it obtains he believes he recognizes his own work, and he is uplifted by it; he rejoices in the general prosperity from which he profits (90).”

[40] Ibid., 91.

[41] Ibid., 9.

[42] As in the constitution of the Republic of Ireland, so rudely violated of late.

World Government is Required by Natural Law


In Laudato Si’ ¶175, Pope Francis cites Pope Benedict’s argument that the global challenges facing the contemporary world require ‘true world political authority.’ Certain soi-disant conservatives have again objected to this teaching. But, as Pope Francis himself points out, it is ‘in continuity with the social teaching of the Church.’ The perennial teaching of the Church here adopts a theme of ancient political philosophy. While classical Attic philosophy held that man was naturally political, that is, that his communal life was limited to a community of the size of the ancient Greek polis, this view was challenged very early on by the view that the commonality and universality of reason implies that there can be a single human community, an empire. Plutarch summarizes this view in the first oration On the Fortune of Alexander, in which he argues that Alexander was right to differ with his teacher Aristotle on this matter:

[Alexander] did not, as Aristotle advised him, rule the Grecians like a moderate prince and insult over the barbarians like an absolute tyrant; nor did he take particular care of the first as his friends and domestics, and scorn the latter as mere brutes and vegetables; which would have filled his empire with fugitive incendiaries and perfidious tumults. But believing himself sent from Heaven as the common moderator and arbiter of all nations, and subduing those by force whom he could not associate to himself by fair offers, he labored thus, that he might bring all regions, far and near, under the same dominion. And then, as in a festival goblet, mixing lives, manners, customs, wedlock, all together, he ordained that every one should take the whole habitable world for his country, of which his camp and army should be the chief metropolis and garrison; that his friends and kindred should be the good and virtuous, and that the vicious only should be accounted foreigners.

Plutarch’s view of empire was not yet subsidiary enough. It was left to the great Roman poet Virgil to give an image of an empire that would operate on the principle of subsidiarity, respecting the legitimate spheres of local governments and local customs, binding each place will to the universal through piety toward the local. It was this Virgilian ideal of empire that was taken up and Christianized in the ideal of the Holy Roman Empire— an ideal given masterful theoretical exposition in Dante’s De Monarchia. And it was to the ideal of the Holy Roman Empire that Catholic Social Teaching has consistently appealed.

Pope Francis is thus quite right to appeal to the continuity of Catholic Social Teaching on this point. One element of the traditional teaching that he omits to mention, however, is that such a supranational authority would have to be subordinated to the Catholic Church to avoid setting itself up as an idol. As Alan Fimister argues in his important book on Catholic Social Teaching and the European Union:

Secular utopian federalism and Catholic solidarism differ markedly, in that the former seeks the replacement of the sovereign nation state with a new sovereign federal entity whereas the latter seeks to build a supranational edifice whose final justification is supernatural upon the essentially natural foundations of enduring nation states. (Robert Schuman: Neo Scholastic Humanism and the Reunification of Europe, p. 256).

The basic point that Pope Benedict and Pope Francis make is, however, entirely sound. The following sections from Henri Grenier’s manual of Thomistic Moral Philosophy show how clearly it follows from the nature of the common good. — The Editors


  1. Statement of the question

1° International society is defined: a society which comprises all States, and directs them to their common good, i.e., to the common good of all mankind.

International society neither absorbs nor abolishes States, but leaves them their independence and autonomy in their own order.

International society, as directing all States to the common good of mankind, must possess true authority, superior to the authority of any individual States.

The subject of this authority must be determined by man, just as the organization and constitution of international society must be determined by him.

2° All who deny the specific unity of the human race conceive international society as unlawful and impossible.

Moreover, all who consider the State as the source of all rights, in doing so, deny that international society has its foundation in nature.

Again, all who conceive a perfect society as absolutely autonomous and independent hold that the State cannot be subject to the authority of an international society.

But we have already learned that a perfect society is a society which pursues a perfect good, i.e., the fulness of happiness in life.

Hence we teach that international society is founded in nature, and is directed to the good of all civil societies, i.e., of all States or nations.

  1. Statement of the thesis

Thesis: International society is founded in nature, and is directed to the good of all nations.

First part: International society is founded in nature.— International society is founded in nature if all States are naturally united by mutual moral and juridical bonds, and must tend to the common good of all mankind. But all States are naturally united by mutual moral and juridical bonds, and must tend to the common good of all mankind. Therefore.[1]

Major.— In this case, we have all the requisites of an international society: a) the pursuit of a specific common good, i.e., the common good of all mankind; b) the juridical union of all States for the pursuit of the common good of the whole human race.

Minor.a) All States are united by mutual moral and juridical bonds.— This is so because, as we have already proved, international law exists.

b) All States must tend to the common good of all mankind. Mankind, i.e., the human race, has unity of origin, unity of nature, and unity of territory or habitation, which is the whole world. Hence all men, all groups or communities of men, and all States must tend to the common good of all mankind.

Second part: International society is directed to the common good of all nations, i.e., of all States.— 1° International society leaves each State its autonomy in its own order, and directs the common good of each State to a more perfect common good, which is the common good of all nations.

2° International society fosters peace and harmony among nations, because the enforcement of international law belongs to a superior authority, just as the enforcement of laws governing the relations between individual persons is reserved to the political authority. Hence States can, without recourse to war, settle their quarrels according to the principles of justice.


[1] « A disposition, in fact, of the divinely-sanctioned natural order divides the human race into social groups, nations or States, which are mutually independent in organization and in the direction of their internal life, But for all that, the human race is bound together by reciprocal ties, moral and juridical, into a great commonwealth directed to the good of all nations and ruled by special laws which protect its unity and promote its prosperity.» (Pius XII, Summi Pontificatus, n. 65).