The Church as Potestas for Faith

Kevin Vallier, All the Kingdoms of the World: On Radical Religious Alternatives to Liberalism (Oxford: Oxford University Press, 2023)

1. What is integralism?

What is integralism? It is magisterial Catholic teaching about the nature and competence of legal authority. One especially comprehensive statement of this teaching was made in Immortale Dei by Leo XIII. The teaching is first that there are on this earth two potestates – two sovereign authorities for coercion (coercitio), meaning that they can impose legal obligations and enforce them with punishments (coercere). The Church is potestas for religion as the state is potestas for the civil order. And second, the state should recognise the Church as potestas for religion as the supreme good and, given that her people depend for their supreme happiness on religion, should be prepared to coerce for specifically religious ends – to make and enforce law to support religion as the supreme good. This could, for example, involve imposing taxes to support children’s education in the faith specifically because the faith is true. But because the Church alone has sovereign authority over religion, legislation for religious ends, in support of religious truth, requires the authority of the Church. The state can only coerce for religion as minister or agent of the Church. So Church and state cooperate, where religion is concerned under the authority of the Church, for the good of the population that they share, including the supreme good of their people’s salvation.

This Leonine ordering of Church and state as cooperating potestates is their proper ordering in that it enables them to meet their shared purpose – the flourishing of the people subject to their authority.

Of course, given human sin and unbelief, this proper and divinely ordained ordering of Church and state may not be a real possibility in the here and now. For our time, at least, God clearly has permitted the state’s detachment from the Church. The profound secularisation of modern political community is not likely soon to be reversed. So, whatever some might suppose, securing this Leonine ordering of Church and state may not currently be a plausible practical programme for the Church. 

Even if securing a Leonine Church-state ordering is not a practical programme for us today, integralism cannot be dismissed. It is magisterial teaching about God’s will for legal authority.  It explains the true nature of legal authority in general, that of the state as well as of the Church. For this very reason integralism provides the proper basis for criticism of Church-state relations, not only those of the present but those of the past as well. Many historical forms of the Christian state, within Catholicism as well as without, have been open to serious moral criticism. It is integralism that provides the right basis for this moral criticism, including of the Catholic Church’s own historical record – criticism for which integralism certainly leaves room.

Before we continue, an important point about the Latin terminology for coercion. There is the term coercitio with its corresponding verb coercere; but there is also coactio with its corresponding verb cogere. These terms can be used as rough equivalents to pick out coercion and compulsion broadly understood. But in Church teaching and canonical texts, coercitio and coactio can be and often are distinguished, to pick out two rather different ways in which someone may be coerced into X-ing. Then coercitio of X-ing, as I have used it and both the 1917 and 1983 Codes of Canon Law use it, means the enforcement of a directive to X by the threat of punishment should X not be done. And this is what I shall continue to mean by ‘coercion’ in what follows. While when specifically distinguished from coercitiocoactio of X-ing means what can also be termed violentia – the imposition of X-ing on someone invitus, by force and against their will.1

Coercitio of X-ing is of course by its very nature apt to involve a degree of coactio, in that someone who breaches the directive to X may find the resultant penalty being imposed on them irrespective of their will. But X-ing itself need not be imposed on them against their will. It may be perfectly open to them to take the penalty and still refuse to X; no one is forcing them not to do this. This means that coercitio of religion – the legal direction of religious belief and practice enforced by punishment – by no means implies the imposition on anyone of religion by violentia or coactio, that is a forcing of people into Catholicism against their will, or a retention of them within Catholicism against their will. From patristic writers such as Lactantius to the 1917 Code and in the encyclicals and allocutions of popes well before Vatican II, we find condemnation of violentia and coactio in religion – of the imposition of religion on people against their will. But this does not imply opposition to coercitio of religion – to the enforcement of directives for religious belief and practice by punishments, including such serious punishments as fines and imprisonment. This distinction between coercitio of religion, which may be acceptable, and coactio of religion, which certainly is not, is vital to understanding integralism and the Church’s true nature as a potestas.

Vatican II’s Dignitatis Humanae with its teaching of a right to religious liberty was drafted by theologians familiar with this distinction between coercitio and coactio and who understood the meaning of those teachings of previous popes, such as Pius XII and Leo XIII, that presupposed it. In the interpretive relationes explaining the declaration to the Council fathers and in replies to suggested amendments to the declaration, the drafting commission very consistently insisted both that the Church was the divinely instituted potestas coercitiva for religion, and that the declaration’s condemnation of coercitio of religion was consistent with this, being about coercitio ‘in the civil order’ or in ‘civil society’.2 The commission repeatedly insisted that the declaration did not address or teach about the legitimate authority, which was indeed coercitiva, of the Church within her proper jurisdiction for religion over the baptised – a point agreed immediately after the Council by such eminent but otherwise unallied Council periti as Yves Congar, a progressive, and Francis Connell, a relative conservative.3 At the same time the commission also firmly distanced the Church from all coactio of people into Catholicism, refusing to admit that the Church, or anyone else, was ever properly involved in it.  

As we shall see, there is nothing novel or remarkable in the commission’s statements. They were simply respecting traditional teaching both about the liberty essential to religion and the legal authority of the Church as a religious potestas coercitiva. But some modern Catholic writers refuse to recognize the Church as a genuine potestas alongside the state, reading into Dignitatis Humanae and earlier teaching of Pius XII an allegedly corrective understanding of the Church’s authority as not really coercive after all.4 This revisionary anti-integralist project involves both legal philosophers and theologians; it depends on a liberal model of legal authority not only alien to Catholicism but implausible even for state coercion; and it involves a basic misunderstanding of traditional teaching, especially the traditional distinction between coercitio and coactio.  

Vallier’s critical but thoughtful discussion of integralism provides a valuable opportunity to correct contemporary misunderstandings, even among Catholics, and to explain how the Church really can be what God established her to be – the potestas for faith.

2. Vallier’s justice argument against Catholic integralism

Could the Church really be a potestas as the state is? If she is not a genuine potestas, with sovereign authority over religion on this earth, integralism collapses. But if Kevin Vallier is right this view of the Church as potestas is incoherent.5 As a potestas, the Church is supposed to have a coercive jurisdiction based on baptism. But this view of baptism as marking a coercive jurisdiction involves what Vallier claims to be an inherently unjust combination of positions: unbaptised outside the faith cannot be coercively directed into it; yet those already baptised within it can be coercively directed to remain within the faith. 

This might seem an incoherent mix – liberalism for the unbaptised but illiberalism for the baptised. If retention of the baptised within the faith is just, why not coercion of the unbaptised into the faith as well; and if justice does rule out coercion of the unbaptised into the faith, why does it permit coercion of the baptised to remain? Moreover, integralism, in treating the Christian state as a possible Christian brachium saeculare, an agent for the Church’s authority in matters of religion, draws the state into this incoherent structure: ‘it seems strange that states cannot force people into the faith but can make them remain in it, and odder still to think that baptism makes the difference’ (Vallier p208).

But is the traditional view of the Church’s coercive authority really an incoherent mixture of liberalism and illiberalism? It looks as though a version of the traditional view applies to coercive jurisdictions at the political level. States generally cannot legally coerce people outside their jurisdiction. But states can coercively direct people once they are within their jurisdiction, imposing obligations on individual citizens without their consent and then punishing their breach. So if the Church really is a potestas, why should her coercive jurisdiction work any differently?  

Actually there is indeed an important difference for the case of the Church. Even as an adult one can come to fall under the jurisdiction of a state entirely without one’s consent. A treaty is signed to transfer your territory and you pass into a new state jurisdiction – without your consent. This can legitimately happen. But one cannot as an adult enter the Church’s jurisdiction without one’s consent; one’s uncoerced acceptance of the faith is required. Though, by contrast, infants can be baptised without their consent, and they can be bound by baptismal obligations thereafter. It seems there is an important consent requirement to entering ecclesial jurisdiction that lacks political parallel – but for adults, not infants. Why should this be so? And why is consent not equally important to remaining within the Church’s jurisdiction? Many would suppose that the need for uncoerced acceptance of the faith by adults reflects a deep incompatibility between faith and any sort of coercion. In which case how can the Church legitimately coerce anyone to retain the faith?

To resolve this one way or the other, we need a theory of legal authority and jurisdiction to see what possible forms they might take. Here there is an important lack in Vallier. He does not actually provide a worked out anti-integralist theory of legal authority. But this is going to be crucial. An earlier opponent of the idea of the Church as a potestas, Thomas Hobbes, did provide such a theory, as we shall see. 

3. The liberal theory of authority

The appearance of a problem here really comes from applying a liberal theory of legal authority to the Church, when this theory does not even apply to states. There really is no such thing as the liberal state; but there is such a thing as liberal political philosophy and the liberal state is merely its imaginary and never-to-be-realised construction.

Modern liberal political and legal philosophy lack an adequate metaphysics either of human liberty or of the legal authority that both protects freedom as a right but also when necessary obligates freedom and subjects it to sanction-backed direction. Since Herbert Hart, the founder of modern analytic jurisprudence, theories of legal authority have ignored its involvement of forms of power or force that, unlike ordinary causation, are specific to rational nature. These Hartian and post-Hartian theories of authority constitute the working out of a metaphysically naturalistic programme in legal theory that goes back to Hobbes. No Catholic should ever accept this programme.

Central to much post-Hartian legal theory is an assumption, repeatedly insisted on by Hobbes, and by Locke after him, and reformulated very influentially in our day by Hart, that sanction-backed legal direction is properly of the voluntary – of what can be done or refrained from at will or by choice, simply in order to comply with legal direction and avoid sanctions.6 So there is no proper legal direction of belief – a psychological attitude which is not voluntary or subject to the will. 

Vallier not only adheres to this consensus but assumes that integralism adheres to it too. He insists his case against integralism says nothing about the legal direction of belief itself, because, he claims, even integralists concede that the direct coercion of belief is not possible. Belief is a truth-directed attitude. But orders or commands to believe something are in themselves irrelevant to truth, as are threats of punishment. So belief itself cannot be coerced. Vallier claims (p90) that even integralists concede that there is only room for the coercive regulation of voluntary actions, actions that are subject to will and command. That does include voluntary actions that might influence belief; I might use legal direction to induce you to believe something by legally directing you to go and look at convincing evidence, which would then lead you to form the belief. But the belief itself is not voluntary or formable to command. So you can coerce belief indirectly – but not directly.

But this is to get the integralist understanding of legal direction very badly wrong. Vallier includes integralism within a thoroughly post-Hobbesian consensus about legal direction. Whereas integralism assumes a pre-Hobbesian theory of natural law and this brings with it a very different and thoroughly pre-Hobbesian view of legal direction.

The Church is a potestas for faith, so the coercive direction of belief itself is central to her jurisdiction, and the canon law of the Church provides for it. That is exactly what magisterial teaching involves: the Church not only teaches you that something is the case but imposes a canonical, legally enforceable obligation on you to believe it. This is an obligation specifically to believe. It is not an obligation to perform further voluntary actions that might somehow, indirectly, get you to believe.7

Hobbes thought the Church’s claim to be a potestas for religion over the baptised was absurd (and dangerous), but he clearly recognised that the coercion of belief was essential to her supposed legal authority. He rightly focused his critique of the Church as potestas specifically on her alleged legal direction of belief. The jurisdiction of the Church, if it really is a coercive jurisdiction belonging to a genuine potestas, is at the service of faith; and then a central exercise of that jurisdiction, if there is such a thing as an ecclesial jurisdiction, is going to be the coercive direction of belief itself. If belief cannot be so directed, the Church’s claim to be a potestas for faith is empty.

It is clear where the view that law is directive of the voluntary comes from. We find it in modern theorists of legal authority from Thomas Hobbes to Joseph Raz, and also the Catholic New Natural lawyer John Finnis. Legal authority is viewed as coordinative in function – it solves coordination problems. We all want security in life and property, transport, education, welfare – but provision of all these goods is so dependent on burdensome and complex cooperation as to give rise to serious problems of coordination. To solve these we need legal authority to determine cooperation and to deter free riding. We need the directive decision of authority to resolve the problem of how we are to cooperate; and we await this needed direction, being motivated and willing (within limits) to act however we are legally directed.8 But then legal direction really is only of the voluntary – of what we can do or refrain from doing at will, just because we have been directed so to do. And belief, central to religion, is certainly not voluntary in that way.9 Legal authority with its enforcing threats of sanction is one vast coordinative mechanism for ensuring satisfaction of widely shared desires. The Church as centrally a teacher and former of beliefs is plainly not that – so she is not a potestas.

This model of legal authority as coordinative, as serving to resolve coordination problems, has been vastly influential – as has the accompanying claim that you cannot directly coerce belief, a staple doctrine of the modern liberal tradition. Bernard Williams once noted (without entirely endorsing) as one ‘very important argument in favour of religious toleration’ that the coercion of belief is ‘essentially fruitless, because the forces of the state cannot reach a person’s centre of conviction’.10

Much in this modern picture of legal direction as coordinatory now comes decorated in the language of reason, state authority being described by contemporary liberal political philosophy as founded on terms of cooperation that are ‘reasonable’. But nothing of substance depends on this. The term ‘reasonable’ is being used now as a metaphysically empty term of approval. After all, this view of legal authority as coordinative of the voluntary was expounded with especial clarity and brilliance by David Hume without recourse to any such verbal decoration, Hume being in his metaphysics an avowed reason-sceptic.11

If the Church really is a potestas, as Leo XIII taught, that may be because legal authority, even at the level of the state, is not a purely coordinatory device exclusively directive of the voluntary. If legal authority can coerce such non-voluntary attitudes as belief, it must serve a purpose more fundamental than mere coordination. Perhaps the legal direction of belief, far from impossible or an aberration, exhibits legal authority’s true nature and real purpose. And this purpose may explain what might otherwise be puzzling about the Church’s authority and jurisdiction.

When the Church legally directs us to form a belief, she does so teaching that the belief legally required of us is true. So that may be what is central to legal coercion – teaching and witnessing to truth. Truth about what? Legal authority has jurisdiction over a community and it serves the good of that community. So it teaches its people about what matters to the flourishing of their community; it witnesses to the truth about what that flourishing involves, and to the obligation on each member of the community to be committed to that flourishing. And obedience to its direction occurs through a trusting reception of that witness: the legal authority is believed.

4. Legal authority as coercive teacher

Humans are both rational and social. Rationality as conceived in the Catholic tradition involves receptiveness to normative power – to divinely provided forces of truth and goodness that move us to form attitudes supported by these values and that are essential to our happiness. I use ‘normative power’ to mean a genuine form of power or force, productive of outcomes as is ordinary causation, but that unlike ordinary causation involves the power of a justifying value to produce, through potential objects of our psychological attitudes (so through mental objects that we entertain in thought), beliefs or motivations directed at those objects that the value supports. At the natural level normative power exists as the force of reason, to get us to believe what we have justification for thinking true, and wanting and deciding and pursuing objects – goals or ends – that we have justification for thinking good. So we have rationality as receptivity to a force or power specific to the rational mind – a force that moves us to form attitudes, beliefs and motivations, essential to our flourishing as human beings.

This metaphysics of reason is not a feature of contemporary philosophy, which as just noted treats reason as a standard of approval, but does not seriously seek to model it as a directive force. By contrast common sense does indeed take reason and the values basing it to constitute a directive force. We talk of the force of evidence and argument sometimes as overwhelming and compelling our belief, or the goodness or desirability of a possible outcome as attracting and inclining us to desire it or to decide on it as our goal. The more reasonable someone is, the more susceptible they are to the force of reason and apt to be moved by it in their beliefs, in their desires and in their decisions. But this force of reason passes non-rational nature entirely by. Catholic scholasticism long accepted this view of reason as a normative power specific to rational nature, without which there could be no theory of a moving power of grace as its supernatural elevation – a point to which we shall return.12

Our social nature means that our happiness depends on being committed members of a flourishing community that is complete and public, that extends beyond private connexions, to involve many who are not already our friends, relations, enemies or otherwise particularly connected to us. As members of this community we are committed to others just as fellow-citizens; each of us depends for our own happiness on the others to contribute to the community’s flourishing, and we are obligated to each other and to the community and its governing authority independently of our consent. This obligation is grounded just on our co-existence as fellow citizens in a political community on which we all depend.

This obligation does not depend on what modern political philosophy often uses to explain political obligation. It does not depend on factors that may matter greatly to private association – consent, or gratitude towards others, or standards of fair play or associative attitudes. Vallier shows that that none of these explains baptismal obligation. But that is hardly surprising; they do not explain political obligation either.

The flourishing of the community and people’s happiness within it deeply depends on their responsiveness to reason. It depends on members generally holding those attitudes that reason supports as vital to our social nature. These attitudes involve a proper understanding of the nature and dignity of others and of our obligations to them as our fellow citizens. And they involve too an understanding of communally required institutions; so (for example) an understanding not just of goods and needs for goods in those to whom we have private connexion, but of property as a public institution involving people with whom we have no such connexion. The function of political authority and its legal direction is to facilitate this understanding and reinforce it – to facilitate our response to reason as it concerns the bonum commune, the common good of a complete human community. Authority does this by witnessing to what constitutes the bonum commune and what it justifies.

The state and its legal authority serves as a coercive teacher. As witnessing to the bonum commune, the state’s legal direction and its accompanying sanctions are communicative – they serve to inculcate understanding of what the bonum commune involves and a motivation to pursue it. The direction of the law serves to produce not simply a coordinated pattern of voluntary actions, but shared attitudes, beliefs and motivations that are not voluntary, so not subject to brute command or will, but which are responsive to truth and goodness and to authoritative witness given for that truth and goodness. 

Since legal direction is communicative, the authority behind it is importantly epistemic. The obedience of its citizens standardly involves taking the state to be a credible witness for what the bonum commune requires. And an at least presumptive degree of epistemic trust in political authority is normal – it comes with human nature. 

Take the case of property. The civil law that criminalises theft functions not only to guide actions that are directly subject to will and to brute command, such as whether we steal, but belief. The law with its accompanying threats of punishment witnesses to citizens that theft is wrong morally, and sufficiently damaging to the community as to deserve punishment. The judge who sentences the thief to prison will often announce the penalty as ‘sending a message’ – that theft is a very serious violation of the moral rights of others. The law serves to ensure that the law-abiding generally refrain from theft not simply out of fear of sanction or penalty, but out of genuine belief in its moral wrongness. In prohibiting and punishing theft the state is obviously not imposing some arbitrary rule. It witnesses to a prior moral reality – to the moral importance of property rights and to the damage to the community of their violation. And citizens generally comply with the state law on theft through accepting that witness and believing it.

The communicative nature of law allows for the legal direction of belief itself – or what, even if not formally presented as such, clearly amounts to the same. Obviously as Hobbes and his successors have insisted, we cannot form beliefs to order, just to fulfil a command so to believe, or simply to avoid sanctions for not so doing. Commands and threats of punishment in themselves are irrelevant to truth, but belief is a truth-responsive state. So if a state authority legally directs and obligates us to believe something, it cannot be asking us just to obey a brute command. It is directing us towards truth: its directive presents us with its witness to that truth, to which we are to respond as we would to any witness in whom we trust. What moves us to believe is not mere fear of sanction, but the force of reason mediated by this witness. Beyond the truth communicated, coercion – the imposition of obligation and the threat of punishment for non-compliance – serves a further communicative function. It communicates the vital importance to the community that certain truths be generally acknowledged, and the great damage done to that community by doubt or disbelief in them. 

In the past, states used coercive direction to witness to religious truths.13 In much of modern continental Europe, the state now uses coercion to witness to the truth that the Holocaust did happen, disbelief in the Holocaust being seen as a malign vehicle of anti-Semitism and so as pernicious to human community as religious unbelief once was viewed to be. Expression of that disbelief is legally forbidden and subject to punishment accordingly. This is not an attempt to coerce belief indirectly, regulating voluntary action as means to the indirect production of belief that the Holocaust did happen. Stopping someone from publicly denying the Holocaust certainly won’t itself make them believe it happened. Nor is the state legally directing people to perform such belief-inducing voluntary actions as consulting evidence proving that the Holocaust did happen. The state is instead using its legal direction to provide witness – both to the truth that the Holocaust really happened, and to the seriousness of the damage to the community from disbelief in it, damage sufficient to warrant punishing that disbelief’s expression in the external forum. Even if not formally presented as laws on belief, Holocaust denial laws effectively operate as modern heresy laws; they similarly employ coercive direction to witness to communally vital truth by policing the public expression of belief. 

The use of legal direction to witness to truth and thereby form belief is not an unintelligible or ‘medieval’ aberration but an historically normal feature of human legal systems. And there is a view of legal direction and its power to produce compliance that explains this – the view of legal direction characteristic of natural law theory in its classical, pre-Hobbesian form.

A central question that any philosophy of law must address is how legal direction ever moves us to comply. The imposition by authorities on those within their jurisdiction of legal obligations to do this or that is not mere sounding off. Its function is to secure compliance – to produce performance of the action directed. That plainly involves the operation of a power or force – a capacity to produce outcomes. But what kind of power?

The post-Hobbesian model of law as coordinatory allows the power that produces compliance to be exclusively ordinary causation – the only form of power in which Hobbes believed, and operative uniformly throughout nature, whether rational or non-rational, whether to produce human behaviour or the motions of inanimate matter. Cognition of a specific legal directive engages our already existing motivation or will to act however the law directs (like many modern philosophers Hobbes took mental states to be ordinary causes, indeed entirely material causes) and compliance follows through their effect. For classical natural law the force by which human law primarily moves compliance is rather different. It is not causation operating through existing attitudes as ordinary causes on what is voluntary, but a force of reason specific to the rational mind to produce attitudes that are not voluntary. Authority serves as a witness mediating this force, representing truth and goodness to us, and facilitating our response to these values in attitudes that they justify.14

In fact, on this classical natural law view, legal direction involves two metaphysical powers specific to rational nature. One that we have already been discussing is a power of reason productive in us of attitudes. As Aquinas said: law in general, not only human law but natural law itself which is reason in obligatory form, is an ‘external principle’ of action – productive of action that conforms to law.15 So natural law is itself an action-directive and -productive force. Human law at the political level serves to mediate and apply this force of natural law – this force of reason.

The other power is freedom: a power of control over alternatives that we exercise contingently and that is sharply to be distinguished from voluntariness – from a simple capacity to do things as an effect of a will or desire to do them. Freedom as a power over alternatives can be exercised non-voluntarily, as direct control of non-voluntary attitudes – such as, within limits, what we believe and what we intend. Just as it is to a degree up to us what we do to others at the level of our voluntary actions, so it may to a degree be immediately up to us whether we intend evil to them or conceive of them in terms that are contemptible and disregarding. So too within limits it can be up to us what we believe religiously. 

Without immediate power over some of our belief we could never be directly responsible morally (or legally) for what we believe, and directly subject to obligations to believe. Without this power the act of faith could not be what Catholic teaching takes it to be – a metaphysically free act, not only an object of obligation but a source of merit. But this is a view of belief and our power over it that we seem ordinarily to assume when we blame people and hold them directly responsible, as indeed we sometimes do, not just for their racist voluntary actions in disregard of others but also for what animates and motivates these – their racist and equally disregarding beliefs about those they mistreat, and their intention so to mistreat them.16

The use of coercion to form belief, even directly to regulate belief itself, may seem oppressive to some liberals. Does it not offend rights of conscience, and must not conscience be uncoercedly free? But the value of conscience is better recognised by the use of law to form and direct it, than by the restriction of conscience to a sphere of the ‘private’ supposedly beyond the state’s concern. A state that was content just to impose voluntary actions on its citizens while entirely disregarding their consciences really would be a state that failed to respect conscience. But states, coercive teachers as they are, certainly do not disregard the consciences of their citizens, using coercive direction carefully to form them. A state that failed so to form the conscience of its people, that relied solely on fear of sanctions, would find even direction of the voluntary very difficult. To prevent theft through threats of punishment alone, with no reliance on a widespread conviction that theft is immoral, would require unusual and very expensive powers of detection and fearful punishments – punishments more fearful, perhaps, than morality and desert allow. No wonder that a sophisticated liberal such as Rawls conceded the need for limits to liberty of conscience:

Liberty of conscience is limited, everyone agrees, by the common interest in public order and security  (A Theory of Justice p186).

Only an unthinking liberalism supposes that there is an unrestrained liberty of conscience – that the state cannot legitimately coerce the consciences of its citizens. Such coercion amounts not to disregard for conscience but to genuine respect for it, marking the importance of the proper formation of conscience to a flourishing political community.

Besides the state, the Church is a respecter of conscience too. After all, the Church is the potestas for faith. Given the necessity of belief to salvation, the Church is even more focussed than the state both on the legal direction of belief and on the moral importance of conscience. Catholicism has long taught the legitimacy of the coercive direction of belief, while at the same time also morally condemning action against conscience. The Church has especially condemned coactio or violentia of religion – the use of force to impose participation in the sacraments against their conscience on the still unwilling and unbelieving. She only values participation in worship and the sacraments if it is based on genuine faith:17

Hence they most certainly do not become Christians who though unbelieving are forced to go into a church, to approach the altar and to receive the sacraments; for the faith without which it is impossible to please God is an entirely free ‘submission of intellect and will’ (Pius XII Mystici Corporis 1943).

The coercive direction of belief, as a witnessing to truth, is about producing belief as a genuine and sincere response to supernatural truth, not the imposition of an external conformity in religion against their conscience on the unbelieving. Far from undermining the coercion of belief, the necessity of faith both for salvation and for any worthwhile conformity to ecclesial authority leaves the Church’s coercive direction of belief the more important – the more essential to the legal order of religion governed by the Church.18

So legal authority is about facilitating our responsiveness to normative power, ensuring our common possession of certain attitudes – those shared beliefs and motivations essential to the flourishing of a complete human community. In this, legal authority depends on our responding to it as an authoritative witness to truth and goodness in relation to the bonum commune – the flourishing of that community.

Suppose then God destines us for a higher and supreme level of happiness transcending our natural capacities, still involving but now elevating our human nature and so still involving but now elevating our rational and social nature. To provide for this he correspondingly elevates the legal authority on which human society depends. Again we pursue our happiness through living in a potestas-governed community of shared attitudes, this time a supernaturally oriented ecclesial community, over which he provides for another sovereign legal authority, that of the Church. As the civil authority of the state facilitates and enables our response to normative power in its natural form, inculcating attitudes vital to the bonum commune that we would not have otherwise been so ready to form, so the canonical authority of the Church facilitates our response to a higher form of normative power, that of grace, to form supernatural beliefs and motivations that without grace we would certainly not otherwise have been able to form. And central to the canonical direction of the Church is the coercion of belief. As we have already seen, magisterial teaching involves just this.

Why does God give the Church a jurisdiction based on baptism? Baptism initiates the sacramental communication of grace, which centrally comes to us through the sacraments; and the legal authority of the Church is at the service of the communication of grace. So if legal authority is all about facilitating our response to normative power it is hardly arbitrary that it should be baptism that puts us under the Church’s jurisdiction as the authority for grace. 

Why are baptised believers coercively directed to retain the faith? Because as baptised they are part of a ‘political’ community, but one oriented supernaturally, the ecclesial community; retention of the faith by members is essential to that community’s flourishing, a community on which the supernatural happiness of each member depends; and this again bases obligations on each member to that community and to their fellow members that do not depend at all on their continuing consent. Coercive direction of the baptised to believe what the Church teaches communicates these teachings both as true and as truths acknowledgement of which is vital to the ecclesial community, doubt or denial of which is deeply damaging to it – just as ethnic hatred and contempt are damaging to community at the natural level. 

Why not coercively direct those who do not yet believe and who are unbaptised into believing? As we have seen, there is good reason why baptism does mark the Church’s jurisdiction; and no authority has a right legally to direct those outside its jurisdiction. But we have also seen that there is something else which distinguishes the case of the Church. This is a consent condition on the entry of adults into the jurisdiction of the Church. What explains this consent condition? Does it show, as Vallier’s argument might suggest, and people nowadays often suppose, that there is some inherent incompatibility between faith and coercive legal direction? Certainly not; rather it has to do with what is required for the coercive legal direction of belief to be effective – for the legal direction of our belief by the Church to move us to comply. 

The legal direction of belief depends on those directed taking legal authority to be epistemically authoritative. Since legal authority directs its people by witnessing to truth, to succeed in forming and directing their beliefs legal authority must be received and trusted by its people as indeed a credible witness to the truth of what it teaches. This applies to the legal authority of the state. But it applies to the legal authority of the Church too. Unless the Church is already taken to be epistemically authoritative both for the various truths she claims and for the importance of belief in them, her direction to believe them as a matter of obligation cannot be effective law. 

Our disposition to treat the state as an authoritative witness to the bonum commune is natural. It is part of human nature to afford political authority such presumptive respect and this requires no special moment of conversion. But in the case of the Church acknowledgment of her as an authoritative witness must be granted us gratuitously, through grace. It already involves assent to revelation. The credibility of the Church as a witness depends on revelation both about Christ and about the Church’s unique relation to him, as founded by him to continue and interpret his saving mission – revelation which explains why she is indeed the authoritative witness that she claims to be. Accepting the Church’s authority as witness involves assenting to this revelation. 

Such assent already amounts to entry into the faith; but as a presupposition of our responding to the Church’s teaching as directive law, this assent cannot itself occur as such a response. It cannot be an acceptance of the faith that is legally coerced. Recognition of the Church’s authority as witness may precede our moral or legal responsibility, as in those baptised from infancy who grow up with a presumptive trust in ecclesial authority. But in an adult who is already responsible but does not yet believe it must come from an uncoerced conversion – an initial acceptance of the faith that is both free metaphysically but not imposed on them through law. And this faith in adults is a condition of their baptism and entry into the Church’s jurisdiction – because the Church’s jurisdiction is at the service of faith and, as we have seen, receipt by the disbelieving of her sacraments is an abuse of them.

5. Integralism as a critical theory

The Church’s exercise of her legal authority has often been unjust. Not everything about her painted as black has been a legend, and integralism is not in the business of claiming otherwise. It would be quite wrong to tie integralism to a supposed moral infallibility of ecclesial legislation.19 Rather integralism explains where problems with the morality of ecclesial legislation may really lie – but other than by relying on a liberal myth of some absolute right to liberty of belief and conscience, which states have never respected in relation to what they take to be truths that really matter. There is no such right, not even in the case of religion; otherwise the Church would not be, as Leo XIII taught and the drafters of Dignitatis Humanae agreed, the divinely instituted potestas coercitiva for religion. But though the Church has the authority to coerce religiously, integralism both allows that her exercise of that authority might be unjust and better explains what that injustice would involve. 

Punishment for canonical crimes such as heresy and apostasy may legitimately involve punishment of those baptised who now entirely deny the Church to be any epistemic authority to truth and goodness. If those punished are genuinely culpable for their disbelief in the Church’s epistemic authority (and in further revealed truths), holding them canonically or legally responsible for their heresy and imposing punishment could be just. The punishment could be deserved, and it might be very necessary to communicating the importance of fidelity, not least to other members of the Church. Heresy is gravely damaging to the community of the Church, as theft and racism are damaging to political community. But culpability should not too readily be assumed; and the communicative efficacy of the punishment should be carefully considered.

Many baptised have been so detached through upbringing, culture or sheer alienation from the Church as to leave their failure to acknowledge her authority as a credible witness entirely to be expected – and very plausibly not culpable. Nineteenth-century Catholic theology at its official level had come fully to recognise this, as the writings on this topic of eminent figures such as Manning and Ketteler clearly show, likewise the then growing popularity of references to an excusing ‘invincible ignorance’. It is hard to deny that much earlier punishment for heresy of baptised Protestants may well have been very unjust just on grounds of their non-culpability. 

Culpability is not the only issue. Any punishment has to further the Church’s mission, which centres on communication of a saving message. The point of punishment is not simply to punish the culpable, but along with the legal direction it enforces, to communicate.  Now this saving message does not simply concern ecclesial obligations, which are derivative, but focuses on the basis of these obligations in a fundamental duty of love. Punishment must not block what is central to the Church’s message – that our obligations to the ecclesial community are based on love, both of us for others and of the ecclesial community and community for us. Now it would be a very naive liberalism indeed that supposed love and punishment, even the kinds of punishment imposed by states, to be inconsistent in themselves. But it is arguable that the especially brutal sanctions of the past were, to say the least, apt to block any message to do with love. And in so blocking communication of the Church’s central message, these punishments would not be effective in conveying right belief. They would fail precisely as a coercion of belief. Moreover, the threat of these punishments could well be sufficient to compel a merely external conformity, terror of them removing many people’s power not to conform at least externally whatever their belief. The brutal punishments would then be imposing religion other than by the communication of genuine belief. And this would amount to unchristian violentia, not Christian integralism.

6. Conclusion

We can explain why the Church can never coerce people into the faith; why, in particular, there is a consent condition, a need for free acceptance of the faith as a condition of adult entry into the Church. But to explain why this is, we need to abandon the designedly anti-integralist account of legal authority and its function left to us by Hobbes and that still dominates contemporary jurisprudence and political theory, including that of many Catholics. We need instead to understand each potestas of Church and state as a coercive teacher, which the state plainly is, and which the Church also is under Catholic doctrine. The use of coercion to form belief and conscience is essential to legal authority, not an abuse of it. 

The Church and the state exercise a coercive jurisdiction essential to the happiness of those within their community – a happiness that depends in turn on the commitment to that community of its members, a commitment that involves obligations on those members to their fellows. These obligations no more depend on those members’ continuing consent than do obligations to one’s neighbour generally, of which these political and ecclesial obligations are specific kinds. That adult entry into the jurisdiction of the Church is by free consent does not show at all that that the Church is not a potestas, nor does it show that belief excludes coercion. It reflects the fact that the Church is a potestas for a faith that is revealed. She is a coercive teacher whose authority and witness is supernatural rather than natural.

Bibliography

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Aquinas, Thomas. Summa Theologiae Pars Ia IIae ed. P. Caramello (Rome: Marietti 1950)

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Codex Iuris Canonici (Rome: Vatican Press 1983)

Connell, Francis J. ‘The Church’s coercive power’, The American Ecclesiastical Review 104 (1966) 346-7

Dunnigan, R. Michael. Religious Liberty and the Hermeneutic of Continuity (Steubenville: Emmaus Academic 2023) 

Finnis, John. ‘John Finnis on Thomas Pink’, in Reason, Morality and Law eds. John Keown and Robert George, Oxford: Oxford University Press 2013) pp566-77

–. Natural Law and Natural Rights, 2nd edition (Oxford: Oxford University Press 2011)

—. Philosophy of Law, (Collected Essays vol 4) (Oxford: Oxford University Press 2011)

Guminski, Arnold and Brian Harrison. Religious Freedom: Did Vatican II Contradict Traditional Catholic DoctrineA Debate. (South Bend: St Augustine’s Press 2013)

Hamer, J. and Yves Congar, eds. Vatican II: La Liberté Religieuse (Paris: Cerf 1967)

Hart, Herbert. Punishment and Responsibility (Oxford: Oxford University Press 1968)

Hobbes, Thomas. Critique du De Mundo de Thomas White, eds. J. Jacquot and H. W. Jones (Paris: Vrin 1973)

—. De Corpore ed. Karl Schuhmann (Paris: Vrin 1999)

—. Leviathan, ed. Noel Malcolm (Oxford: Clarendon Press 2012)

—. The Elements of Law, ed. Ferdinand Tönnies (Totowa: Cass 1969)

—. Writings on Common Law and Hereditary Right eds. Alan Cromartie and Quentin Skinner (Oxford: Clarendon Press 2005). 

Hobbes, Thomas and John Bramhall. The Questions Concerning Liberty, Necessity and Chance clearly stated between Dr Bramhall Bishop of Derry and Thomas Hobbes of Malmesbury (London 1656)

Hume, David. A Treatise of Human Nature, ed. P.H. Nidditch (Oxford: Clarendon Press 1978)

Kavka, Gregory. ‘The toxin puzzle’, Analysis 43 (1983) 33-6

Leo XIII. Immortale Dei (Rome: Vatican Press 1885)

Ottaviani, Alfredo. Compendium Iuris Publici Ecclesiastici (Rome: Vatican Press 1954)

Pink, Thomas. ‘Dignitatis Humanae: continuity after Leo XIII’ in Dignitatis Humanae Colloquium eds. Thomas Crean and Alan Fimister (Norcia: Dialogos Institute 2017) 105-46

—. ‘Final causation, in The Companion to the Spanish Scholastics eds. Harald Braun, Erik De Born, and Paolo Astorri (Leiden: Brill 2021)

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—. ‘Suarez on authority as coercive teacher’, Quaestio 18 (2019) 237-72

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—. Mystici Corporis (Rome: Vatican Press 1943)

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—. De Gratia Dei, ed. Charles Bertonin Opera Omnia vol 8 (Paris: Vives 1857)

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  1. For example, in his authoritative and much reprinted Compendium Iuris Publici Ecclesiastici (4th edition 1954) Pius XII’s pro-secretary for the Holy Office Cardinal Ottaviani distinguishes between coercitio and coactio, the latter being a compulsion of the unwilling (p.64). ↩︎
  2. For references to the relevant relationes in the Council Acta see my ‘Dignitatis Humanae: continuity after Leo XIII’ ↩︎
  3. See Yves Congar in Vatican II: La Liberté Religieuse p13; and Francis J. Connell ‘The Church’s coercive power’ pp346-7. The two acted as periti throughout the Council. They make the same point about what the declaration does not address, though in terms suggestive of rather different theologies. Congar notes:

    “Some would have wished that the declaration had contained a paragraph on liberty in the Church. [This question was excluded.] Not only would it have added to motives for opposing the declaration, not only would it have involved engagement in a delicate question which does not admit of simplification, not only would one have added to the pastoral difficulties that the text already brought wiacth it, but one would have again confused distinct questions. One must not on any account merge questions to do with civil and social liberty and highly complex questions of conduct within the Church. That would have been deeply imprudent and dangerous.”

    Connell notes:
     
    “The Declaration says nothing about the coercive power of the Catholic Church with regard to those subject to her authority. Hence, the traditional doctrine on this point remains unchanged -namely, that the Church possesses legislative, judicial, and executive power in spiritual matters over those persons who are subject to her authority by virtue of their baptismal character. This includes a measure of punitive and coercive power toward those of her subjects who fail against the law of God or the law of the Church…Strictly speaking, the Church has the right to inflict corporal punishments, such as fasting or even imprisonment, though she does not use such penalties today. In these days, when so much is said about religious liberty, it is well to bear in mind that, while the Church respects the dignity of the human person, she does not believe that those subject to her spiritual authority possess full freedom in their choice of religious creeds or practices.”
    ↩︎
  4. See, discussed below, Dunnigan, Religious Liberty and the Hermeneutic of Continuity; Finnis, ‘John Finnis on Thomas Pink’, in Reason, Morality and Law; Guminski and Harrison, Religious Freedom: Did Vatican II Contradict Traditional Catholic DoctrineA Debate. ↩︎
  5. See Vallier, All the Kingdoms of the World, chapter 6, ‘Justice’. ↩︎
  6. For Hobbes see below; for Herbert Hart’s very influential modern formulation of the link of legal coercion to the voluntary, see his famous theory of sanction-backed law as a fair choosing system:
     
    “…what a legal system that makes liability generally depend on excusing conditions does is guide individuals’ choices as to behaviour by presenting them with reasons for exercising choice in the direction of obedience, but leaving them to choose” (Hart, Punishment and Responsibility, p44). ↩︎
  7. See the 1983 Code of Canon Law, which in canons 750-54 legally obligates belief in magisterial teaching, footnoting the teaching on the authority of the magisterium of Lumen Gentium of Vatican II. Canon 751 defines the crimes of heresy and apostasy as breaches of these obligations. For the general authority for the Church to impose punishment, temporal as well as spiritual, on the baptised for breach of canonical obligation, see canons 1311-12. Canon 1311 asserts the Church’s ‘right to coerce (coercere) offending baptised with penal sanctions’. This formulation, and reference to penalties both spiritual and temporal, is also to be found in canon 2214 in the 1917 Code of Canon Law. ↩︎
  8. This view of legal direction as coordinatory is central to Leviathan. John Finnis and Joseph Raz are prominent defenders of the view today. Finnis states it repeatedly: in Natural Law and Natural Rights in chapter 9, section 9.1 ‘The Need for Authority’, where legal authority is explained as providing a much needed ‘stipulation for action’ or ‘say-so’ to decide between rival cooperative plans – see pp231-2 and p246; in ‘Law’s authority and social theory’s predicament’ (Finnis Philosophy of Law p61) where he observes ‘Political authority has its most thorough explanation as the source of solutions to coordination-problems’; and in ‘Law as coordination’ (Philosophy of Law p66) where he begins ‘Recent writings by, for example, Raz, Postema, Gans, and myself offer to explain law’s authority by law’s function as providing solutions to coordination problems’. This passage references Raz’s appeal to the coordinatory function of legal authority to show that legal direction provides exclusionary reasons for action:
     
    “Our purpose is to show that if authority is to be justified by the requirements of co-ordination we must regard authoritative utterances as exclusionary reasons. The proof is contained in the classical analysis of authority. Authority can secure co-ordination only if the individuals concerned defer to its judgement and do not act on the balance of reasons, but on the authority’s instructions. This guarantees that all will participate in one plan of action, that action will be co-ordinated. But it requires that people should regard authoritative utterances as exclusionary reasons, as reasons for not acting on the balance of reasons as they see it even when they are right” (Joseph Raz, Practical Reason and Norms p64). ↩︎
  9. A model of legal direction as addressing a will to act however one is directed was proposed by Hobbes in The Elements of Law p68; and in Leviathan pp398 and p414. In Leviathan Hobbes then relied on this tie of legal direction to voluntariness to deny, repeatedly, the legal direction of belief:
     
    “As for the inward thought, and beleef of men, which humane Governours can take no notice of, (for God onely knoweth the heart) they are not voluntary, nor the effect of the laws, but of the unrevealed will, and of the power of God; and consequently fall not under obligation. p738…But what (may some object) if a King, or a Senate, or other Soveraign Person forbid us to believe in Christ? To this I answer, that such forbidding is of no effect; because Beleef, and Unbeleef never follow mens Commands. Faith is a gift of God, which Man can neither give, nor take away by promises of rewards, or menaces of torture. p784…Nay more, a Christian King, as a Pastor, and Teacher of his Subjects, makes not thereby his Doctrines Laws. He cannot oblige men to beleeve” (p894). ↩︎
  10. See Bernard Williams ‘Toleration, a political or moral question’ in his collection In the Beginning was the Deed ed. G. Hawthorn, (Princeton: Princeton University Press 2005) at pp133-4. ↩︎
  11. See Hume’s theory of political obligation as an artificial virtue of conformity to mutually advantageous convention, A Treatise of Human Nature, book 3, part 2 ‘Of justice and injustice’ pp477-573. ↩︎
  12. Models of reason and grace as natural or elevating forms of normative power occur throughout early modern scholasticism, Protestant as well as Catholic. See, for example, the discussion of reason in terms of Aristotelian causation in Suarez’s Metaphysical Disputations and similarly of grace in his De Gratia.

    The existence of forms of power or force specific to rational nature was consistently denied by Hobbes, in his critical Examinatio of Thomas White’s De Mundo, in the debate with Bramhall in The Questions concerning Liberty, Necessity and Chance, and in De Corpore. This denial was essential to Leviathan and its attack on the very possibility of the Church as a coercive potestas.

    For early modern scholastic theories of reason and grace see my ‘Final causation’; for the relevance of early modern debates about the metaphysics of causation and force to political theory see my ‘Suarez on authority as coercive teacher’ and the introduction to my forthcoming edition of The Questions Concerning Liberty, Necessity and Chance for the Clarendon edition of the works of Hobbes. ↩︎
  13. Not only Catholic states were involved. Much to Hobbes’s dismay and disapproval, heresy (now determined by Anglican criteria) survived the Reformation to his day as still a punishable crime under English law. For discussion of heresy as a crime under the laws of England after the Reformation as well as before, see the introduction to Thomas Hobbes: Writings on Common Law and Hereditary Right eds. Alan Cromartie and Quentin Skinner (Oxford: Clarendon Press 2005).  ↩︎
  14. Of course the classical natural law tradition well understood the state’s legal direction also to play a coordinatory role. But this role was secondary to law’s teaching function. Before directing us to cooperate this way rather than that, law first teaches us both to understand the value of cooperation founded on obligation to political community, and to be motivated to pursue it so understood.  ↩︎
  15. See Aquinas, Summa Theologiae 1.2 q 90 ‘On the essence of law’ (ed. P. Caramello, Rome: Marietti 1950) p410. ↩︎
  16. See my Self-Determination (Oxford 2016) for the importance to moral responsibility of freedom as a power to determine outcomes contingently that can be directly exercised over non-voluntary attitudes. The very idea of a freedom of will – of decision and intention – implies that freedom or control is exercisable immediately over the non-voluntary. For intention is just as non-voluntary an attitude as belief, as Kavka’s famous toxin-puzzle illustrates (see Gregory Kavka, ‘The toxin puzzle’). As Hobbes rightly observed, using ‘willing’ for’ intending’:
     
    “I acknowledge this liberty, that I can do if I will, but to say, I can will if I will, I take to be an absurd speech” (Questions p29).

    For an account of obligation as directive of freedom rather than the voluntary, and of applying immediately to non-voluntary motivation, see my ‘Law and the normativity of obligation’, which also treats of the importance of such a conception of obligation to the classical natural law tradition.

    It is unfortunate not only that Vallier seeks to dismiss the legal direction of belief as irrelevant to integralism, but that he does so based on the claim that we never directly control what we believe:
     
    “I have chosen not to examine the famous “coercion” argument against religious intolerance. The familiar line runs as follows: Yes, if we could forcibly change the beliefs of others, such coercion might be justified. After all, coercion could produce beliefs that save souls! But coercing belief doesn’t work because we humans lack any direct control over our own beliefs. Direct coercion of belief harms us without any benefit. Integralists do not dispute this point; indeed, they oppose the direct coercion of belief, even for the baptized” (Vallier p90).

    Not only is the denial of freedom of belief deeply contentious, and flat contrary to Catholic teaching and canon law. It misrepresents the original case against the legal direction of belief which, in Hobbes and his successors, appealed to the non-voluntariness of belief. It was the (accurate) thought that we clearly cannot form beliefs just to order or command that based early modern scepticism about the legal direction of belief.
     
    The issue was to a degree clouded by Locke’s and subsequent English-language compatibilism’s attempt to retain an idea of freedom as a kind of power by (very implausibly) identifying it with voluntariness: freedom is supposedly a capacity to act or not as we will. Hobbes never took this view. He denied that voluntariness amounted to a power of freedom. Hobbes thought the very idea of a power of freedom or control was anyway quite absurd, and that political and legal theory should never appeal to it – as in his case against the legal direction of belief he never did. ↩︎
  17. Pius XII elsewhere condemned the retention of people within the Church by force against their will (see Allocution to the Roman Rota 6 October 1946).  ↩︎
  18. There are recent Catholic writers who, disregarding repeated relationes of the drafting commission and the view of Council periti such Congar and Connell, seek to read Dignitatis Humanae of Vatican II as addressing and condemning all forms of religious coercion, including that under the legitimate authority of the Church. Since Dignitatis Humanae cites Pius XII’s outright condemnations of any imposition of religion by force, these writers often try to base their reading of Dignitatis Humanae on these citations of Pius XII. They accordingly read Pius XII’s outright condemnations of any imposition of religion by force as denying, by implication at least, the Church any genuine authority to direct coercively, whether to impose serious punishments on the errant baptised, or in imposing them to use a Catholic state as her punitive minister or agent. The ‘coercive’ power of the Church is supposedly not really coercive; at any rate it is not coercive like that of the state, and so cannot extend to using coercive state law to enforce her authority. For a very recent example, see Dunnigan, Religious Liberty and the Hermeneutic of Continuity (pp.346-9 and 435-40).

    But this interpretation of his teaching would have astonished Pius XII. Pius XII’s statements are clearly condemnations, not of the Church’s legal coercitio of religion, but of coactio or violentia, understood as the imposition of religion on the unwilling. Both in Mystici Corporis and in the 1946 Allocution, Pius consistently bases his teaching on canon 1351 of the 1917 Code that forbids coactio of someone into embracing the faith invitus – against their will; and he understands this imposition as a forcing of people to participate in worship and the sacraments without genuine belief. As Pius XII observes, genuine belief and a will properly informed by it can arise only through persuasion of the truth, not through coactio or violentia that bypasses truth. But we have seen that the Church’s coercitio of belief does not bypass truth at all or impose religion on the unbelieving and unwilling; its function is to persuade by its witness to the truth, through that witness producing the required belief and will. The point of coercitio is of course not to impose religious participation on the unbelieving and unwilling, but to use legal direction to ensure that members of the Church meet obligations on their belief, and, when the good of the community requires, to punish culpable breach of those obligations. In the case of someone’s culpable disbelief, any necessary punishment should certainly not involve the forcible imposition of religion on them against their will.

     In his Compendium, Pius’s doctrinal advisor Ottaviani made these very points. He insists with canon 1351 that religion is not to be imposed through coactio on the unwilling, but that the Church properly uses coercitio to enforce religious obligations, such as punishing someone baptised for culpable heresy, not to impose religion on anyone by force but to protect the ecclesial community:
     
    “Hence the Church does not impose religion on souls that are unwilling but conveys it to those that are instructed and willing; the deeds she punishes in heretics have been damaging to the public order [of the ecclesial community] and are to be coerced (coercenda) by the law of the community” (Compendium p300).

    Far from the Church’s outright condemnation of coactio in religion excluding the state and its law from assisting the Church’s religious coercitio, Ottaviani consistently defends the Church’s legitimate use of the Catholic state as her assistant punitive minister or agent in enforcing her potestas coercitiva over religion (pp191 and 364) – something specifically provided for by the 1917 Code in canon 2198. (Ottaviani cites on pp190-1 the still extant provision for this ministerial function of the state in some Church-state concordats of his time.)

    So both the 1917 Code and Ottaviani combined condemnation of the coactio of religion with integralism. This is consistent. Consider the Church’s punitive dismissal of a theologian from all ecclesial educational employment for culpable heresy. No matter that this penalty might be very costly to the theologian, this clearly would not amount to coactio of religion – a forcible retention of the theologian within Catholicism against his belief and will. But no more would that theologian count as being forcibly so retained if a publicly Catholic state, to drive home the message of the theologian’s serious wrongdoing and protect the faith of its political community, punitively banned the theologian from any educational employment in its country. There simply is no general identity between the use of the power of the state to support the Church’s coercitio of religion and coactio of religion on the unwilling.

    Because official theologians at Vatican II relied on the canonical tradition just as did Pius XII and Ottaviani, Dunnigan’s misinterpretation of that tradition leads to equally basic misinterpretation of the official relationes of the Council commission that drafted Dignitatis Humanae. In this he follows others (see also Finnis Reason, Morality and Law p571, and Guminski and Harrison Religious Freedom p232). Like these others Dunnigan makes much of the commission’s insistence (against a suggested amendment) that though the Church was indeed a potestas coercitiva in matters of religion as the commission explicitly agreed, she did not impose coactio (Dunnigan pp348-9). With Finnis and the others, he suggests that along with Dignitatis Humanae’s footnoting of Pius XII’s teaching against the coactio of religion, this rejection of specifically ecclesial coactio shows that the drafting commission clearly intended the declaration to condemn all (serious) legal coercion of religion, even that involving the authority of the Church over the baptised. 

    But the commission’s rejection of ecclesial coactio shows nothing of the kind. Coming with no further explanation (there is none) it is obviously no more than the conventional distinction of the Church’s use of coercion from any forcing of people into religious acts against their conscience. Ottaviani had made the same point earlier in the Council, speaking of ‘the principle that always held within the Church that no one is to be cogendus (forced unwillingly or against their conscience) into religion’ (Acta p375). And in reference to adults Dignitatis Humanae consistently uses cogere and the like for forcing action against conscience. There is nothing here to correct Ottaviani, either in his robust conception of the Church’s authority to direct belief coercively or in his integralism. ↩︎
  19. At one point Vallier models an integralism that assumes legislative infallibility for the church: ‘Sin will not lead the church to teach in error on matters of faith and morals, nor will the church impose unjust canon law’ (p173).

    Theories of the Church’s legislative infallibility have in the past been an important and long-standing part of Catholic ‘official theology’. But they have not been magisterially taught, and they face many historical and theoretical problems – see my ‘Papal authority and the limits of official theology’. Integralism has no commitment to legislative infallibility. ↩︎

On Dignitatis Humanae – A Reply to Thomas Storck

Thomas Pink

1. Introduction

Thomas Storck has challenged my Leonine interpretation of Dignitatis Humanae, the declaration of the Second Vatican Council that teaches a moral right of the individual, based on their human dignity, to religious liberty. My interpretation is Leonine in that it seeks to establish the declaration’s consistency with previous Catholic teaching by reading it as an application for modern times of the magisterial teaching on church and state of Leo XIII.

Storck rejects this reading by alleging that I employ what was at best a political theology of the counter-reformation, the theology of Suarez and Bellarmine. According to Storck this theology was not shared by Leo XIII, was never magisterially taught, and had nothing to do with the drafting of Dignitatis Humanae.

We shall see that none of Storck’s claims is true. The theology of Suarez and Bellarmine was indeed shared by Leo XIII who did magisterially teach it, and this theology remained central to the understanding of Leo XIII’s teaching in official Catholic theology up to Vatican II. From 1964 to 1965 it was Leonine teaching understood in terms entirely consistent with Suarez’s political theology that was applied at Vatican II by the commission drafting Dignitatis Humanae to explain the declaration’s meaning to the council fathers.

2. Leo XIII and Immortale Dei

According to the teaching of Leo XIII in Immortale Dei human life is governed by two distinct potestates or sovereign authorities with the right to coerce – that is, to issue legal directives that impose moral obligations or duties on those subject to them, and to enforce those obligatory directives by sanctions. There is a religious potestas, the church, directing the good of religion and a civil potestas, the state, directing goods other than religion:

The Almighty, therefore, has given the charge of the human race to two coercive authorities (potestates), the ecclesiastical and the civil, the one being set over divine, and the other over human, things…While one of the two authorities [the state] has for its immediate and chief object care of the goods of this mortal life, the other [the church] provides for goods that are heavenly and everlasting. Whatever, therefore, in human affairs is in any way of a sacred character, whatever belongs either of its own nature or by reason of the end to which it is referred, to the salvation of souls or to the worship of God, falls wholly under the coercive authority of the church and is wholly subject to her judgment (id est omne in potestate arbitrioque ecclesiae). Whatever is to be ranged under the civil and political order is rightly subject to the civil authority. Jesus Christ has himself given command that what is Caesar’s is to be rendered to Caesar, and that what belongs to God is to be rendered to God. Immortale Dei §13–§14

The civil potestas may certainly have a duty to do whatever it can to further the good of religion; but it has no competence to direct people coercively just on its own authority for specifically religious ends. The church is sovereign over the good of religion. Likewise the church has no authority of her own to direct people coercively for the civil ends over which the state is sovereign.

A fundamental concern of Leo XIII is for the harmonious interaction of the two distinct authorities of church and state. Since both authorities are divinely instituted, harmony between them must be possible in principle. Indeed Immortale Dei insists that church-state harmony is divinely ordained – it is God’s declared will, even if given human sin this harmony is not always attainable. Essential to harmony between the two sovereign authorities is that they should never impose conflicting duties on those within their jurisdiction:

But, inasmuch as each of these two powers has authority over the same subjects, and as it might come to pass that one and the same thing – related differently, but still remaining one and the same thing – might belong to the jurisdiction and determination of both, therefore God, who foresees all things, and who is the author of these two powers, has marked out the course of each in right correlation to the other. “For the powers that are, are ordained of God” (Rom.XIII,1). Were this not so, deplorable contentions and conflicts would often arise, and, not infrequently, people, like travellers at the meeting of two roads, would hesitate in anxiety and doubt, not knowing what course to follow. Two distinct sovereign authorities would be commanding contrary things, when it would be a dereliction of duty to disobey either of the two. Immortale Dei §13

Conflict is avoided first by church and state being sovereign over quite distinct spheres. The church is sovereign over a legal order of religion in which law is made and enforced for religious ends, and the state is sovereign over a civil order in which law is made and enforced for other non-religious ends. Then because religion is the supreme good but depends on earthly goods that fall within the competence of the state, just as the good of religion takes priority over other goods, so when the good of religion requires the state must subordinate itself to and assist the church.

Leo XIII introduces an analogy with the relation between the intellectual soul and the body in the human person. This analogy was notably and extensively employed by Suarez and Bellarmine, but is far older, going back to Nazianzen in the patristic period.

There must, accordingly, exist between these two coercive authorities an ordained connection which not without reason may be compared to the union of the soul and body in man. Immortale Dei §14

Church and state should stand in a cooperative union for the good of all those subject to their authority somewhat as intellectual soul and body. In any case when vital functioning alone is at stake, determining heart rate and the like, the body acts without reference to the intellectual soul. But in higher intellectual matters, such as how deliberately to pursue the morally good and true, the body acts at the direction of the intellectual soul, for example by moving from place to place as the soul decides. Just so the state is sovereign over questions that are purely civil but must be ready to legislate for the good of religion at the direction of the church.

The point of the analogy is to convey in matters of religion a principal-agent relation between church and state. The Christian state is sovereign in the civil order; but it can act as agent for the church in the distinct and higher legal order of religion. Where it does so, the state acts not simply as civilis potestas, but as the church’s brachium seculare or temporale, providing its own civil authority and jurisdiction to help secure the supreme good of religion. A Latin term commonly used in the theological tradition to convey the state’s agency role in matters of religion is minister – the term for a servant, official or agent. On the soul-body model the state should act as sovereign in the civil order but as the church’s minister in the order of religion.

Not only may church and state govern the same community, but they will do so sharing a responsibility and a concern for the overall flourishing of that community and its members. Concern for the happiness of each person within the community is a basic requirement of Christian love. So the Christian state will desire not only the earthly happiness of its citizens but also their salvation, and it will do whatever it can to secure that salvation as their chief good. It is not as if the church alone should pursue this end or give it priority. And of course, enjoyment of the benefits of religion and of goods of the civil order are deeply connected. The supreme good of religion is of especial importance to the civil order which is the state’s concern. Loss of grace at the supernatural level will degrade humanity at the level of nature and thereby damage the understanding of and conformity to natural morality that is so vital to the civil order, as the nineteenth century popes frequently emphasised in their teaching. So the state has very great reason to further, in so far as it can, the specifically religious good of salvation, because, as Leo XIII emphasised at the very beginning of Immortale Dei the grace that provides that supernatural good provides many earthly benefits too: it supports the natural virtue both of the people and of the civil authorities themselves. But since, for the reasons Leo XIII founded on church-state harmony, legislative competences must be clearly divided, each of church and state must pursue the happiness of those who are both baptised faithful and political citizens within the limits of its own particular authority. The state may properly legislate for religious ends, making laws specifically aimed at fostering true worship and the salvation of its citizens, and indeed may be under a duty to do so when it has the authority. But it can only legitimately so act as agent for the church.

Suarez understood perfectly well that the religious good was vital to flourishing in the civil order. He emphasised nevertheless that it was the church, not the state, that has the authority to legislate and punish for religious ends, and that a state could only so legislate and punish as the church’s agent or minister:

Punishment of crimes only belongs to civil magistrates in so far as those crimes are contrary to political ends, public peace and human justice; but coercion with respect to those deeds which are opposed to religion and to the salvation of the soul, is essentially a function of coercive authority that is spiritual [the authority of the church], so that the authority to make use of temporal penalties for the purposes of such correction must have been allotted in particular to this spiritual power, whether the penalties are to be inflicted directly by the said power, or whether it avails itself of the ministry of its temporal arm (brachium temporale) that all things may be done decently, in order and efficaciously…. Suarez, Defensio Fidei Catholicae adversus Anglicanae Sectae Errores, book 3, chapter 23 §19

Suarez’s view comes from a work commissioned by pope Paul V to explain to James I of England the proper ordering of church and state. This work, though officially commissioned, was not itself magisterial teaching, as Storck is right to note. But Suarez’s account of this ordering remained approved official theology into modern times. It was very much part of the post-1815 restoration Jesuit intellectual formation that Leo XIII received in his youth, and in the mid-nineteenth century was especially recommended in influential theological work by Leo’s friend Ketteler the bishop of Mainz. We shall see how right up to the Second Vatican Council the work of Suarez and Bellarmine remained central at the highest levels of the church to the official understanding of Leo’s own magisterial teaching on church and state. It was Leonine teaching, very obviously understood in Suarezian terms, that, as we are about to see, was invoked by those drafting Dignitatis Humanae.

My argument is that Dignitatis Humanae represents Leonine political teaching, but for a modern situation where the state is no longer publicly Christian – no longer a political community of the baptised existing in a soul-body union with the church.

As human beings created in the image of God we have a right to liberty from subjection to unauthorised threats of force and sanction. This right is not some mere convention but is based on the dignity of our human nature. It is a dictate of natural law that we should not be subjected to coercion without proper authority. Now according to Leo XIII’s teaching the state acting on its own, apart from the church, has no authority whatever to impose legal obligations on us for religious ends. Hence when the state is acting purely on its own authority, purely as civilis potestas as it now does, we have a moral right, based on the dignity of our nature, to religious liberty against the state or any other body acting in the civil order, just as Dignitatis Humanae teaches. We have a right not to coerced by civil authority for any religious end.

2. Thomas Storck’s objections to my interpretation

Storck allows that Suarez and Bellarmine may have believed that religion lay under the authority of the church alone. He denies that this was the magisterial teaching of Leo XIII.

What is his ground for this denial? That the political community depends for its flourishing on the good of religion and on state recognition of and conformity to religious truth, and that therefore, as Leo XIII did indeed teach, the state has a duty to profess religious truth and legislate in favour of religion and religious truth. Storck infers that the state must therefore have a sovereign authority of its own to legislate in matters of religion. Leo XIII cannot then have meant to deny the state that authority. What he meant to reserve exclusively to the church was authority not over religion itself, but over the church’s ‘internal affairs’:

…the attentive reader will see that Leo is not saying anything regarding state coercion or authority in religious matters in the two quotes from Immortale Dei that Professor Pink adduces. Rather, Leo is pointing out that it is the Church’s task to lead us to heaven, and that her internal affairs – her worship and teaching, for example – are solely her concern, not the state’s.

Whence comes, in Stock’s view, the apparently novel right to religious liberty taught by Dignitatis Humanae, and how is the assertion of this right not a contradiction of previous magisterial teaching? This right and its assertion comes, he claims, from a change in political circumstance that is nothing to do with any detachment of the state from the church. It is simply that religious error and its manifestations are now less of a threat than they once were to the public order guarded by the state. Dignitatis Humanae expressly teaches, after all, that states can legitimately restrict religious activity to protect ‘just public order’.

Furthermore, society has the right to defend itself against possible abuses committed on the pretext of freedom of religion. It is the special duty of government to provide this protection. However, government is not to act in an arbitrary fashion or in an unfair spirit of partisanship. Its action is to be controlled by juridical norms which are in conformity with the objective moral order. These norms arise out of the need for the effective safeguard of the rights of all citizens and for the peaceful settlement of conflicts of rights, also out of the need for an adequate care of genuine public peace, which comes about when men live together in good order and in true justice, and finally out of the need for a proper guardianship of public morality. These matters constitute the basic component of the common welfare: they are what is meant by public order. Dignitatis Humanae §7

When in the past the church did approve of the state restriction of non-Catholic religions, Storck claims that this was because non-Catholic practice and proselytization did once constitute an immediate threat to just public order in Catholic societies. But with the disappearance of traditionally Catholic societies this is no longer so, and need for such restriction on non-Catholic religions to protect just public order has been removed. As Storck has put it:

The “just requirements of public order,” the “due limits,” and considerations of the rights of others and of the common good vary considerably from society to society, and in a society overwhelmingly and traditionally Catholic they could easily include restrictions, and even an outright prohibition, on the public activities of non-Catholic sects, particularly on their proselytizing activities. Storck, Foundations of a Catholic Social Order, (Four Faces Press, 1998), pp28-9

It is because just public order no longer warrants such restrictions and prohibitions that Dignitatis Humanae now teaches a right not to be coerced religiously by the state.

I based my Leonine reading of Dignitatis Humanae on the relationes issued by the drafting commission at sessions of Vatican II up to the final vote to explain the declaration’s content to the council fathers. From the time in 1964 that the declaration changed significantly from being a chapter in the decree on ecumenism to being a stand-alone declaration, these relationes repeatedly and explicitly described the declaration as an application for modern times of the political teaching of Leo XIII. My ‘Suarezian’ reading of these relationes and of the Leonine teaching to which they appealed is ‘anachronistic’, according to Storck. It has nothing to do with their true content or what the commission can have meant in issuing them. To support this Storck claims that at the council there was no discussion of an agency relationship between church and state. Further he notes that at least one theologian involved in the declaration’s preparation, John Courtney Murray, viewed the declaration as bearing, at least by wider implication, on liberty in relation to the authority of the church and not just that of the state.

Storck also claims that the Church’s past support for state restrictions on the public religious practice of non-Christians cannot have been an exercise of her ecclesial authority because non-Christians were not baptised and so were never subject to her jurisdiction. So such state restrictions on non-Christian religious activity must have been the exercise of an authority over religion that was native to the state and was simply approved of by the Church, not directed by her. Although I claimed that these restrictions arose as an indirect or defensive exercise by the Church of her jurisdiction, to resist intrusions on her mission and jurisdiction from without, Storck objects that no text was ever provided by me to establish this.

3. A reply to Storck

Storck claims it clear from the text of Immortale Dei that Leo does not reserve sovereign authority over religion to the church, but only authority over her own internal regulation. The text of the encyclical, however, does not support this.

Immortale Dei reserves to the potestas of the church not merely her internal regulation but, quite generally, all responsibility for what is ‘divine’ as opposed to ‘human’, giving the church the charge not merely for this-worldly ecclesial regulations, but for all those goods that are ‘heavenly and everlasting’. The encyclical more specifically reserves for the authority of the church ‘whatever, therefore, in human affairs is in any way of a sacred character’ which means ‘whatever belongs either of its own nature or by reason of the end to which it is referred, to the salvation of souls or to the worship of God’. So the church’s exclusive competence includes anything sacred in human affairs not just in matters internal to the church. Not only Catholicism, not only revealed Christianity generally, but the worship owed to God just as naturally known creator falls within the sovereign competence of the Church.

Religion in general is included, therefore, if we understand religion to be whatever practice involves worship of a kind which is properly owed to God alone. Religion so conceived clearly meets Leo’s criterion for what falls within the exclusive competence of the church. Such worship, even when practised in defective form, such as in polytheistic idolatry, ‘of its own nature’ belongs ‘to the worship of God’.

This extends the exclusive competence of the church well beyond her own internal regulation. It includes, for example, any legislation that might be aimed at encouraging worship in its proper form, based on religious truth, and at discouraging what is specifically opposed (such as idolatry or other falsehoods in respect of religion, such as atheism). That does not mean that the church has the authority to adopt any measure at all to restrict or prohibit any form of falsehood in religion. There are moral limitations on what the church can do through coercive law, even for a specifically religious end. One such limit (and not the only one) comes from her jurisdiction, which extends only to the baptised. But the lesson of Immortale Dei is that state lacks a native authority for such legislation altogether.

Storck complains that my reading of interpretive relationes issued at Vatican II by the drafting commission is ‘anachronistic’. But he does not address these relationes in detail. This is not surprising. His peculiar reading of Leo XIII’s political teaching (clearly not shared by the drafting commission) makes no sense of them at all.

Consider this key relatio of September 1965, just before the final vote in November. This relatio invokes the authority of Leo XIII to distinguish two legal orders – an order of religion over which the potestas or coercive authority of the church is sovereign, and the civil order over which the potestas of the state is sovereign. It then states that the right to religious liberty taught by the declaration is based on the fact that sovereignty over religion belongs to the church and not the state:

For the schema [the declaration’s pre-vote draft] rests on the traditional doctrine between a double order of human life, that is sacred and profane, civil and religious. In modern times Leo XIII has wonderfully expounded and developed this doctrine, teaching more clearly than ever before that there are two societies, and so two legal orders, and two coercive authorities [potestates], each divinely constituted but in a different way, that is by natural law and by the positive law of Christ. As the nature of religious liberty rests on this distinction of orders [sicut ratio libertatis religiosae in hac distinctione ordinum nititur], so the distinction provides a means to preserving it against the confusions which history has frequently produced. Vatican II Acta Synodalia 4.1 p193 (my emphasis)

In other relationes the drafting commission repeatedly emphasised that the declaration did not address the authority of the church in the order of religion, but only coercion in the civil order. Consider this relatio, again from September 1965 just before the final vote:

There this question of religious liberty, since it has to do with the civil order, is to be distinguished from other questions which are of a theological order. The first of these is of the nature and extent of that evangelical liberty by which Christ has liberated us (Galatians 5,1); the other has to do with relations between freedom and authority within the Church herself. Vatican II, Acta Synodalia 4.1 p185 (my emphases)

So according to these relationes the declaration is not addressing the sovereign authority of the church over religion, but only liberty and coercion exercised in the civil order, and so under the authority of the state. Since according to Leonine teaching this authority never extends to coercion for religious ends, we have a moral right against all such coercion in the civil order, as the declaration teaches.

The commission’s reliance on Leo XIII to establish a natural right to religious liberty against the state, at least when the state is acting just on its own authority in the civil order, seems intelligible enough. It is clear how ‘the nature of religious liberty’ might indeed rest on Leo XIII’s distinction of potestates and legal orders. But that of course requires that we do indeed take the relationes, and Leo XIII as invoked by them, to be reserving legislative competence over religion in general to the church. The relationes refer, after all, to ‘a legal order of religion’, and not to a ‘legal order of internal ecclesial regulation’.

Now on Storck’s reading that legal order of ‘religion’ from which the state’s own authority is excluded does concern only the church’s internal regulation. Suppose that had been the drafting commission’s meaning. Then according to these relationes, religious liberty would simply be about excluding the state from the church’s regulation of her internal affairs. It would have nothing to do, for example, with the liberty of non-Christians from state restrictions on false worship. This would be an absurd account of the declaration, which teaches a right to religious liberty had not just by the church but by everyone, non-Catholics and non-Christians included, against authority in the civil order.

Given Leo XIII’s evident and fundamental concern for a clear division of legislative competences, it is worth asking which potestas on Storck’s reading of Leo has a sovereign authority to coerce for religious ends? The state or the church? It must at least be the church. Why else does the church regulate herself internally but for a further religious end beyond that regulation – the good of salvation? Moreover it is the superiority of the good for which the church is competent that establishes, for Leo XIII, a superiority of the church as the higher soul over the state as a lower body. But that superior good is clearly not just her internal regulation, which it would be an absurd and clericalist ecclesiasticism to take as in itself the source of the church’s superiority over the state, but the further ends that it serves, namely worship and salvation, precisely the wider good of religion itself. And if the superiority of religion itself as a good is to establish the superiority of the church over the state, the state cannot also have a sovereign competence over that good. Indeed if as well as the church the state were also a potestas competent to direct for the good of religion, we should end up with exactly the conflict of sovereign potestates and the opposing duties they might impose that Immortale Dei sought to exclude.

Storck’s concern that the state somehow share sovereign authority over religion with the church is in one respect unmotivated. His own conception of a legitimate state restriction of religious practices simply does not require the state to have an authority of its own over religion.

Storck supposes that such state restrictions, when legitimate, were always understood and approved of by the church because needed to protect ‘just public order’. Now if this were so, then the restrictions would not be justified by the good of religion. They would be justified by needs of the civil order. To be fully justified, of course, such restrictions would have to avoid undue damage to the good of religion itself. But in protecting just public order their immediate purpose would not be to foster right religion. Just public order has to do with goods other than religion, and legislation in its defence is to protect flourishing and virtue in forms that are not specifically religious. Just public order, as Dignitatis Humanae stated in the passage from paragraph 7 cited above, has to do with ‘the rights of all citizens’ ‘public peace’ and ‘public morality’. Provided the genuine good of religion was not harmed thereby, Catholic theology always allowed the state a native authority just as potestas for the civil order to restrict activities that might be religious in character but that also posed an immediate threat to non-religious goods, and of course this remains the case after Dignitatis Humanae.

So before the council a widely read and respected theologian such as Lucien Choupin (author of a standard and frequently reprinted seminary text within the Francophone world on ecclesial authority) would distinguish between the state’s restriction and punishment of religious activity to defend true religion itself, and the state’s restriction and punishment of religious activity to defend civil society. Both forms of coercion might be legitimate. But in defending true religion the state was acting in the name of the church, while in defending the civil order the state acted in its own name (see Valeur des Décisions Doctrinales et Disciplinaires du Saint-Siège, pp270 and 526). Another interpretive relatio issued by the drafting commission in November 1964 uses the same distinction between state coercion aimed at protecting true religion and at protecting the civil order. In 1964, however, the distinction is not used to endorse state coercion in protection of religious truth, but to oppose it.

This relatio again makes very clear that, on the commission’s understanding, ‘the order of religion’ where the state lacks sovereign authority extends well beyond the internal regulation of the church. The relatio condemns any state restriction of a religious practice just on grounds of its falsehood as nefas, illicit, and illicit specifically because an intrusion by the state ‘into the order of religion’. By contrast the relatio allows that state restriction of religious practice may indeed be justified to protect of goods of the civil order – what the declaration itself refers to as ‘just public order’. So, for example, the state can ban religious practice that involves human sacrifice, not because this is defective just as a form of worship and so specifically offends against the good of religion (which arguably it does) but because as murder human sacrifice is a violation of people’s right to life under natural law:

But the public power so acts in the civil order, not however in the order of religion as such. On the other hand it is not permissible for the public power to restrict the public exercise of any religion by law or governmental action on the basis that this or that religion is judged to be false or that its exercise proceeds from an erroneous conscience or that it harms the good of the Church. For then the public power’s coercive action would intrude into the order of religion as such, which is unlawful (nefas). Vatican II Acta Synodalia 3.8 pp462-3

Of course, if non-Catholic practice and proselytisation are now less likely to disturb public order at the civil level even in Catholic cultures, there will be less justification on that basis for restricting them. But the church did not historically call on the state to restrict false religions simply because they threatened goods of the civil order. The church, for one and a half millennia, called on the state to restrict false religions, at least limiting the exposure to them of the Christian community, just because those religions were false, and as false opposed right worship and endangered salvation.

But now, at Vatican II, it is state restriction of false religions just as false and so on specifically religious grounds that is condemned as nefas or illicit. Storck’s appeal to the state’s role in the civil order and change in what just public order might require misses the point. It simply does not address the glaringly apparent doctrinal discontinuity. In the past the church called on the state coercively to privilege and protect true religion not simply to preserve just public order at the civil level, but because the religion to be protected was true, and was the way to salvation; and similarly to restrict false religion just because it was false and an obstacle to salvation. But now state restriction of religion on these grounds is opposed by the church as nefas.

Such state coercion on religious grounds is not only condemned in this relatio. It is condemned in the final declaration, and for precisely the reason presented in that very explicitly Leonine relatio of September 1965 – that religion exists in a distinct legal order where the state as civil potestas lacks authority:

Furthermore, those private and public acts of religion by which people relate themselves to God from the sincerity of their hearts, of their nature transcend the earthly and temporal levels of reality. So the state, whose peculiar purpose it is to provide for the temporal common good, should certainly recognise and promote the religious life of its citizens. With equal certainty it exceeds the limits of its authority if it takes upon itself to direct or prevent religious activity. Dignitatis Humanae §3 (my emphases)

It is not then change in what the civil order requires, but the state’s identity simply as potestas responsible for that order and not the order of religion, that precludes the state from coercively legislating for religion on its own authority. But the church had already taught this limit to state authority under Leo XIII, as that relatio of September 1965 so clearly emphasised. As I have argued, what changed in 1965 was that the state was no longer being addressed by the church as her actual or potential minister in the order of religion, but only as an independent potestas for the civil order. That was why a state protection and privileging of religious truth could be endorsed by the church in the nineteenth century, but in the twentieth century come to be condemned by her as nefas.

Storck’s inference from a duty to legislate for a certain good to the possession of sovereign authority over that good is clearly invalid. All that a duty to legislate implies is authority to do so. It is quite another question where that authority comes from. A pope addressing states on the presupposition that they are to be Christian may well assert duties on the state to legislate in favour of Catholicism as the true religion that would be beyond the competence of a secular state. So we should beware an inference from a state’s having a duty to pursue a good, even to pursue it through coercive legislation, to that state’s having a sovereign authority of its own over that good.

Of course it is true, and Leo XIII clearly taught, that the religious and civil flourishing of a community are profoundly interconnected, and equally true that Church and state share a common duty to foster the overall flourishing of an entire human community, civil and religious. But Leo XIII also taught teaching that church and state cannot each have sovereign authority over every respect of human flourishing, even though every aspect of human flourishing should be of concern to each, otherwise we would be back with what Leo XIII taught had to be avoided – the dilemma of an irresoluble clash of sovereign authorities and of the inconsistent duties that they might impose.

Storck ignores Leo XIII’s concern with the need to avoid conflict between sovereign authorities, and his teaching of a division of legislative competence to avoid it. That is why Storck so readily infers from some good’s mattering to the flourishing of a community for which an authority is a sovereign to that authority’s having some sovereignty over that good. But this inference really is invalid. There may be some other authority that has the sovereignty, and the two authorities must work together. Counterexamples to the validity of Storck’s inference are legion outside political theology. A state has a sovereign authority over economic activity within its jurisdiction. But economic flourishing within its jurisdiction may depend very much on economic activity elsewhere, and in having a duty to foster the economic wellbeing of its citizens a state may also have a duty to foster the economic flourishing of others in the world. But a state has no jurisdiction in the matter beyond its borders and any attempt to assert such a jurisdiction would simply lead to conflict with other states. So any state must fulfil its duty to the world economy through cooperation with the other states that are sovereign elsewhere.

I have noted that Storck’s own account of why much state restriction of non-Catholic religion was once legitimate did not in fact depend on the state having any authority for religion. His account presupposed only the state’s authority to protect the civil order. In fact his own explanation why we now have a right to religious liberty against the state that we did not previously have actually requires that the state lack an authority of its own for religion.

Why is it wrong for the state to restrict non-Catholic religions when once it was right? On Storck’s account, these religions were once immediately dangerous to civil order, but no longer are. For example, unlike the Calvinists of sixteenth century Lyon, modern Calvinists no longer express themselves religiously by iconoclasm – such as by smashing statuary belonging to Catholics and Catholic institutions. But suppose that beyond its authority to protect the civil order the state did also have an authority of its own to protect true religion. Would not the state remain just as much justified now as in the past in imposing restrictions on false religions, not because they were a threat to civil order, but simply because they were false? In which case why, on Storck’s theory of a native state authority to do just this, would we suddenly have so comprehensive a right to religious liberty against the state?

Leo XIII very importantly teaches that the state is under a duty publicly to profess that Catholicism is true. This is a duty that certainly does not depend on the state’s acting as an agent of the Church. The state has a duty under natural law to acknowledge as true whatever religion God reveals. It is the mere fact of a Catholic revelation that binds the state to acknowledge Catholicism, not any agency relationship to the church. Storck treats this immediate duty on the state to acknowledge Catholicism as implying an equally immediate authority to impose legal obligations in its support. But this simply does not follow. Given that Catholicism has been revealed, the state is indeed under a duty to confess it. But so are we all, even as private individuals, under the same duty. The duty to acknowledge religious truth implies no authority to coerce on its behalf, since it binds those who lack coercive authority altogether.

The state’s duty to acknowledge religious truth certainly does not then presuppose any authority to enforce it. Indeed the opposite is true. A state can impose legal obligations in support of religious truth only if it has first professed it. The state’s authority is public. If a state is to impose legal obligations for some religious end – such as right worship or salvation – that state must publicly admit its purpose to its citizens and defend it to them. Without the prior public profession by the state of the truth that it is supporting, it cannot legitimately impose legal obligations to privilege that truth.

This means that one interpretation Storck gives of my position is not accurate. He claims that on my view Dignitatis Humanae was simply a policy decision by the church. Though the church always has the authority to use states as her agents for the good of religion, in 1965 she decided no longer to do so, and that was what detached states from legislating for religion. Now this may have been part of what happened in some cases – witness the ecclesial pressure under Paul VI and his successors on formerly Catholic states to repeal laws privileging Catholicism over other religions. But it is equally clear that in much of the world by 1965 the church anyway faced a fait accompli, and that the change in church policy was importantly a response to this. Most states were simply no longer prepared to acknowledge Catholicism as true, mainly because they were no longer in any sense political communities of the baptised. So the church no longer had the capacity to employ these states as her religious agents even if she wanted to.

Storck’s view is that no matter the approval of it given by Paul V at the counter-reformation, the political theology of Suarez did not inform Leo XIII’s magisterial teaching and was irrelevant to the subsequent interpretation of that teaching. We have seen that this view is simply not plausible. Unless we understand Leo XIII’s teaching in broadly Suarezian terms, as reserving religion in general to the sovereign authority of the church, we cannot make sense either of the text of Immortale Dei itself or the use made of Leo’s teaching at Vatican II by those drafting Dignitatis Humanae. It should not be surprising then to find that in the period between Immortale Dei and Vatican II Suarez’s political theology was not forgotten counter-reformation history. It was officially approved of and cited right up to Vatican II, certainly not as magisterial teaching in its own right, but as a safe guide to understanding magisterial teaching.

Consider Alfredo Ottaviani’s Compendium iuris publici ecclesiastici, a manual on canon law and ecclesial authority specially abridged for seminary use from Ottaviani’s longer Institutiones. This went into multiple editions up to Vatican II and references here are to the fourth edition of 1954. This standard vade mecum presents Leo XIII’s Immortale Dei as among the most important magisterial teaching about the proper ordering of church and state and presents the political theology of Suarez as an excellent interpretation of that teaching. Far from disapproving of Suarezian political theology as Storck claims, Pius XII had just made this prominent supporter of it both a cardinal and pro-secretary of the Holy Office.[1]

Appealing to Immortale Dei Ottaviani distinguishes between a temporal end served by the state and a spiritual end served by the church. This spiritual end is not some internal church order but lies, exactly as Leo XIII taught, in the worship of God and in salvation. Ottaviani presents this spiritual end as of another and higher order from that served by the state whose own authority extends only to natural goods, namely the protection of rights, the needs of a natural existence and earthly happiness (Compendium p351). The state should protect and support the Church and her mission, but this role implies no state jurisdiction over the spiritual end. Were there such a jurisdiction the state’s role in spiritual matters would be auctoritativa (as it is not) rather than ministerialis (which it is) (Compendium p365). Where religion is concerned, the state is minister rather than potestas. And a state that is not Christian lacks even that ministerial role (Compendium p360).

This doctrine, Ottaviani claims, was taught not by Leo XIII alone, but by popes and general councils throughout the church’s history. He appeals to Suarez’s description of it, as involving a duty of the rulers of a Catholic state to be to be directed by a superior potestas towards the higher end of salvation for which that superior potestas alone is competent. Ottaviani writes of this teaching as one ‘to which Saint Bellarmine and Suarez applied themselves to give polished doctrinal formulation’. ‘Suarez rightly said [the teaching] is a certain and common conclusion for Catholics’ (Compendium p356).

It is hardly surprising then that the commission drafting Dignitatis Humanae expounded Leo XIII’s teaching of the two legal orders, religious and civil, each with its own governing potestas, in (as has become apparent) such very similar terms. The Vatican II conservative Ottaviani and the Vatican II progressives that had charge of the declaration’s drafting were formed and trained within exactly the same theological culture.

The difference between the conservative Ottaviani and the progressives lay not in their shared Leonine understanding of the two legal orders, but in their view of soul-body union and the possibility or even desirability of a continued ministerial role for the state in defence of religious truth.

Storck says there was no sign of a Suarezian understanding of Leonine political teaching at the council because people made no great issue of the church’s role as a religious agent. But it is perfectly clear why the agency role of the state was not central to discussion. For the progressives on the commission, what mattered was the two legal orders, and the removal of religion from the sovereign authority of the state. That secured the moral right to religious liberty in the civil order. The past ministerial role of the state within this juridical structure was regarded by them as history, and irrelevant to the future of church-state relations. For the conservatives what was desirable and necessary was the continued state privileging of Catholicism not just (pace Storck) to protect the civil order, but to protect true religion and salvation. They viewed the abandonment by the state of its support for true religion as very undesirable, and saw any endorsement of this abandonment by the church as itself contrary to historical magisterial teaching, not least that of Leo XIII. Whether the state’s role in defence of true religion was ministerialis rather than auctorativa was not the issue for them. What mattered was the state’s continued fulfilment of that role, and the spiritual need for it.

For some reason Storck treats John Courtney Murray as a decisive authority for the interpretation of the declaration in its final form. But Murray was unusually radical in his rejection of the political teaching of Leo XIII. So far so that he in fact rejected the entire Leonine theology by which from 1964 to the final vote the declaration was being officially explained. He denied the Leonine framework of the two legal orders and two potestates that those drafting the final declaration publicly invoked. The state was the only sovereign coercive authority in human society:

If an authority exists that is empowered to restrain men from public action in accord with their religious beliefs, this authority can reside only in government, which presides over the juridical and social order. “The Declaration on Religious Freedom,” in Vatican II: An Interfaith Appraisal, ed. John H. Miller (Notre Dame, IN: Association Press, 1966), 565–76.

Since the state lacked the authority to coerce for religious ends there was, in his view, no other potestas that possessed it. There was no legal order of religion with its own governing potestas. So of course Murray wanted to understand the right to religious liberty broadly, as holding against all forms of authority. But that does not give his view force against the relationes that at the time of the declaration’s passing very clearly and repeatedly gave an official interpretation of the declaration otherwise. As Yves Congar acknowledged, in 1966, immediately after the council, the coercive authority of the church herself was a ‘distinct question’ which Dignitatis Humanae did not address. In fact even Murray conceded that ‘the conciliar affirmation of the principle of freedom was narrowly limited – in the text.’ But it was that text that became magisterial teaching, not Murray’s opinions.

Other progressives, Maritain and Paul VI included, certainly did not take Murray’s highly revisionary view of the church and her authority. Maritain, who had gained Giovanni Montini, later Paul VI, as an intellectual disciple, thought not only that the church was indeed the coercive potestas for religion but that her past use of the state as her brachium seculare or minister in this sphere had been entirely legitimate. Maritain addressed this use of the state as an ecclesial agent and its past legitimacy very explicitly just before Vatican II in Man and the State. Such use of the state by the church, though once desirable, was in his view no longer spiritually beneficial now. That meant that in his view though Leo XIII’s teaching of the two coercive legal orders with two potestates, civil and religious, was indeed perennially true, the once legitimate appropriation of the state as her minister by the religious potestas was now an outmoded relic. It was of course Paul VI who was in charge when the relationes were presented that interpreted Dignitatis Humanae in terms of this Leonine division of orders, and who continued after the council in papal addresses to emphasise the identity of the church as a coercive potestas, employing stock New Testament proof texts for this conception of the church familiar from the theology of Suarez and Bellarmine. For example in an address in 1970 Paul VI insisted:

The coercive power is also founded on the experience of the primitive Church, and already St Paul was applying it to the Christian community at Corinth (cf I Co 5).

This referred to a passage in which St Paul called for the good of his salvation for a member of the church at Corinth guilty of incest to be ‘handed over to Satan for the destruction of the flesh’ – a passage that Catholic theologians, Suarez included, had long used as scriptural support for the church’s authority (still assumed in the 1983 Code) to impose temporal punishments on the baptised.

It is not surprising that Ottaviani, a leading canonist, held Suarez in such high regard on questions of church and state. The political theology of Suarez long met with official favour because it made especially good sense of the canonical tradition, of which Suarez was one of the leading theological interpreters of his day. So let us now turn to canonical issues. Storck asks for the textual basis for the so long ecclesially supported restrictions on non-Christians, and in particular for their canonical foundation. These restrictions lay especially on Jews and Moslems, who were present in large communities within parts of Christian Europe. These limited their social contact with Christians, forbad prominent sitings of synagogues and mosques in Christian areas, banned Jews and Moslems from public office in Christian states and the like. Our question is not the overall moral defensibility of these restrictions. Many of us now find them morally very objectionable for all sorts of reasons that are not simply to do with questions of jurisdiction between church and state. Our discussion simply concerns the authority under which these restrictions were enacted. Storck questions whether these restrictions could in any way be canonical in basis, since Jews and Moslems as unbaptised were always outside the church’s jurisdiction and unbound by canon law.

The canonical basis for these restrictions is not mysterious or hard to find, and I have already cited it repeatedly in published work. It is to be found within the Corpus Iuris Canonici, such as among the decretals of Gregory IX. This canonical regulation contained with the Corpus may now be defunct. But there can be no doubt that as so contained it is historical canon law.

The juridical force of all this regulation is not mysterious either, once we consider the soul-body model with precision. These restrictions on the conduct of Jews and Moslems were not to force conversions, or to ban the practice of their religions outright, even at the public level, for which there was no authority. These non-Christian religions were practiced by the unbaptised, and so were not a violation of canon law; and as forms of monotheism they did not violate the natural law that based the civil order either. The aim of these restrictions was not to suppress Judaism or Islam as false, but to protect the Christian community by limiting its exposure to non-Christian religious belief and practice. These restrictions were clearly legislated by church authority. Not only do they form part of the canonical Corpus. They consist, for example, in decrees of general councils such as Lateran IV, decrees that do not simply approve of such restrictions, but are clearly instructions addressed to the baptised rulers of Christian states ordering their imposition.

Jews and Moslems as unbaptised were indeed not bound by any canonical obligation imposed by the Church. But they were bound by state jurisdiction and civil law, and it was the law of the state that obligated them to respect the restrictions, not canon law. This is clearly not a problem for the soul-body model, but an illustration of it. Remember that the Christian state was not simply providing the church with coercive force. It was not simply lending police or troops. The Christian state was making its jurisdiction available, for religious ends. And the good of religion justified such restrictions, to the extent they were ever justified, not to enforce the church’s jurisdiction over non-Christians, which did not exist, but to protect the church’s jurisdiction over Christians and the mission served by that jurisdiction. Only the church was able to authorise coercion for this religious end, and her canonical requirement of it could only bind rulers within her jurisdiction – rulers who were themselves baptised. But once the mandated laws were passed the Christian state then provided the jurisdiction that obligated non-Christian observance of them.

To conclude, there is a common pattern to Storck’s misreading of Immortale Dei, his inattention to the continuing reliance up to Vatican II within the official church on the political theology of Suarez, and his failure seriously to engage with the Leonine relationes by which from 1964 the declaration was officially interpreted to the council fathers about to vote on it. Storck treats the state as if it were in effect really the only coercive potestas, at least for all matters save those strictly internal to the church’s own self-regulation.

We now see that this view was certainly not historical church teaching; nor the view of a leading Vatican II conservative such as Ottaviani; nor the view, at least officially, of the leading progressives who took charge of the final drafting of the declaration on religious liberty and its official interpretation; nor the view of Jacques Maritain and his school, to which Paul VI belonged, and at whose bidding Dignitatis Humanae was being thus redrafted and officially explained. That is quite a consensus against Storck, whose striking amnesia regarding historical church teaching about the church as the unique potestas not only for her own regulation but for the good of religion on this earth is unfortunately now all too common among Catholics.


  1. Citing Ci Riesce Storck presents Pius XII as supposedly opposing Suarez. From the passage cited, it is not clear why. Pius XII observes that God may ‘communicate’ a right to the state to restrict religious error. Indeed he might, but this hardly rules out that the right might be communicated via the church to the state as minister. Storck puts weight on Pius talking merely of political rulers being guided by the church in deciding whether to enforce truth, not explicitly of their being subject to ecclesial permission. But the address is clearly not an exact juridical treatise. Pius might effectively be permitting Catholic rulers to use their own political judgment in hard cases on ecclesial advice. If Suarez’s juridically precise account really had been rejected by Pius XII, Ottaviani would certainly not have been presenting Suarez as a sure guide to the magisterium in this area in a standard manual while helping run the Holy Office.

Vatican II and Crisis in the Theology of Baptism: Part III

by Thomas Pink


This is the third and final part of a three-part series. Parts one and two can be found here and here respectively.


The efficacy of grace – through or apart from explicit faith and visible participation in baptism and other sacraments

Even before Vatican II the magisterium taught that salvation is possible, at least in principle, even for those who are not Catholic. Pius XII taught that non-Catholics may be related to the Church through some kind of unconscious desire, and implied that this may be a (less than certain) help to their salvation: Continue reading “Vatican II and Crisis in the Theology of Baptism: Part III”

Vatican II and Crisis in the Theology of Baptism: Part II

by Thomas Pink


This is the second part of a three-part series. Part one is available here, and part three here.

3. Vatican II and revolution in the official theology of baptism

Vatican II may not have introduced any new teaching about baptism in its formal magisterium. But even so, the Council event is deeply associated with a revolution in baptism’s official theology.

Aspects of this revolution were already occurring before the Council, in some cases with roots going back to the nineteenth century. The Council event still deepened or confirmed these theological changes. Other aspects of the revolution involved official liturgical changes brought about thanks to the Council. These liturgical changes were not in general directly called for by any document of the Council. But they were introduced by Paul VI in the name of applying the Council, and opposition to them is characteristically treated in official circles as opposition to the Council. Continue reading “Vatican II and Crisis in the Theology of Baptism: Part II”

Vatican II and Crisis in the Theology of Baptism: Part I

by Thomas Pink


This is the first part of a three-part series. Parts two and three are available here and here respectively.


1. Vatican II and theological crisis in the Church

Leo XIII’s magisterial teaching in Immortale Dei is clear. The gospel requires that the state recognize the truth of Catholicism and unite to the Church in a single Christian community as body to the Church’s soul, legally privileging Catholicism as the true religion.[1] This magisterial teaching is now generally rejected within the Church—not in opposing magisterial teaching but through what I shall refer to as official theology. Official statements that do not themselves carry any magisterial authority—that come from office-holders within the Church but which merely express a prevailing theological opinion – constantly suggest, against Leo XIII, that the true ideal is for the state to be separate from the Church and to remain effectively neutral in matters of religion. Continue reading “Vatican II and Crisis in the Theology of Baptism: Part I”